Direct and public incitement to commit genocide

Notion(s) Filing Case
Appeal Judgement - 28.11.2007 NAHIMANA et al. (Media case)
(ICTR-99-52-A)

1034. The Appeals Chamber recalls that the crime of incitement requires direct and public incitement to commit genocide as a material element and the intent to incite others to commit genocide (itself implying a genocidal intent) as a mental element, which is not required by Article 3(h) of the Statute. As stated supra, persecution as a crime against humanity requires the underlying act to have been committed as part of a widespread and systematic attack on a civilian population, unlike the crime of direct and public incitement to commit genocide.

1035. The argument that the Trial Chamber noted that the material and mental elements of both crimes are the same is manifestly unsubstantiated. The Appeals Chamber notes, first, that in paragraph 1077 of the Judgement the Trial Chamber noted no such thing: it merely stated that, as genocidal intent was established for the communications, “the lesser intent requirement of persecution, the intent to discriminate” had also been met.[1] Secondly, the Appeals Chamber emphasizes that, while the intent to discriminate required by persecution can in practice be considered to be subsumed within genocide, the reverse is not true. The fact remains that the crime of direct and public incitement to commit genocide, like the crime of genocide, requires the intent to destroy, in whole or in part, a national, ethnical, racial or religious group, which is not required for persecution as a crime against humanity.

[1] Judgement, para. 1077: “Having established that all communications constituting direct and public incitement to genocide were made with genocidal intent, the Chamber notes that the lesser intent requirement of persecution, the intent to discriminate, has been met with regard to these communications”.

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Appeal Judgement - 28.11.2007 NAHIMANA et al. (Media case)
(ICTR-99-52-A)

677. A person may be found guilty of the crime specified in Article 2(3)(c) of the Statute if he or she directly and publicly incited the commission of genocide (the material element or actus reus) and had the intent directly and publicly to incite others to commit genocide (the intentional element or mens rea). Such intent in itself presupposes a genocidal intent.[1]

678. The Appeals Chamber considers that a distinction must be made between instigation[2] under Article 6(1) of the Statute and public and direct incitement to commit genocide under Article 2(3)(c) of the Statute. In the first place, instigation under Article 6(1) of the Statute is a mode of responsibility; an accused will incur criminal responsibility only if the instigation in fact substantially contributed to the commission of one of the crimes under Articles 2 to 4 of the Statute. By contrast, direct and public incitement to commit genocide under Article 2(3)(c) is itself a crime, and it is not necessary to demonstrate that it in fact substantially contributed to the commission of acts of genocide.[3] In other words, the crime of direct and public incitement to commit genocide is an inchoate offence, punishable even if no act of genocide has resulted therefrom. This is confirmed by the travaux préparatoires to the Genocide Convention, from which it can be concluded that the drafters of the Convention intended to punish direct and public incitement to commit genocide, even if no act of genocide was committed, the aim being to forestall the occurrence of such acts.[4] The Appeals Chamber further observes — even if this is not decisive for the determination of the state of customary international law in 1994 — that the Statute of the International Criminal Court also appears to provide that an accused incurs criminal responsibility for direct and public incitement to commit genocide, even if this is not followed by acts of genocide.[5]

679. The second difference is that Article 2(3)(c) of the Statute requires that the incitement to commit genocide must have been direct and public, while Article 6(1) does not so require.

[1] In this respect, see Akayesu Trial Judgement, para. 560, quoted and approved in the Judgement, para. 1012.

[2] “Incit[ation]” in the French version of Article 6(1) of the Statute.

[3] Kajelijeli Trial Judgement, para. 855; Niyitegeka Trial Judgement, para. 431; Musema Trial Judgement, para. 120; Rutaganda Trial Judgement, para 38; Akayesu Trial Judgement, para. 562. The Trial Chamber endorsed this jurisprudence (Judgement, paras. 1013 and 1015) and the Appellants do not challenge this finding: see Nahimana Appellant’s Brief, para. 189; Barayagwiza Appellant’s Brief, para. 259; Ngeze Appellant’s Brief, paras. 255-256; Ngeze Brief in Reply, para. 31.

[4] The United States proposed amendment to remove incitement from the list of punishable acts (see UN ORGA, Sixth Committee, Third Session, 84th meeting, UN Doc. A/C.6/3/SR. 84, 26 October 1948, pp. 213-214) was rejected by 27 votes to 16, with 5 abstentions: UN ORGA, Sixth Committee, Third Session, 85th meeting, UN Doc. A/C.6/3/SR. 85, 27 October 1948, p. 229. Many delegations which voted to reject this amendment explained that it was important to make direct and public incitement to commit genocide punishable even when it was not followed by acts, so that the Convention should be an effective instrument for the prevention of genocide: see UN ORGA, Sixth Committee, Third Session, 84th and 85th meetings, UN Doc. A/C.6/3/SR. 84 and UN Doc. A/C.6/3/SR. 85, 27 and 27 October 1948, p. 208 (Venezuela), 215 and 226 (Poland), 216 (Yugoslavia), 219 (Cuba), 219, 227 and 230 (USSR), 222 (Uruguay), 223 (Egypt).

The Appeals Chamber notes that the Draft Code of Crimes against the Peace and Security of Mankind by the International Law Commission in 1996 provides that direct and public incitement to commit genocide is punishable only if the act in fact occurs: see Articles 2(f) and 17 of the Draft Code of Crimes against the Peace and Security of Mankind and the comments relating thereto, 1996, Report of the International Law Commission on the deliberations of its 48th meeting, 51 UN ORGA Supp. (No. 10), reproduced in the Yearbook of the International Law Commission, 1996, vol. II (Part Two) (hereinafter “Draft Code of Crimes against the Peace and Security of Mankind”). However, the Appeals Chamber considers that this position does not reflect customary international law on the matter. Indeed, the International Law Commission itself specified that this limitation “does not in any way affect the application of the general principles independently of the Code or of similar provisions contained in other instruments, notably article III of the Convention on the Prevention and Punishment of the Crime of Genocide”: Draft Code of Crimes against the Peace and Security of Mankind, footnote 45 (para. 6, p. 20).

