Response and/or reply

Notion(s) Filing Case
Decision on Witness List - 21.08.2007 NYIRAMASUHUKO et al. (Butare)
(ICTR-98-42-AR73)

11. […] The Appeals Chamber notes that in the Blaškić case, the Appeals Chamber of the ICTY considered that “the purpose of a response is to give a full answer to the issues raised in a motion by the moving party”.[1] […]

12. […] Most of the submissions in Mr. Ndayambaje’s Response relate solely to his case and challenge the Impugned Decision with regard to its order to him to file a revised witness list containing a maximum of thirty witnesses.[2] The Appeals Chamber finds that these arguments are inadmissible with respect to the appeal of the Appellant as they are not made in response to that appeal. For Mr. Ndayambaje to raise these arguments on his own behalf with respect to the restriction on the number of witnesses he is permitted to call, he needs to have obtained certification. He cannot attempt to appeal the Impugned Decision with the objective of having the Trial Chamber’s reduction of the number of his witnesses reversed by filing a response to a certified appeal of a co-accused.

13. […] Accordingly, Mr. Ntahobali’s Response challenges the Impugned Decision and the Trial Chamber’s use of its discretion.[3] The Appeals Chamber considers that, as Mr. Ntahobali did not seek and was not granted certification to appeal from the Impugned Decision, his arguments in this regard are inadmissible before the Appeals Chamber.

[1] Prosecutor v. Tihomir Blaškić, Case No. IT-95-14-R, Decision on the Prosecution’s Motion Seeking a Declaration, 20 June 2006, p. 4; Prosecutor v. Ante Gotovina et al, Case No. IT-06-90-AR73.2, Decision on Ivan Čermak’s Interlocutory Appeal against Trial Chamber’s Decision on Conflict of Interest of Attorneys Čedo Prodanović and Jadranka Sloković, 29 June 2007, para. 12 (“Gotovina Decision”).

[2] See Ndayambaje’s Response, paras. 16 - 49.

[3] Ntahobali’s Response, paras. 15 – 35.

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Appeal Judgement - 29.09.2014 NIZEYIMANA Ildéphonse
(ICTR-00-55C-A)

Fn. 881. […] Because Nizeyimana raised this contention for the first time in his Reply Brief, and thereby deprived the Prosecution of an opportunity to respond, the Appeals Chamber will not address it.

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Decision on Motions to Strike Parts of Response Brief - 22.07.2015 PRLIĆ et al.
(IT-04-74-A)

NOTING that the contested paragraphs of the Prlić Response Brief make submissions on the merits of certain arguments advanced in the ]orić Appeal Brief and the Stojić Appeal Brief;[1]

RECALLING that paragraph 5 of the Practice Direction[[2]]] provides that the “opposite party” shall file a “Respondent’s Brief”, the content of which “shall be limited to arguments made in response to [the Appellant’s Brief]”;

CONSIDERING that the “opposite party” means the Prosecution when the appellant is a convicted person, and a defendant when the appellant is the Prosecution, and that arguments made in response must be limited to those raised by the relevant opposite party;

CONSIDERING that the Appeals Chamber will only consider the arguments raised in the Prlić Response Brief to the extent that they respond to the arguments raised by the Prosecution in its appeal against Prlić;

FINDING that to the extent that the Prlić Response Brief contains submissions on the merits of the ]orić Appeal Brief and the Stojić Appeal Brief, the Appeals Chamber will disregard these submissions for the purposes of adjudicating the Prosecution’s appeal against ]orić and Stojić, without prejudice to any possible similar arguments advanced by the Prosecution in its appeal against ]orić and Stojić;

[1] [Jadranko Prlić’s Respondent’s Brief, 7 May 2015 (confidential)]], paras 58(f), 96-97, 116-117, 123-127 (Stojić), 142-146 (]orić).

[2] Practice Direction on Formal Requirements for Appeals from Judgement, IT/201, 7 March 2002. 

