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Notion(s) Filing Case
Judgement (volume III) - 29.11.2017 PRLIĆ et al.
(IT-04-74)

2836. […] The Appeals Chamber […] recalls that it is not necessary for the purpose of JCE III liability that an accused be aware of the past occurrence of a crime in order for the same crime to be foreseeable to him.[1] Rather, knowledge of factors such as the nature of the conflict, the means by which a JCE is to be achieved, and how the JCE is implemented on the ground may make the possibility that such a crime might occur sufficiently substantial as to be foreseeable to members of the JCE.[2] […]

[…]

2975. The Appeals Chamber recalls that the applicable law for JCE III liability does not require that the accused create conditions for those crimes that take place outside of the common criminal purpose.[3] […].

See also, for example, paras. 2865, 2884, 2895, 2902, 2935, 2948, 2998, 3072, footnote 9626.

[1] Stanišić and Župljanin Appeal Judgement, para. 627; Šainović et al. Appeal Judgement, para. 1081.

[2] Stanišić and Župljanin Appeal Judgement, para. 627. See Šainović et al. Appeal Judgement, para. 1089.

[3] See supra, para. 2836.

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Notion(s) Filing Case
Judgement (volume III) - 29.11.2017 PRLIĆ et al.
(IT-04-74)

 2853. […] [T]he Appeals Chamber notes that, in assessing Stojić’s JCE III responsibility for thefts in Gornji Vakuf and Mostar and sexual assault in Mostar, the Trial Chamber referred to a higher standard of foreseeability, i.e. whether it was foreseeable to him that these crimes would occur and that he willingly took that risk.[1] The Appeals Chamber recalls, however, that the mens rea for JCE III is whether it was foreseeable to the accused that such a crime might be committed and that he willingly took that risk.[2]

See also, for example, paras. 2884, 2902.

[1] Trial Judgement, Vol. 4, paras 437, 439, 445-447. See supra, paras 2850-2851. The Trial Chamber also stated, at the beginning of Stojić’s JCE III section, that it would analyse whether Stojić could reasonably have foreseen that the crimes in question “would” be committed (“allaient être commis”) and took that risk. Trial Judgement, Vol. 4, para. 433. With regard to the Trial Chamber’s findings on Stojić’s JCE III responsibility for other incidents appealed by the Prosecution under its sub-ground of appeal 1(A), the Appeals Chamber recalls that it has found that the Trial Chamber erred by applying a higher standard of foreseeability than required. See infra, paras 3029-3030. See also supra, fns 9316-9317.

[2] Šainović et al. Appeal Judgement, paras 1061, 1272, 1525, 1557; supra, para. 2836. See also infra, para. 3022.

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Judgement (volume III) - 29.11.2017 PRLIĆ et al.
(IT-04-74)

2896. Turning to Praljak’s argument that the Trial Chamber applied a broader standard than required by finding that he “knowingly” took the risk that thefts might occur,[1] the Appeals Chamber notes that the Trial Chamber used the term “sciemment” (knowingly)[2] in the relevant paragraphs of the French version of the Trial Judgement,[3] which is the authoritative text. The Appeals Chamber recalls that the applicable standard is that an accused “willingly” – translated as “délibérément” in French[4] – took the risk that a crime might occur by joining or continuing to participate in a JCE.[5] The word “sciemment” (knowingly) is defined as “[e]n connaissance de cause”, “exprès”, and as “volontairement”.[6] The definition of “willingly” is, inter alia, “[w]ith a ready will, consentingly, without reluctance”.[7] While “willingly” is more accurate as it emphasises the will of an accused to accept that risk, “sciemment” (knowingly) suffices as it refers to an accused’s knowledge or awareness of the risk, and therefore also his acquiescence in taking that risk.[8] Even though, in order to avoid any ambiguity and for the sake of consistency, the Trial Chamber should have used the language already established in the jurisprudence, the Appeals Chamber finds that by using “sciemment” (knowingly) instead of “willingly” in this context, the Trial Chamber did not apply a broader, incorrect standard. Praljak’s argument is therefore dismissed.