[5] Indeed, Article 25(3)(b) of the Statute of the International Criminal Court provides that any person who “orders, solicits or induces” the commission of a crime falling under the jurisdiction of the Court shall be individually responsible for such a crime “which in fact occurs or is attempted”. However, Article 25(3)(e) of the Statute of the International Criminal Court provides that a person may incur criminal responsibility for direct and public incitement to commit genocide and it does not require the “commission or attempted commission of such a crime”.

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ICTR Statute Article 2(3)(c) ICTY Statute Article 4(3)(c)
Notion(s) Filing Case
Appeal Judgement - 28.11.2007 NAHIMANA et al. (Media case)
(ICTR-99-52-A)

692. The Appeals Chamber considers that there is a difference between hate speech in general (or inciting discrimination or violence) and direct and public incitement to commit genocide. Direct incitement to commit genocide assumes that the speech is a direct appeal to commit an act referred to in Article 2(2) of the Statute; it has to be more than a mere vague or indirect suggestion.[1] In most cases, direct and public incitement to commit genocide can be preceded or accompanied by hate speech, but only direct and public incitement to commit genocide is prohibited under Article 2(3)(c) of the Statute. This conclusion is corroborated by the travaux préparatoires to the Genocide Convention.[2]

693. The Appeals Chamber therefore concludes that when a defendant is indicted pursuant to Article 2(3)(c) of Statute, he cannot be held accountable for hate speech that does not directly call for the commission of genocide. The Appeals Chamber is also of the opinion that, to the extent that not all hate speeches constitute direct incitement to commit genocide, the jurisprudence on incitement to hatred, discrimination and violence is not directly applicable in determining what constitutes direct incitement to commit genocide. […]

727. In the present case, it is not certain that the Trial Chamber convicted Appellant Nahimana on the basis of “programming”. The Trial Chamber does not appear to have considered that the entirety of RTLM broadcasting constituted direct and public incitement to commit genocide, but rather that certain broadcasts did.[3] However, the Appeals Chamber agrees with the Appellant that the Trial Chamber should have identified more clearly all of the broadcasts which, in its opinion, constituted direct and public incitement to commit genocide.  Thus the Trial Chamber erred in this respect.

[1] Kajelijeli Trial Judgement, para. 852; Akayesu Trial Judgement, para. 557; Mugesera v. Canada (Minister of Citizenship and Immigration), [2005] 2 S.C.R. 100, 2005 SCC 40, para. 87. See also Comments of the International Law Commission on the Draft Code of Crimes Against the Peace and Security of Mankind, p. 22: “The element of direct incitement requires specifically urging another individual to take immediate criminal action rather than merely making a vague or indirect suggestion.”

[2] Articles 2(2) and (3) of the Statute reproduce Articles 2 and 3 of the Genocide Convention. The travaux préparatoires of the Genocide Convention can therefore shed light on the interpretation of Articles 2(2) and (3) of the Statute. In particular, the travaux préparatoires demonstrate that Article 3(c) (Article 2(3)(c) of the Statute of the Tribunal) is intended to criminalize only direct appeals to commit acts of genocide and not all forms of incitement to hatred. Indeed, the first draft of the Convention, which was prepared by a group of experts on behalf of the United Nations Secretary General (UN Doc. E/447), contained provisions criminalizing not only direct and public incitement to commit genocide (Article II (II)(2.)), but also all forms of public propaganda tending by their systematic and hateful character to promote genocide, or tending to make it appear as necessary, legitimate or excusable (Article III). The second draft of the Convention (prepared by the Ad Hoc Committee of the Economic and Social Council, UN Doc. E/794), contained only one provision criminalizing direct and public incitement to commit genocide, regardless of whether it was made in public or in private, and of whether it was successful or not (Article IV(c)). The Soviet delegate had suggested the inclusion of a provision criminalizing hate propaganda and propaganda tending to incite acts of genocide, but the suggestion was rejected by the majority of the Ad Hoc Committee (UN Doc. E/794, p. 23). Later, the Soviet delegate again suggested to the 6th Committee of the General Assembly an amendment of Article III (UN Doc. A/C.6/215/Rev. 1) criminalizing “all forms of public propaganda (press, radio, cinema, etc.) that tend to incite racial, national or religious hatred” and “all forms of propaganda that are aimed at provoking the commission of acts of genocide”. The amendment was rejected (UN ORGA, 6th Committee, 3rd Session, 87th meeting, p. 253). The reasons for rejecting the two parts of the amendment seem to have been the same as those for rejecting the Soviet amendment presented to the Ad Hoc Committee: the first part of the amendment fell outside the framework of the Genocide Convention (see addresses of the delegates of Greece, France, Cuba, Iran, Uruguay and India) while the second part was a duplication of the provision prohibiting incitement of direct and public incitement to commit genocide (see addresses of the delegates of Greece, Cuba, Iran, Uruguay, Egypt, the United States of America). See UN ORGA, 6 th Committee, 3rd Session, 86th meeting, UN Doc. A/C.6/3/CR. 86, 28 October 1948, pp. 244-248, and UN ORGA, 6th Committee, 3rd Session, 87th meeting, UN Doc. A/C.6/3/CR. 87, 29 October 1948, pp. 248-254.