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Other instruments Practice Direction on Formal Requirements for Appeals from Judgement (ICTY); para 5
Notion(s) Filing Case
Decision on Additional Evidence - 05.05.2006 NAHIMANA et al. (Media case)
(ICTR-99-52-A)

8. […] In addition, the Appeals Chamber recalls that a reply should be limited to arguments contained in the response and that, to the extent the Rule 115 Reply included any completely new submission of law or fact, it was improper.[1]

15. […] However, the Appeals Chamber will only take into account arguments pertaining to documents referred to in the Rule 115 Motion but not initially annexed to it or to alleged changes between the documents filed with the Rule 115 Motion and those filed with the Corrigendum to Rule 115 Motion. The Appeals Chamber notes that the Prosecution Request of 10 February 2006 and the reply thereto may not be used indirectly as a vehicle to make new submissions that should have been made in the Response to Rule 115 Motion or in a timely reply to it. In conformity with this principle, the Appeals Chamber also denies the Appellant’s request to file “a full reply given that the original reply has been expunged from the record”.[2]

[1] Prosecutor v. Miroslav Kvočka et al., Case No. IT-98-30/1-A, Decision on Prosecution’s Motion to Strike Portion of Reply, 30 September 2002, p. 3. Cf. generally, Practice Direction on Practice Direction on Formal Requirements for Appeals from Judgement, 4 July 2005, para. 6. Cf. also Prosecutor v. Blagoje Simić, Case No. IT-95-9-A, Decision on Prosecution’s Motion to Strike Parts of the Brief in Reply, 27 September 2004, p. 3; Prosecutor v. Stanislav Galić, Case No. IT-98-29-A, Decision on Prosecution’s Motion to Strike New Argument Alleging Errors by Trial Chamber Raised for First Time in Appellant’s Reply Brief, 28 January 2005, p. 3; Prosecutor v. Miroslav Deronjić, Case No. IT-02-61-A, Judgement on Sentencing Appeal, 20 July 2005, para. 145.

[2] [“Appellant’s Reply to the Prosecutor’s Request to File a Response to [sic] Limited to Fresh Additionla [sic] Evidence Appended to ‘The Appellant Jean-Bosco Barayagwiza’s Extremely Urgent Corrigendum to the Rule 115 Motion Filed 28 December 2005, Pursuant to the Order of the Pre Trial [sic] Appeal Judge of 23rd January 2006’”, 16 February 2006 (“Reply to the Prosecution Request of 10 February 2006”), para. 1.]

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ICTR Rule Rule 115 ICTY Rule Rule 115
Notion(s) Filing Case
Decision on Leave to Respond to Oral Arguments - 05.03.2007 BRALO Miroslav
(IT-95-17-A)

13. The Appeals Chamber recalls that a brief in reply must be “limited to arguments in reply to the Respondent’s Brief” and therefore that it should not contain new allegations of error[1] Consequently, the Second Supplemental Reply Brief should have been limited to the Prosecution’s arguments in response to the Appellant’s supplemental arguments, which in turn should have been limited to the potential impact of the three elements of additional evidence admitted on appeal.[2] Without having sought leave from the Appeals Chamber, the Appellant chose to include in his Second Supplemental Reply Brief a “reply to assertions raised by the [P]rosecution for the first time during oral arguments that certain of Appellant’s factual arguments under the sub-heading 1.2(1) lack evidentiary support in the certified trial record”.[3] This procedure was improper.

[1] Practice Direction on Formal Requirements for Appeals from Judgement, para. 6; see Prosecutor v. Miroslav Deronjić, Case No. IT-02-61-A, Judgement on Sentencing Appeal, 20 July 2005, paras 145-146; Prosecutor v. Stanislav Galić, Case No. IT-98-29-A, Decision on Prosecution’s Motion to Strike New Argument Alleging Errors by Trial Chamber Raised for First Time in Appellant’s Reply Brief, 28 January 2005; Prosecutor v. Momir Nikolić, Case No. IT-02-60/1-A, Decision on Prosecution’s Motion to Strike, 20 January 2005, para. 18; Prosecutor v. Blagoje Simić, Case No. IT-95-9-A, Decision on Prosecution’s Motion to Strike Parts of the Brief in Reply, 27 September 2004.