[1] See Praljak’s Appeal Brief, para. 533.

[2] Beryl T. Atkins, Alain Duval, Rosemary C. Milne, Pierre-Henri Cousin, Hélène M.A. Lewis, Lorna A. Sinclair, Renée O. Birks, and Marie-Noëlle Lamy (eds.), Collins Robert Unabridged French-English, English-French Dictionary, (5th ed., Harper Collins Publishers, 1998), p. 832; Le Grand Robert & Collins, Français-Anglais, Anglais-Français (Online), http://grc.bvdep.com/ (Le Robert / Harper Collins Publishers).

[3] Trial Judgement, Vol. 4, paras 635, 638.

[4] See, e.g., Đorđević Appeal Judgement, para. 906 (French translation); Brđanin Appeal Judgement, para. 411 (French translation).

[5] Stanišić and Župljanin Appeal Judgement, paras 595, 614, 688; Tolimir Appeal Judgement, para. 514; Šainović et al. Appeal Judgement, paras 1061, 1525, 1536, 1557; Đorđević Appeal Judgement, para. 906; Brđanin Appeal Judgement, para. 411.

[6] Paul Robert, Josette Rey-Debove, Alain Rey (eds.), Le Petit Robert: dictionnaire alphabétique et analogique de la langue française, édition 2016 (Dictionnaires Le Robert, 2015), p. 2326. The equivalent term in English, “knowingly”, is defined “[w]ith knowledge or awareness (of what one is doing, of a fact, etc.); consciously, intentionally.” Oxford English Dictionary (Online), http://www.oed.com/view/Entry/104167 (Oxford University Press). See Black’s Law Dictionary (9th ed., West, 2009) (“knowingly” is the adverb pertaining to the adjective “knowing”, which is defined as both “having or showing awareness or understanding; well-informed” and “deliberate; conscious”).

[7] Oxford English Dictionary (Online), http://www.oed.com/view/Entry/229078 (Oxford University Press).

[8] See Đorđević Appeal Judgement, para. 906 (“the accused willingly took that risk (i.e. the accused participated in the joint criminal enterprise with the awareness that such crime was a possible consequence thereof”); Brđanin Appeal Judgement, para. 411 (“the accused willingly took that risk – that is the accused, with the awareness that such a crime was a possible consequence of the implementation of that enterprise, decided to participate in that enterprise”). The Appeals Chamber considers that the same observation can be made with regard to the Trial Chamber’s usage of the expression “en connaissance de cause” (in lieu of “sciemment”) in the same context elsewhere in the Trial Judgement. See, e.g., Trial Judgement, Vol. 4, paras 281, 822, 830, 834, 845, 848, 852.

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Notion(s) Filing Case
Judgement (volume III) - 29.11.2017 PRLIĆ et al.
(IT-04-74)

3023. The Appeals Chamber further recalls that: […] (2) it should be assumed that the words used in a trial judgement accurately describe the approach adopted by the trial chamber;[1] and (3) when a trial chamber uses language that does not necessarily reflect the correct legal standard, it should be examined whether a trial chamber applied the correct legal principles to the facts of the case.[2]

 

[1] See Zigiranyirazo Appeal Judgement, para. 19, quoting Musema Appeal Judgement, para. 209.

[2] See Limaj et al. Appeal Judgement, para. 65; Čelebići Appeal Judgement, paras 45-50; Zigiranyirazo Appeal Judgement, paras 19-20; Kamuhanda Appeal Judgement, paras 38-39; Musema Appeal Judgement, para. 210.