[3] See Judgement, para. 1032 (referring to the broadcast of 4 June 1994 as “illustrative of the incitement engaged in by RTLM”). See also para. 483 (referring to the broadcast of 13 May 1994 and the one of 5 June 1994 as explicitly calling for extermination).

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ICTR Statute Article 2(3)(c) ICTY Statute Article 4(3)(c)
Notion(s) Filing Case
Appeal Judgement - 28.11.2007 NAHIMANA et al. (Media case)
(ICTR-99-52-A)

698. In conformity with the Akayesu Trial Judgement, the Trial Chamber considered that it was necessary to take account of Rwanda’s culture and language in determining whether a speech constituted direct incitement to commit genocide.[1] In this respect, the Trial Chamber quotes the following excerpts from the Akayesu Trial Judgement:

[…] The Chamber will therefore consider on a case-by-case basis whether, in light of the culture of Rwanda and the specific circumstances of the instant case, acts of incitement can be viewed as direct or not, by focusing mainly on the issue of whether the persons for whom the message was intended immediately grasped the implication thereof.[2]

699. The Appeals Chamber notes that this approach has been adopted in several other judgements[3] and by the Supreme Court of Canada in Mugesera.[4]

700. The Appeals Chamber agrees that the culture, including the nuances of the Kinyarwanda language, should be considered in determining what constitutes direct and public incitement to commit genocide in Rwanda. For this reason, it may be helpful to examine how a speech was understood by its intended audience in order to determine its true message.[5]

701. The principal consideration is thus the meaning of the words used in the specific context: it does not matter that the message may appear ambiguous to another audience or in another context. On the other hand, if the discourse is still ambiguous even when considered in its context, it cannot be found beyond reasonable doubt to constitute direct and public incitement to commit genocide.

See also para. 711 of the Appeal Judgement.

[1] Ibid. [Judgement], para. 1011.

[2] Akayesu Trial Judgement, paras. 557-558 (footnote omitted).

[3] Muvunyi Trial Judgement, para. 502; Kajelijeli Trial Judgement, para. 853; Niyitegeka Trial Judgement, para. 431.

[4] Mugesera v. Canada (Minister of Citizenship and Immigration), [2005] 2 S.C.R. 100, 2005 SCC 40, paras. 87 and 94. The Appeals Chamber summarily dismisses Appellant Nahimana’s submission that the contrary conclusions of the Federal Court of Appeal and the Supreme Court of Canada demonstrate the uncertainties and dangers of seeking to interpret speech, the Judgement of the Supreme Court of Canada having reversed that of the Federal Court of Appeal.

[5] In this respect, while it is not necessary to prove that the pronouncements in question had actual effects, the fact that they did have such effects can be an indication that the receivers of the message understood them as direct incitement to commit genocide. Cf. infra XIII. A. 3. (c) (i).  

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ICTR Statute Article 2(3)(c) ICTY Statute Article 4(3)(c)
Notion(s) Filing Case
Appeal Judgement - 28.11.2007 NAHIMANA et al. (Media case)
(ICTR-99-52-A)

709. It is apparent from Paragraph 1001 of the Trial Judgement that the Trial Chamber employed the term “intent” with reference to the purpose of the speech, as evidenced, inter alia, by the language used, and not to the intent of its author.[1] The Appeals Chamber is of the opinion that the purpose of the speech is indisputably a factor in determining whether there is direct and public incitement to commit genocide, and it can see no error in this respect on the part of the Trial Chamber. It is plain that the Trial Chamber did not find that a speech constitutes direct and public incitement to commit genocide simply because its author had criminal intent.

[1] See also Judgement, para. 1003 (“A critical distance was identified as the key factor in evaluating the purpose of the publication”). 

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ICTR Statute Article 2(3)(c) ICTY Statute Article 4(3)(c)
Notion(s) Filing Case
Appeal Judgement - 28.11.2007 NAHIMANA et al. (Media case)
(ICTR-99-52-A)

720. The Appeals Chamber considers that the notions “inchoate” and “continuing” are independent of one another. An inchoate offence (“crime formel” in civil law) is consummated simply by the use of a means or process calculated to produce a harmful effect, irrespective of whether that effect is produced.[1] In other words, an inchoate crime penalizes the commission of certain acts capable of constituting a step in the commission of another crime, even if that crime is not in fact committed.[2] As stated at the beginning of this chapter, the crime of direct and public incitement to commit genocide is an inchoate offence, like conspiracy to commit genocide (Article 2(3)(b) of the Statute) and attempt to commit genocide (Article 2(3)(d) of the Statute).

722. A continuing crime implies an ongoing criminal activity. According to Black’s Law Dictionary, a continuing crime is:

1. A crime that continues after an initial illegal act has been consummated; a crime that involves ongoing elements […] 2. A crime (such as driving a stolen vehicle) that continues over an extended period.[3]

723. The Appeals Chamber is of the opinion that the Trial Chamber erred in considering that incitement to commit genocide continues in time “until the completion of the acts contemplated”.[4] The Appeals Chamber considers that the crime of direct and public incitement to commit genocide is completed as soon as the discourse in question is uttered or published, even though the effects of incitement may extend in time. The Appeals Chamber accordingly holds that the Trial Chamber could not have jurisdiction over acts of incitement having occurred before 1994 on the grounds that such incitement continued in time until the commission of the genocide in 1994.

724. […] Thus, even if it could be concluded that the totality of the articles published in Kangura and of the RTLM broadcasts constituted one continuing incitement to commit genocide (a question that the Appeals Chamber does not consider necessary to decide here), the fact would remain that the Appellants could be convicted only for acts of direct and public incitement to commit genocide carried out in 1994. 