Decision of 12 January 2007, paras 5, 20, 21 and 27. This evidence consists of: (i) “Prosecutor’s Motion for an ex parte in camera Hearing in Respect of the Admission of Newly-Discovered Evidence”, filed ex parte and under seal on 11 December 1997 in Prosecutor v. Tihomir Blaškić, Case No. IT-95-14-T, and made public on 13 January 2006 (“Item 1”); (ii) public redacted version of “Prosecutor’s Revised Reply to Defense’s ‘Response to Prosecutor’s Request for Review or Reconsideration’”, filed on 4 September 2006 in Prosecutor v. Tihomir Blaškić, Case No. IT-95-14-R (“Item 2”); and (iii) Letter dated 6 October 2006, from Peter M. Kremer, Q.C., Senior Appeals Counsel (“Item 3”).

The Appeals Chamber found that those Items “reveal[ed] the use of documents provided by the Appellant in 1997 and 2005 in other proceedings by the Prosecution” and were therefore “relevant to […] sub-ground of appeal 1.2, relating to the assessment of his cooperation with the Prosecution”. Finally, the Appeals Chamber found that, “had Items 1 to 3 been adduced at trial, those elements could have been a decisive factor in weighing his co-operation as a mitigating factor and could have changed the sentence”.

[3] Second Supplemental Reply Brief, para. 4.

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Decision on Additional Evidence - 26.02.2001 KUPREŠKIĆ et al.
(IT-95-16-A )

70. Moreover, ordinarily a reply is restricted to dealing with issues raised in an opposing party’s response. If a party raises a new argument or request for the first time in a reply then the opposing party is deprived of an opportunity to respond. This could harm the fairness of the appeal proceedings.

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Decision on Voir Dire and Statements of the Accused - 27.10.2006 NTAHOBALI & NYIRAMASUHUKO
(ICTR-97-21-AR73)

Footnote four of the Interlocutory Appeal cites the Practice Direction on Procedure for the Filing of Written Submissions in Appeal Proceedings Before the Tribunal, Section III(8) read together with Section I, permitting ten days from the filing of an interlocutory appeal for the filing of a response.

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Decision on Continuation of Proceedings - 04.03.2016 HADŽIĆ Goran
(IT-04-75-AR73.1)

20.     The Appeals Chamber is of the view that Hadžić cannot be permitted to challenge findings of an impugned decision in a response to a Prosecution appeal. Hadžić has chosen to refrain from seeking certification to appeal and thus does not have standing as an appellant. Accordingly, to the extent Hadžić’s challenges are aimed at appealing the Trial Chamber’s finding on Hadžić's fitness to stand trial, the Appeals Chamber will not consider them. […]

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Decision Regarding Leave to Amend Indictment - 12.02.2004 BIZIMUNGU et al. (Government II)
(ICTR-99-50-AR50)

9.       […] The Practice Direction on Procedure for the Filing of Written Submissions in Appeal Proceedings Before the Tribunal, dated 16 September 2002 (“Practice Direction”), provides that responses to interlocutory appeals governed by the Practice Direction are due ten days after the filing of the appeal.[1]  The Appeals Chamber notes, however, that the Practice Direction does not specifically provide a deadline for responses to appeals that follow certification of the Trial Chamber, although the Appeals Chamber has recently suggested that the response time of ten days should also apply to appeals following certification.[2]  The Appeals Chamber affirms this interpretation of the Practice Direction. […]

[1] Practice Direction, arts. II.2, III.8.

[2] Prosecutor v. Bagosora et al., No. ICTR-98-41-AR93, Decision on Application for Extension of Time to File Response to Interlocutory Appeal, 3 November 2003, pp. 2-3.