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Notion(s) Filing Case
Judgement (volume III) - 29.11.2017 PRLIĆ et al.
(IT-04-74)

3122.  Where the Appeals Chamber finds an error committed by a trial chamber, the choice of a remedy lies within the discretion of the Appeals Chamber.[1]Article 25 of the Statute, providing that the Appeals Chamber “may affirm, reverse or revise the decisions taken by the [t]rial [c]hambers”, is wide enough to confer such a faculty.[2] The Appeals Chamber further recalls that this discretion must be exercised on proper judicial grounds on a case-by-case basis, balancing factors including fairness to the accused, the interests of justice, the nature of the offences, and the circumstances of the case.[3]

[1] Stanišić and Župljanin Appeal Judgement, para. 1096; Jelisić Appeal Judgement, paras 73, 77.

[2] Jelisić Appeal Judgement, para. 73.

[3]Jelisić Appeal Judgement, para. 73. See Sainović et al. Appeal Judgement, fn. 5269. See also Orić Appeal Judgement, para. 185.

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ICTY Statute Article 25
Notion(s) Filing Case
Judgement (volume III) - 29.11.2017 PRLIĆ et al.
(IT-04-74)

3172. […] The Appeals Chamber […] recalls that in order to incur liability under Article 7(3) of the Statute […] “physical perpetrators of crimes can be identified by category in relation to a particular crime site”.[1] […]

[1] Bizimungu Appeal Judgement, para. 79. See Karemera and Ngirumpatse Appeal Judgement, para. 370 (“Under certain circumstances, referring to an alleged subordinate by category can constitute sufficient notice of his or her identity”).

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Judgement (volume III) - 29.11.2017 PRLIĆ et al.
(IT-04-74)

3197. […] The Appeals Chamber recalls that according to the Čelebići Test it is only permissible to enter multiple criminal convictions under separate statutory provisions to punish the same conduct if “each statutory provision involved has a materially distinct element not contained in the other” and “[a]n element is materially distinct from another if it requires proof of a fact not required by the other”.[1]

3198. Ćorić argues that in applying the Čelebići Test, the Trial Chamber failed to identify the elements which distinguish Articles 2 and 5 of the Statute.[2] The Appeals Chamber observes that in fact, the Trial Chamber undertook this analysis explicitly:

the applicability requirements for crimes against humanity, punishable under Article 5 of the Statute, and grave breaches of the Geneva Conventions, punishable under Article 2 of the Statute, each contain a materially distinct element not contained within the other. Crimes against humanity require proof that the act is part of a widespread or systematic attack against a civilian population, which is not a requirement for grave breaches of the Geneva Conventions. The latter require proof of a nexus between the acts of the accused and the existence of an international armed conflict, and that the persons and property have protected status under the Geneva Conventions, conditions that are not required for crimes against humanity.[3]

The Trial Chamber then concluded that cumulative convictions for the crimes under Articles 2 and 5 of the Statute “are possible insofar as each of these provisions contains a materially distinct applicability requirement not contained within the other”.[4] Ćorić has shown no error in this approach.

[1] Čelebići Appeal Judgement, para. 412. See Trial Judgement, Vol. 4, para. 1254. See also, e.g., Stanišić and Župljanin Appeal Judgement, para. 1088; Tolimir Appeal Judgement, para. 601; Đorđević Appeal Judgement, para. 839; Krajišnik Appeal Judgement, para. 386.

[2] See supra, para. 3194. See also supra, para. 3191.

[3] Trial Judgement, Vol. 4, para. 1256, referring to Kordić and Čerkez Appeal Judgement, para. 1037.

[4] Trial Judgement, Vol. 4, para. 1259.

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ICTY Statute Article 2
Article 5
Notion(s) Filing Case
Judgement (volume III) - 29.11.2017 PRLIĆ et al.
(IT-04-74)

3203. Pursuant to Article 24 of the Statute and Rule 101 of the Rules, a trial chamber must take into account the following factors in sentencing: (1) the gravity of the offence or totality of the culpable conduct; (2) the individual circumstances of the convicted person; (3) the general practice regarding prison sentences in the courts of the former Yugoslavia; and (4) aggravating and mitigating circumstances.[1]

 

[1] Stanišić and Župljanin Appeal Judgement, para. 1099; Tolimir Appeal Judgement, para. 626; Popović et al. Appeal Judgement, rara. 1960; Čelebići Appeal Judgement, paras 429, 716.