[1] See Roger Merle et André Vitu, Traité de droit criminel, 7èmeédition, Tome 1, Paris, 1997, No.˚ 514. See also Musema Trial Judgement, para. 193, and Akayesu Trial Judgement, para. 562.

[2] In this respect, see Black’s Law Dictionary (8th ed., 2004), definition of “inchoate offense” (“A step toward the commission of another crime, the step in itself being serious enough to merit punishment”).

[3] Bryan A. Garner (ed.), Black’s Law Dictionary, 8th ed. (Saint Paul, Minnesota: Thomson West Publishing Company, 2004), p. 399.

[4] Judgement, para. 1017. 

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ICTR Statute Article 2(3)(c) ICTY Statute Article 4(3)(c)
Notion(s) Filing Case
Appeal Judgement - 18.03.2010 BIKINDI Simon
(ICTR-01-72-A)

145. The Appellant contends that the crime of direct and public incitement to commit genocide, whilst a “serious offence”, cannot be considered as a crime of similar gravity to genocide, since, unlike the crime of genocide, it is an inchoate offence.[1] The Appeals Chamber disagrees. There is no hierarchy of crimes within the jurisdiction of the Tribunal.[2] […]

146. […] [T]he analysis in the Nahimana et al. Appeal Judgement in fact supports the proposition that the offence of direct and public incitement to commit genocide is, in and of itself, a serious offence warranting serious punishment, notwithstanding that no physical act of genocide may have been committed. It does not indicate any hierarchy between the two offences. […]

148. The Appeals Chamber reiterates that whilst a Trial Chamber is obliged to take into account the general sentencing practice in Rwanda, it is not obliged to follow it.[3] The Appeals Chamber notes that although it would appear that Rwandan law does not make direct and public incitement to commit genocide a separate offence, it nevertheless criminalizes genocide[4] and provides that the act of, inter alia, “incitement, by way of speech, image or writing, to commits [sic] such a crime, even where not followed by an execution” shall be punishable by penalties provided for under that law.[5]

[1] Bikindi’s Appellant’s Brief, para. 109, citing Nahimana et al. Appeal Judgement, para. 678. See also AT. [Transcript page from Appeal hearings held on 30 September 2009 in Simon Bikindi v. The Prosecutor, Case No. ICTR-01-72-A] 30 September 2009 pp. 72, 73.

[2] Mrkšić and [ljivančanin Appeal Judgement, para. 375, quoting D. Nikolić Sentencing Appeal Judgement, para. 46; Stakić Appeal Judgement, para. 375. See also Nahimana et al. Appeal Judgement, para. 1060.

[3] See supra [Bikindi’s Appellant’s Brief] para. 141.

[4] See, e.g., Organic Law No. 33bis/2003 Repressing the Crime of Genocide, Crimes Against Humanity and War Crimes, of 6 September 2003 (“Organic Law No. 33bis/2003”), Article 2.

[5] See Organic Law No. 33bis/2003, Article 17(3). The Appeals Chamber observes that whilst it would have been preferable for the Trial Chamber to also refer to Organic Law No. 33bis/2003 in its discussion on the Rwandan law relating to the offence of genocide, its failure to do so does not impact the validity of the Trial Chamber’s overall assessment of Rwanda’s sentencing practice.

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ICTR Statute Article
2(3)(c)
ICTY Statute Article
4(3)(c)
Notion(s) Filing Case
Appeal Judgement - 18.03.2010 BIKINDI Simon
(ICTR-01-72-A)

145. The Appellant contends that the crime of direct and public incitement to commit genocide, whilst a “serious offence”, cannot be considered as a crime of similar gravity to genocide, since, unlike the crime of genocide, it is an inchoate offence.[1] The Appeals Chamber disagrees. There is no hierarchy of crimes within the jurisdiction of the Tribunal.[2] […]

146. […] [T]he analysis in the Nahimana et al. Appeal Judgement in fact supports the proposition that the offence of direct and public incitement to commit genocide is, in and of itself, a serious offence warranting serious punishment, notwithstanding that no physical act of genocide may have been committed. It does not indicate any hierarchy between the two offences. […]

148. The Appeals Chamber reiterates that whilst a Trial Chamber is obliged to take into account the general sentencing practice in Rwanda, it is not obliged to follow it.[3] The Appeals Chamber notes that although it would appear that Rwandan law does not make direct and public incitement to commit genocide a separate offence, it nevertheless criminalizes genocide[4] and provides that the act of, inter alia, “incitement, by way of speech, image or writing, to commits [sic] such a crime, even where not followed by an execution” shall be punishable by penalties provided for under that law.[5]

[1] Bikindi’s Appellant’s Brief, para. 109, citing Nahimana et al. Appeal Judgement, para. 678. See also AT. [Transcript page from Appeal hearings held on 30 September 2009 in Simon Bikindi v. The Prosecutor, Case No. ICTR-01-72-A] 30 September 2009 pp. 72, 73.

[2] Mrkšić and [ljivančanin Appeal Judgement, para. 375, quoting D. Nikolić Sentencing Appeal Judgement, para. 46; Stakić Appeal Judgement, para. 375. See also Nahimana et al. Appeal Judgement, para. 1060.

[3] See supra [Bikindi’s Appellant’s Brief] para. 141.

[4] See, e.g., Organic Law No. 33bis/2003 Repressing the Crime of Genocide, Crimes Against Humanity and War Crimes, of 6 September 2003 (“Organic Law No. 33bis/2003”), Article 2.

[5] See Organic Law No. 33bis/2003, Article 17(3). The Appeals Chamber observes that whilst it would have been preferable for the Trial Chamber to also refer to Organic Law No. 33bis/2003 in its discussion on the Rwandan law relating to the offence of genocide, its failure to do so does not impact the validity of the Trial Chamber’s overall assessment of Rwanda’s sentencing practice.