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Other instruments The Practice Direction on Procedure for the Filing of Written Submissions in Appeal Proceedings Before the Tribunal
Notion(s) Filing Case
Appeal Judgement - 14.12.2015 NYIRAMASUHUKO et al. (Butare)
(ICTR-98-42-A)

468. As a preliminary matter, the Appeals Chamber clarifies that it considers that the Prosecution did not exceed the scope of its response brief by arguing that the Indictment was not defective regarding the count of conspiracy to commit genocide. The purpose of a response brief is to give a full answer to the issues raised in the relevant appeal brief[1] and there is nothing in the Rules or the relevant practice directions prohibiting a party from raising an allegation of error in the Trial Judgement in response to an issue raised by the other party. Therefore, the Appeals Chamber finds no merit in Nyiramasuhuko’s argument that the Prosecution should have requested leave to argue that the Trial Chamber erred in finding that the Indictment was defective as regards the charge of conspiracy to commit genocide.

[1] Cf. 21 August 2007 Appeal Decision [The Prosecutor v. Pauline Nyiramasuhuko et al., Case No. ICTR-98-42-AR73, Decision on Joseph Kanyabashi’s Appeal Against the Decision of Trial Chamber II of 21 March 2007 Concerning the Dismissal of Motions to Vary His Witness List, 21 August 2007], para. 11. See also Practice Direction on Formal Requirements on Appeal [Practice Direction on Formal Requirements for Appeals from Judgement, 4 July 2005], para. 5.

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Decision on Motion to Strike - 20.01.2005 NIKOLIĆ Momir
(IT-02-60/1-A)

32.     […] A three-stage process is established by the Rules and the relevant Practice Directions for the filing of written submissions before the International Tribunal. For motions filed during appeals from judgement, as is the case here, the moving party is requested to file a motion containing (i) the precise ruling or relief sought; (ii) the specific provision of the Rules under which the ruling or relief is sought; and (iii) the grounds on which the ruling or relief is sought.[1] The opposite party is entitled to file a response stating whether or not the motion is opposed and the grounds therefore,[2] and the moving party may file a reply[3] restricted to dealing with issues raised in the opposite party’s response.[4]  The Appeals Chamber recognizes that it is not possible to require a party to anticipate all the arguments made in response by the opposite party. The very purpose of a reply is to permit the moving party to rebut the arguments raised in opposition by the other party. Subject to a rejoinder, this can sometime necessitate submitting an argument not developed in the initial motion. However, this right to fully address the opposing party’s arguments does not allow the moving party to use its reply to make new claims or to raise totally new arguments. As the Appeals Chamber has already stated, if a party raises in a reply an argument or request for the first time, then the opposing party is deprived of an opportunity to respond and this can harm the fairness of the proceedings.[5] That is notably why the core of the moving party’s arguments must be provided in the initial motion and not raised for the first time in the reply.

[1] Practice Direction on Procedure for the Filing of Written Submissions in Appeal Proceedings before the International Tribunal, IT/155/Rev. 1, 7 March 2002 (“Practice Direction”), para. 10.

[2] Practice Direction, para. 11.

[3] Practice Direction, para. 12.

[4] Decision on Motion to Strike [Decision (Motion to Strike Parts of Defence Appeal Brief and Evidence not on Record, Motion to Enlarge Time, Motion for Leave to File a Rejoinder to the Prosecution’s Reply), 1 September 2004], para. 10. See also Kupreškić Decision [Prosecutor v. Kupreškić et al., IT-95-16-A, Decision on the Motions of Appellants Vlatko Kupreškić, Drago Josipović, Zoran Kupreškić and Mirjan Kupreškić to Admit Additional Evidence, filed confidentially on 26 February 2001], para. 70; Kordić Decision [Prosecutor v. Kordić and Čerkez, IT-95-14/2-A, Decision on Prosecution’s Motion to Strike out Portions of Kordić’s Reply filed 13 April 2004, 11 May 2004], para. 14. See, mutatis mutandis, Practice Direction on Formal Requirements for Appeals From Judgement, 7 March 2002, IT/201, para. 6. 

[5] Decision on Motion to Strike, para. 10. See also Kupreškić Decision, para. 70; Kordić Decision para 14. 

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