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ICTY Statute Article 24 ICTY Rule Rule 101
Notion(s) Filing Case
Judgement (volume III) - 29.11.2017 PRLIĆ et al.
(IT-04-74)

3265. […] [T]he Appeals Chamber recalls that a factor considered by a trial chamber as an element of a crime cannot also be considered as an aggravating circumstance.[1] The Appeals Chamber observes that Prlić was convicted under Article 7(1) of the Statute for his commission of crimes through a JCE.[2] In its aggravating factors analysis, the Trial Chamber considered that the fact that Prlić in his position of authority had committed crimes amounted to an abuse of authority.[3] The Appeals Chamber further recalls that a position of authority is not an element of JCE responsibility under Article 7(1) of the Statute.[4] Consequently, although an assessment of JCE responsibility may involve consideration  of a person’s official role and commission of crimes in that capacity, as in the present case,[5] a JCE conviction does not rest upon these factors.[6] […]

See also paras. 3278, 3290.

[1] Đorđević Appeal Judgement, para. 936. See also Nzabonimana Appeal Judgement, para. 464. The Appeals Chamber observes that the Trial Chamber did not expressly recall this aspect of the double-counting prohibition. See Trial Judgement, Vol. 4, para. 1290 (observing that double-counting as between gravity and aggravating factors is prohibited).

[2] Trial Judgement, Vol. 4, Disposition, p. 430.

[3] Trial Judgement, Vol. 4, para. 1318.

[4] See, e.g., Šainović et al. Appeal Judgement, para. 1823.

[5] See, e.g., Trial Judgement, Vol. 4, paras 78-121.

[6] See, e.g., Popović et al. Appeal Judgement, para. 2020; Đorđević Appeal Judgement, para. 937; Šainović et al. Appeal Judgement, para. 1823.

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Notion(s) Filing Case
Judgement (volume III) - 29.11.2017 PRLIĆ et al.
(IT-04-74)

3328. The Appeals Chamber understands Stojić, Petković,  Ćorić, and Pušić to argue that the Trial Chamber misinterpreted Rule 101(C) of the Rules, to the extent that they contend that provisional release periods – under, allegedly, restrictive conditions amounting to a deprivation of liberty, including home confinement – should be included in calculations of time spent in detention.[…].

[…]

3332. With regard to ICTY case-law, the Appeals Chamber notes that Stojić, Petković,  Ćorić, and Pušić rely on, inter alia, the Blaškić Decision on Rule 64 [Prosecutor v. Tihomir Blaškić , Case No. IT-95-14-T, Decision on the Motion of the Defence Filed Pursuant to Rule 64 of the Rules of Procedure and Evidence, 3 April 1996].[1] The Appeals Chamber, Judge Liu dissenting, observes that the Blaškić case is distinguishable from the situations of Stojić, PetkovićĆorić, and Pušić, in that Blaškić was not provisionally released pursuant to Rule 65 of the Rules, but detained at a place other than the UNDU in accordance with Rule 64 of the Rules.[2] In this context, the President of the Tribunal stated that house arrest – within the meaning of Rule 64 of the Rules – is a form of detention “for all purposes including […] the right to have the period spent under house arrest taken into account for determining the penalty”.[3] The Appeals Chamber considers that it is clear that such form of detention amounts to “detention in custody”, thus credit was given pursuant to Rule 101(C) of the Rules.[4]