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Notion(s) Filing Case
Appeal Judgement - 18.12.2014 NGIRABATWARE Augustin
(MICT-12-29-A)

52. The Appeals Chamber recalls that the actus reus of direct and public incitement to commit genocide requires that the accused directly and publicly incited the commission of genocide.[1] The crime is completed as soon as the discourse in question is uttered.[2] When assessing the “public” element of the incitement, factors such as the place where the incitement occurred and whether the audience was selected or limited can be taken into account.[3] The ICTR Appeals Chamber has held that “the number of persons and the medium through which the message is conveyed may be relevant in assessing whether the attendance was selected or limited, thereby determining whether or not the recipient of the message was the general public.”[4] The ICTR Appeals Chamber has previously found that supervising a specific group of individuals manning a roadblock does not constitute public incitement to commit genocide “since only the individuals manning the roadblocks would have been the recipients of the message and not the general public”.[5]

[1] Nzabonimana Appeal Judgement, para. 121; Kalimanzira Appeal Judgement, para. 155; Bikindi Appeal Judgement, para. 135; Nahimana et al. Appeal Judgement, para. 677.

[2] Nahimana et al. Appeal Judgement, para. 723.

[3] Nzabonimana Appeal Judgement, paras. 231, 384.

[4] Nzabonimana Appeal Judgement, paras. 231, 384.

[5] Kalimanzira Appeal Judgement, para. 155, citing Nahimana et al. Appeal Judgement, para. 862. See also Kalimanzira Appeal Judgement, paras. 156, 159, 161.

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Appeal Judgement - 20.10.2010 KALIMANZIRA Callixte
(ICTR-05-88-A)

155. The Appeals Chamber recalls that a person may be found guilty of direct and public incitement to commit genocide, pursuant to Article 2(3)(c) of the Statute, if he or she directly and publicly incited the commission of genocide (actus reus) and had the intent to directly and publicly incite others to commit genocide (mens rea).[1] Applying these principles to Jean-Bosco Barayagwiza’s conviction in the Nahimana et al. case for direct and public incitement to commit genocide, the Appeals Chamber determined that supervising a specific group of individuals manning a roadblock does not constitute public incitement to commit genocide, explaining that:

the supervision of roadblocks cannot form the basis for the Appellant’s conviction for direct and public incitement to commit genocide; while such supervision could be regarded as instigation to commit genocide, it cannot constitute public incitement, since only the individuals manning the roadblocks would have been the recipients of the message and not the general public.[2]

156. Contrary to the Prosecution’s suggestion, the approach adopted by the Appeals Chamber in the Nahimana et al. Judgement is in accordance with relevant Tribunal jurisprudence and other sources of interpretation, including World War II judgements and the travaux préparatoires of the Genocide Convention. More specifically, the Appeals Chamber observes that, with the exception of the Kalimanzira Trial Judgement, all convictions before the Tribunal for direct and public incitement to commit genocide involve speeches made to large, fully public assemblies, messages disseminated by the media, and communications made through a public address system over a broad public area.[3] These convictions involved audiences which were by definition much broader than the groups of individuals manning the Jaguar and Kajyanama roadblocks, who formed Kalimanzira’s audience.

157. The Tribunal’s jurisprudence is consistent with that of the International Military Tribunal at Nuremberg. The latter considered incitement to, inter alia, murder and extermination, involving widely circulated speeches and articles, rather than speeches to relatively small and closed groups.[4]

158. Moreover, the Appeals Chamber recalls that the language of Article 2 of the Tribunal’s Statute tracks the language of the Genocide Convention. A review of the travaux préparatoires of the Genocide Convention confirms that public incitement to genocide pertains to mass communications.  The travaux préparatoires indicate that the Sixth Committee chose to specifically revise the definition of genocide in order to remove private incitement, understood as more subtle forms of communication such as conversations, private meetings, or messages,[5] from its ambit.[6] Instead, the crime was limited to “direct and public incitement to commit genocide,” understood as incitement “in public speeches or in the press, through the radio, the cinema or other ways of reaching the public.”[7]    

159. Having established that the relevant holding of the Nahimana et al. Appeal Judgement is consistent with the Tribunal’s jurisprudence and other relevant precedents, the Appeals Chamber turns to consider whether the precedent set in the Nahimana et al. case is applicable to Kalimanzira’s convictions. A review of the former reveals that the underlying factual basis of Barayagwiza’s initial conviction by Trial Chamber I of the Tribunal involved speaking to militiamen at roadblocks from his vehicle and telling them to kill Tutsis and others without certain party membership cards.[8] In addition, the key witness for this event gave evidence that Barayagwiza supervised three roadblocks in the area and heard that Barayagwiza was responsible for ensuring that Tutsis were being killed at them.[9] The facts underlying Kalimanzira’s convictions are similar to those in the Nahimana et al. Appeal Judgement. As was the case for Barayagwiza, Kalimanzira’s actions did not involve any form of mass communication such as a public speech. Instead, the nature of his presence and exchanges with those at the roadblocks are more in line with a “conversation” which is consistent with the definition of private incitement found in the travaux préparatoires of the Genocide Convention. Thus it is clear that the Nahimana et al. Appeal Judgement is directly applicable to Kalimanzira’s convictions with respect to the Jaguar and Kajyanama roadblocks.

[1] See Nahimana et al. Appeal Judgement, para. 677.

[2] Nahimana et al. Appeal Judgement, para. 862 (emphasis added). The Appeals Chamber notes, for clarity, that the Nahimana et al. Appeals Judgement was originally written in French. The above-quoted excerpt, in French, reads “ En particulier, les actes de supervision des barrages ne sauraient fonder la condamnation de l’Appelant pour incitation directe et publique à commettre le génocide; si cette supervision pouvait être considerée comme une incitation à commettre le génocide, elle ne pourrait pas constituer une incitation ‘publique’ puisque seules les personnes tenant les barrages auraient été les destinataires du message et non le public au sens large”. Therefore, in order to reflect more faithfully Article 2(3)(c) of the Statute, a more accurate English translation of the excerpt should have read: “while such supervision could be regarded as incitement to commit genocide, it cannot constitute public incitement […]].”

[3] A review of the jurisprudence is illustrative of what acts have constituted public incitement at the Tribunal. In a first group of cases, inciting speeches at public meetings to “crowds” of people – ranging from “over 100” to approximately 5,000 individuals - were found to constitute public incitement. The Akayesu Trial Chamber found that a speech in a public place to “a crowd of over 100 people” urging the population to eliminate the “enemy” constituted direct and public incitement. See Akayesu Trial Judgement, paras. 672-674. The conviction was upheld on appeal. See Akayesu Appeal Judgement, para. 238, p. 143. The Niyitegeka Trial Chamber determined, inter alia, that by holding a public meeting attended by approximately 5,000 people at which he “urg[ed] attackers to work” – “working” serving as a synonym for killing Tutsis - Eliézer Niyitegeka incurred individual criminal responsibility for “inciting attackers to cause the death and serious bodily and mental harm of Tutsi refugees […] as provided in Article 2(3)(c)” of the Statute. See Niyitegeka Trial Judgement, paras. 257, 437. See also Niyitegeka Trial Judgement, paras. 432-436. Niyitegeka’s conviction was upheld on appeal. See Niyitegeka Appeal Judgement, para. 270. The Kajelijeli Trial Chamber found Juvénal Kajelijeli guilty of direct and public incitement because he had “incited the crowd” to exterminate the Tutsis. See Kajelijeli Trial Judgement, paras. 856-860. The conviction was upheld on appeal. See Kajelijeli Appeal Judgement, paras. 105, 133. A second group of cases reflects that the dissemination of inciting messages via the media also constituted public incitement. The Ruggiu Trial Chamber held that “messages […] broadcast[ed] in a media forum and to members of the general public” constituted public incitement. See Ruggiu Trial Judgement, para. 17. No appeal was filed. The Nahimana et al. Trial Chamber determined that messages disseminated via radio or the press constituted public incitement. See Nahimana et al. Trial Judgement, paras. 1031-1034, 1036-1038. The findings were upheld in relevant part on appeal. See Nahimana et al. Appeal Judgement, paras. 758, 775. Finally, the Bikindi Trial Chamber held Simon Bikindi responsible for direct and public incitement based on its determination that he had used a public address system to disseminate messages inciting the commission of genocide when travelling on a public road to address the population. Bikindi Trial Judgement, paras. 422-424. These findings were upheld on appeal. See Bikindi Appeal Judgement, paras. 50, 86.

[4] Judgment of the International Military Tribunal for the Trial of German Major War Criminals (1946), reprinted in The Trial of German Major War Criminals by the International Military Tribunal Sitting at Nuremberg Germany, pp. 101, 102 (2001) (“Judgment of the International Military Tribunal”) (finding Julius Streicher guilty of crimes against humanity for “incitement to murder and extermination” because “[i]n his speeches and articles, week after week, month after month, he infected the German mind with the virus of anti-Semitism, and incited the German people to active persecution […]. Twenty-three different articles […] were produced in evidence, in which extermination ‘root and branch’ was preached […]. Such was the poison Streicher injected into the minds of thousands of Germans which caused them to follow the National Socialists policy of Jewish persecution and extermination.”); Judgment of the International Military Tribunal, p. 128 (describing incitement in the context of “originating or formulating propaganda campaigns” with respect to Hans Fritzsche).

[5] 1 The Genocide Convention: The Travaux Préparatoires, p. 986 (Hirad Abtahi & Philippa Webb, eds. 2008) (“Genocide Convention”).

[6] 2 Genocide Convention, pp. 1549, 1552.

[7] 1 Genocide Convention, p. 986. The Appeals Chamber notes that the definition adopted by the Sixth Committee resembled that originally proposed by the Secretariat of the United Nations (which was altered for some time to include private incitement to genocide, until this alteration was struck by the Sixth Committee). The proposal of the Secretariat differentiated acts such as instructions from officials to subordinates or heads of organizations to members from “direct public incitement.” These acts were considered as “preparatory acts” and covered by other sections of the convention. See 1 Genocide Convention, p. 238.

[8] Nahimana et al. Trial Judgement, paras. 718, 719. See also The Prosecutor v. Ferdinand Nahimana et al., Case No. ICTR-99-52-T, T. 28 August 2001 pp. 21-26; The Prosecutor v. Ferdinand Nahimana et al., Case No. ICTR-99-52-T, T. 29 August 2001 pp. 33, 43, 44.

[9] Nahimana et al. Trial Judgement, para. 718.

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ICTR Statute Article 2(3)(c) ICTY Statute Article 4(3)(c)
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Appeal Judgement - 29.09.2014 KAREMERA & NGIRUMPATSE
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483.   […] The Appeals Chamber further recalls that a particular message may appear ambiguous on its face or to a given audience, or not contain an explicit appeal to commit genocide, and still, when viewed in its proper context, amount to direct incitement.[1] […]

[1] Nahimana et al. Appeal Judgement, paras. 700, 701, 703. 