3333. The Appeals Chamber observes that in the Miroslav Tadić case, the President stated that the conditions of provisional release, however restrictive, ₣…ğ cannot give rise to an expectation that the time spent on provisional release would be later considered as time served”.[5] In the Milan Simić case, the trial chamber also found that no credit should be given for time spent on provisional release in light of the fact that Simić’s provisional release did not amount to “detention in custody” given that, albeit with certain limitations, he was allowed to leave his house.[6]

3334. The Appeals Chamber further observes that in the Popović et al. case, the trial chamber stated that, pursuant to Rule 101(C) of the Rules, Drago Nikolić, Ljubomir Borovčanin, and Vinko Pandurević were entitled to credit for the period, including the days when they were on “custodial release”,[7] and were subject to stringent conditions – i.e. the accused remained in constant custody of a designated state authority and were required to, inter alia, spend all nights at a detention facility.[8] That trial chamber’s approach indicates that such release amounted to “detention in custody” pursuant to Rule 101(C) of the Rules.[9] Conversely, but in the same case, when it came to Radivoje Miletić and Milan Gvero who were granted provisional release several times under such conditions as confinement in a designated geographic area, surrender of their passports, regular reporting to designated police stations, and prohibition of contact with individuals or the media,[10] the trial chamber did not give credit for the period of provisional release.[11]

3335. The Appeals Chamber, Judge Liu dissenting, thus considers that the Tribunal’s practice shows that when an accused has been provisionally released, no credit will be given for the time spent on provisional release and that custodial release ordered in the Popović et al. case is distinct from provisional release. Taking into account the Tribunal’s practice, the Appeals Chamber now turns to Stojić’s, Petković’s, Ćorić’s, and Pušić’s arguments on restrictions, including home confinement, during their provisional releases.

3336. The Appeals Chamber observes that the conditions imposed upon Stojić, Petković, Ćorić, and Pušić included permanent or partial surveillance by the Croatian authorities, confinement in a designated geographic area, surrender of their passports, regular reporting to designated police stations, prohibition of contact with individuals or the media, and situation reporting.[12] It further observes that in some instances, in view of the circumstances of the case and the advanced stage of the proceedings, the Trial Chamber: (1) imposed on Stojić and Petković home confinement;[13] and (2) imposed on Ćorić and Pušić such conditions as home confinement or confinement in designated places when they were provisionally released for medical treatment or confidential reasons that justified Pušić’s release.[14] It observes that the Trial Chamber deemed that all of these conditions were necessary in order to ensure their compliance with the requirements under Rule 65 of the Rules, including their appearance at trial.[15] Taking into account these particular circumstances and bearing in mind the Tribunal’s practice discussed above, the Appeals Chamber, Judge Liu dissenting in part, considers that the conditions imposed on Stojić, Petković, Ćorić, and Pušić fall short of being tantamount to detention in custody. […]

[1] See Stojić’s Appeal Brief, para. 437; Petković’s Appeal Brief, para. 463; Ćorić’s Appeal Brief, para. 337; Pušić’s Appeal Brief, para. 254.

[2] Blaškić Decision on Rule 64, paras 12, 24. Seised of Blaškić ’s request to modify his conditions of detention and asking for “some sort of restricted liberty” pursuant to Rule 64 of the Rules, the President of the Tribunal stated that: “[A]ny form of ‘liberty’, i.e., provisional release, whether or not accompanied by strict conditions, must be ruled out at the outset, as it is for the relevant Trial Chamber to order such a release under Rule 65.”Blaškić Decision on Rule 64, paras 1-4, 12. The Appeals Chamber notes that Rule 64 of the Rules provides, in part, that: “[T]he accused shall be detained in facilities provided by the host country, or by another country. In exceptional circumstances, the accused may be held in facilities outside the host country.”

[3] Blaškić Decision on Rule 64, para. 18.

[4] See Blaškić Decision on Rule 64, para. 18. The Appeals Chamber notes that decisions of the President of the Tribunal are made by the President alone, and not by the Appeals Chamber.