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499.   […] The Appeals Chamber recalls that the dissemination of inciting messages via the media may establish the public element of incitement, as noted by the Trial Chamber.[1]

[1] [Karemera and Ngirumpatse] Trial Judgement, para. 1595, referring to Kalimanzira Appeal Judgement, para. 156, fn. 410.

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121.  The Appeals Chamber recalls that a person may be found guilty of direct and public incitement to commit genocide, pursuant to Article 2(3)(c) of the Statute, if he or she directly and publicly incited the commission of genocide (actus reus) and had the intent to directly and publicly incite others to commit genocide (mens rea).[1] Such intent in itself presupposes a genocidal intent.[2]

[…]

124.  […] The Appeals Chamber observes that the Kalimanzira Appeals Chamber did not rule on the definition of the public element given by the Kalimanzira Trial Chamber, which recalled the definition from the Akayesu Trial Judgement, and did not specify whether the number of persons present is an essential factor. On the one hand, the Kalimanzira Appeals Chamber concluded that the Tribunal’s jurisprudence and other sources indicated mass communication to be a factor, implying that the public element of direct and public incitement corresponds to a large audience.[3] On the other hand, the Kalimanzira Appeals Chamber reversed the convictions on the basis that recipients of the incriminating message were not intended to be the general public.[4] It is thus unclear whether the Kalimanzira Appeals Chamber considered the size of the audience to be a requirement of public and direct incitement as opposed to whether the audience can also be selected or limited. In fact, in both the Nahimana et al. and Kalimanzira cases, the Appeals Chamber opined that the “general public” was not the recipient of the message or considered that the message was not intended to be for the general public.[5]

125.  Considering that the jurisprudence of the Appeals Chamber does not specify whether a large audience is a requirement for direct and public incitement to commit genocide, the Appeals Chamber will turn to the definition given by trial chambers,[6] which recalls the definition from the Akayesu Trial Judgement. Referring to various sources of international law, the Akayesu Trial Chamber elaborated on the definition of the public element of the crime of incitement to commit genocide. It noted a 1996 report of the International Law Commission that defined “public incitement” as “a call for criminal action to a number of individuals in a public place or to members of the general public at large by such means as the mass media, for example, radio or television”.[7] It also considered that the Civil Law systems understood words as being public when “spoken aloud in a place that were [sic] public by definition”.[8]

126.  […] [T]he Appeals Chamber does not consider that the incitement must necessarily be communicated through mass communication in order to amount to “public” incitement within the meaning of Article 2(3)(c) of the Statute. The number of individuals in the audience is not an element of the crime of direct and public incitement to commit genocide. Though the Kalimanzira Appeal Judgement noted that the Tribunal’s jurisprudence includes convictions involving “speeches made to large, fully public assemblies”, in the Appeals Chamber’s view, it does not foreclose convictions based on communications to smaller audiences when the incriminating message is given in a public space to an unselected audience. The Appeals Chamber notes that the travaux préparatoires of the Genocide Convention do not contradict, but support this position by stating that public incitement was understood as “public speeches or in the press, through the radio, the cinema or other ways of reaching the public”, though it expressly excluded “private” incitement.[9] The International Law Commission confirmed that the indispensable element of public incitement requires communicating “the call for criminal action to a number of individuals in a public place or to members of the general public at large. Thus, an individual may communicate the call for criminal action in person in a public place or by technical means of mass communication, such as by radio or television”.[10]

127.  Consequently, the Appeals Chamber detects no error in the Trial Chamber applying the definition of “public” as stated in the Muvunyi, Niyitegeka, Kajelijeli, and Akayesu Trial Judgements. Indeed, though most convictions for direct and public incitement involve mass communication, a smaller audience is also consistent with international law according to which:

[The Trial] Chamber may consider the surrounding circumstances, such as the place where the incitement occurred and whether the audience was selective [sic] or limited. Incitement is ‘public’ when conducted through speeches shouting or threats uttered in public places or at public gatherings[11]

[…]

231.  The Appeals Chamber recalls that a person may be found guilty of direct and public incitement to commit genocide, pursuant to Article 2(3)(c) of the Statute, if he or she directly and publicly incited the commission of genocide (actus reus) and had the intent to directly and publicly incite others to commit genocide (mens rea).[12] The Appeals Chamber recalls that when assessing the “public” element of the incitement, factors such as the place where the incitement occurred and whether the attendance was selected or limited can be taken into account.[13] It also recalls that the number of persons present is not an essential factor in this assessment.[14] The Appeals Chamber considers that, though not required, the number of persons and the medium through which the message is conveyed may be relevant in assessing whether the attendance was selected or limited, thereby determining whether or not the recipient of the message was the general public.[15]

[…]

386.  The Appeals Chamber is also not persuaded by the Prosecution’s submission that an inciting speech, which discussed public matters, delivered to a gathering of public officials, addressed in their function as public officials, is necessarily public. In support of this argument the Prosecution underlines that, in light of the purpose and object of the crime of incitement, inciting public officials rather than “a gathering of random members of the population” creates a greater risk that genocide will actually occur because public officials “have the authority and the means to trigger massacres”. While this may be the case, the Appeals Chamber fails to see how this supports the public nature of the incitement at the Murambi meeting.

See also paras. 129, 381, 384.

[1] Kalimanzira Appeal Judgement, para. 155; Bikindi Appeal Judgement, para. 135; Nahimana et al. Appeal Judgement, para. 677.

[2] Nahimana et al. Appeal Judgement, para. 677, citing Akayesu Trial Judgement, para. 560. See also Mugenzi and Mugiraneza Appeal Judgement, para. 135; Bikindi Appeal Judgement, para. 135.

[3] Kalimanzira Appeal Judgement, paras. 156, 160, fn. 410.