[5] M. Tadić 2004 Decision on Pardon or Commutation of Sentence [Prosecutor v. Miroslav Tadić, Case No. IT-95-9, Decision of the President on the Application for Pardon or Communication of Sentence of Miroslav Tadić, 24 June 2004], fn. 8. 

[6] M. Simić Sentencing Judgement, para. 119. In that case, the Trial Chamber considered that the conditions imposed on Simić were not of such a nature that they amounted to “house arrest” but rather allowed him to return to his family and community. M. Simić Sentencing Judgement, para. 119.

[7] Popović et al. Trial Judgement, Vol. 2, Disposition, pp. 828-830, 832.

[8] See, e.g., 24 July 2007 Decision on Borovčanin’s Application for Custodial Visit [Prosecutor v. Vujadin Popović, Ljubiša Beara, Drago Nikolić, Radivoje Miletić, and Vinko Pandurević, Case No. IT-05-88-T, Decision on Borovčanin’s Motion for Leave to Withdraw Application for Provisional Release and to File Application for “Custodial Visit to His Father For a Short Fixed Period Based on Humanitarian Grounds”, 24 July 2007 (confidential)], pp. 5-6, (2)(e)(i) (“the Accused shall be in custody at all times, i.e., have armed members of the RS MUP guarding him 24 hours per day […]”), (iv) (“to spend every night in the local detention facility […]”) (emphasis added); 11 December 2007 Decision on Pandurević’s Request for Provisional Release, para. 18(1)(e)(i) (“Pandurević shall be in custody at all times, i.e., have armed members of the RS MUP guarding him 24 hours per day”), (iv) (“Pandurević shall spend every night in the local detention facility”); 21 July 2008 Decision on Nikolić’s Motion for Provisional Release [Prosecutor v. Vujadin Popović, Ljubiša Beara, Drago Nikolić, Radivoje Miletić, and Vinko Pandurević, Case No. IT-05-88-T, Decision on Nikolić’s Motion for Provisional Release, 21 July 2008], paras 22(b)(vi)(1) (“Nikolić shall be in custody at all times, i.e. have armed members of the Republika Srpska MUP guarding him 24 hours per day”), 22(b)(vi)(4) (“Nikolić shall spend every night in the local detention facility”). See also Popović et al. Trial Judgement, Vol. 2, Annex 2, paras 58-59, 62.

[9] Popović et al. Trial Judgement, Vol. 2, Disposition, pp. 828-830, 832 (concerning Nikolić, Borovčanin, and Pandurević).

[10] See Popović et al. Trial Judgement, Annex 2, paras 12, 60-61, referring to, e.g., 7 December 2006 Miletić and Gvero Provisional Release Decision [Prosecutor v. Vujadin Popović, Ljubiša Beara, Drago Nikolić, Ljubomir Borovčanin, Radivoje Miletić, Milan Gvero, and Vinko Pandurević, Case No. IT-05-88-T, Decision on Motions for Provisional Release during the Winter Judicial Recess, 7 December 2007], 7 December 2007 Miletić and Gvero Provisional Release Decision, [Prosecutor v. Vujadin Popović, Ljubiša Beara, Drago Nikolić, Ljubomir Borovčanin, Radivoje Miletić, Milan Gvero, and Vinko Pandurević, Case No. IT-05-88-T, Decision on Motion for Provisional Release from 21 July 2007 until the Resumption of Trial, 13 July 2007] 13 July 2007 Miletić and Gvero Provisional Release Decision.

[11] See Popović et al. Trial Judgement, Disposition, pp. 830-831. The Milutinović et al. Trial Judgement to which Ćorić refers is of little assistance as that Trial Chamber merely stated that the accused in that case were “entitled to credit for time spent in detention thus far”. Milutinović et al. Trial Judgement, Vol. 3, Disposition, paras 1208-1212.

[12] [Footnote omitted].

[13] [Footnote omitted].

[14] [Footnote omitted].

[15] [Footnote omitted].