[4] Kalimanzira Appeal Judgement, paras. 161-165.

[5] Nahimana et al. Appeal Judgement, para. 862; Kalimanzira Appeal Judgement, paras. 161, 164.

[6] Muvunyi II Trial Judgement, para. 27. This Trial Judgement was rendered on retrial. The Appeals Chamber further notes that this passage of the Muvunyi Trial Judgement was in turn based on the Kalimanzira Trial Judgement. See Muvunyi II Trial Judgement, fn. 42, referring to Kalimanzira Trial Judgement, para. 515. The Kalimanzira Trial Judgement is in turn based on Akayesu Trial Judgement. See Kalimanzira Trial Judgement, para. 515, referring to Akayesu Trial Judgement, paras. 556, 559. See also Niyitegeka Trial Judgement, para. 431. 

[7] Akayesu Trial Judgement, para. 556 (emphasis added), citing Draft Code of Crimes against the Peace and Security of Mankind.

[8] Akayesu Trial Judgement, para. 556. The Appeals Chamber also notes that a court in a common law jurisdiction interpreted “public incitement” as a message “delivered in a public place at a public meeting”. See Mugesera v. Canada (Minister of Citizenship and Immigration) [2005] 2 SCR 100, para. 94, where the Supreme Court of Canada stated that Mugesera’s “message was delivered in a public place at a public meeting and would have been clearly understood by the audience”.

[9] Hirad Abtahi & Philippa Webb, The Genocide Convention: The Travaux Préparatoires (Leiden-Boston: Martinus Nijhoff Publishers, 2008), p. 986 (emphasis added). However, this exclusion does not result in the non-criminalisation of incitement on a smaller scale per se.

[10] See Draft Code of Crimes Against the Peace and Security of Mankind, p. 22, commentary on Article 2(3)(f) (emphasis added). The International Law Commission also specifies that the “public appeal for criminal action increases the likelihood that at least on individual will respond to the appeal and, moreover, encourages the kind of ‘mob violence’ in which a number of individuals engage in criminal conduct”. See idem.

[11] [Nzabonimana] Trial Judgement, para. 1755. See also Muvunyi II Trial Judgement, para. 27; Kajelijeli Trial Judgement, para. 851; Niyitegeka Trial Judgement, para. 431; Ruggiu Judgement and Sentence, para. 17; Akayesu Trial Judgement, para. 556.

[12] See supra, para. 121.

[13] See supra, para. 127.

[14] See supra, para. 126.

[15] Cf. Muvunyi I Trial Judgement, para. 503; Akayesu Trial Judgement, para. 556. 

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234.  […] [T]he Appeals Chamber recalls that direct and public incitement is an inchoate crime and that it is punishable even if no act of genocide has resulted therefrom.[1] In light of this, the actus reus of direct and public incitement is satisfied when a person directly and publicly incites the commission of genocide, irrespective of whether his or her acts were likely to cause the crime of genocide.[2] Accordingly, the Appeals Chamber rejects Nzabonimana’s contention that, to establish direct and public incitement to commit genocide, it must be proven that the accused’s actions were likely to cause the commission of the crime of genocide.

[1] Nahimana Appeal Judgement, para. 678.

[2] See Nahimana Appeal Judgement, para. 678.

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Appeal Judgement - 14.12.2015 NYIRAMASUHUKO et al. (Butare)
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3345.            As an inchoate crime,[1] direct and public incitement to commit genocide is completed as soon as the discourse in question is uttered or published, even though the effects of incitement may extend in time,[2] and is punishable even if no act of genocide has resulted therefrom.[3] Accordingly, in order for Kanyabashi to be found responsible for aiding and abetting direct and public incitement to commit genocide, it would have to be established that he substantially contributed to Kambanda’s and Sindikubwabo’s inciting speeches themselves and not, as the Prosecution suggests, to the effects of their incitements by “reiterat[ing] and reinforc[ing] their message”.[4] The Appeals Chamber recalls that the Trial Chamber determined that Kanyabashi spoke after Kambanda and Sindikubabwo delivered their speeches.[5] The Prosecution points to no evidence or findings demonstrating that Kanyabashi’s conduct provided substantial assistance to Sindikubwabo or Kambanda in the commission of their direct and public incitement to commit genocide, either before, during, or after their respective speeches.

[1] Nzabonimana Appeal Judgement, para. 234; Nahimana et al. Appeal Judgement, para. 678.

[2] Nahimana et al. Appeal Judgement, para. 723.

[3] Nzabonimana Appeal Judgement, para. 234; Nahimana et al. Appeal Judgement, para. 678.

[4] See Prosecution Appeal Brief, para. 35.

[5] Trial Judgement, para. 910. See also ibid., paras. 5752, 5992. The Appeals Chamber observes that, as part of his supplementary grounds of appeal, Kanyabashi challenges the Trial Chamber’s finding that he spoke after Kambanda and Sindikubwabo. See Kanyabashi Response Brief, paras. 29-52. The Appeals Chamber finds it unnecessary to discuss the issue in light of its conclusion on the merits of the Prosecution’s appeal.

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3449.            The Appeals Chamber observes that the gravity of the crime of direct and public incitement to commit genocide derives from that of the crime of genocide, a crime of the most serious gravity.[1] The Trial Chamber found that Nteziryayo committed direct and public incitement to commit genocide on three separate occasions.[2] Accordingly, the Appeals Chamber considers that, regardless of whether or not deaths resulted from his statements, the imposition of a sentence of 30 years of imprisonment was not beyond the Trial Chamber’s sentencing discretion.

[1] Cf. Bikindi Appeal Judgement, para. 208.

[2] See Trial Judgement, paras. 6022-6029, 6036.

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