 

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ICTY Rule Rule 101
Notion(s) Filing Case
Decision on Assignment of Standby Counsel for the Appeal Hearing - 11.10.2017 ŠEŠELJ Vojislav
(MICT-16-99-A)

Page 2

CONSIDERING that Šešelj’s refusal to respond to the Order indicates that he maintains his previously stated position not to participate in any way in the appeal hearing;

CONSIDERING that Šešelj’s position not to participate in the appeal hearing rises to the level of a disruption of the proceedings that would warrant the restriction of his right to self-representation;

CONSIDERING that, pursuant to Rules 46 and 131 of the Rules, the assignment of standby counsel is warranted in the interests of justice to ensure the protection of Šešelj’s rights at the appeal hearing;

[1] See Prosecutor v. Vojislav Šešelj, Case No. IT-03-67-AR73.3, Decision on Appeal Against the Trial Chamber’s Decision on Assignment of Counsel, 20 October 2006, paras. 20, 21; Slobodan Milošević v. Prosecutor, Case No. IT-02-54-AR73.7, Decision on Interlocutory Appeal of the Trial Chamber’s Decision on the Assignment of Defence Counsel, 1 November 2004 (“Milošević Decision of 1 November 2004”), para. 13.

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IRMCT Statute Article 19(4)(d) IRMCT Rule Rule 46:
Rule 131
Notion(s) Filing Case
Decision on Assignment of Standby Counsel for the Appeal Hearing - 11.10.2017 ŠEŠELJ Vojislav
(MICT-16-99-A)

Page 2

CONSIDERING that standby counsel shall have access to the inter partes record of the appeal proceedings in order to prepare for the hearing;

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Decision on an Appeal of a Decision Rendered by a Single Judge - 06.10.2017 KAMUHANDA Jean de Dieu
(MICT-13-33)

12.     […] Requiring Kamuhanda to appeal an interim order before being able to demonstrate any prejudice resulting from that order would necessarily inhibit his ability to appeal the discretionary determination at issue and would result in a needless expenditure of judicial resources.[1]

[1] In order to successfully challenge a discretionary decision, an applicant must demonstrate that the Single Judge committed a discernible error resulting in prejudice to the applicant. See infra para. 11. 

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Decision on an Appeal of a Decision Rendered by a Single Judge - 06.10.2017 KAMUHANDA Jean de Dieu
(MICT-13-33)

14.     The Appeals Chamber recalls the generally accepted principle that the interpretation and implementation of protective measures should be the least restrictive necessary to provide for the protection of victims or witnesses.[1]

15.     […] the Appeals Chamber observes that the contested language releases the Mechanism and the WISP from accountability for any moral or material prejudice the witness might suffer whether he or she consents to the interview or does not and, therefore, prima facie, it neither encourages nor discourages a witness from consenting to an interview.[2] In addition, Kamuhanda’s contention that the impugned provision necessarily discouraged the witness from agreeing to an interview is not supported by Witness GEK’s explanation for not consenting to the interview. Witness GEK declined the request for the interview not because of the contested language, having to express an understanding that the witness could not hold the Mechanism responsible for his or her decision, but rather because of fears for safety.[3] […]

[1] The Prosecutor v. Théoneste Bagosora et al., Case Nos. ICTR-98-41-AR73 & ICTR-98-41-AR73(B), Decision on Interlocutory Appeals of Decision on Witness Protection Orders, 6 October 2005, para. 19.

[2] Registrar’s Submission [Registrar’s Submission Pursuant to Order of 8 June 2017, 21 June 2017 (confidential)], Annex, RP. 2/1554bis (“I fully understand the meaning and implications of my personal decision and therefore commit myself, through this document, not to hold WISP and the Mechanism in general accountable for any moral and material prejudice which I might suffer from my decision as to whether to participate in such an interview.”) (Emphasis added).

[3] See Registrar’s Submission, Annex, RP. 1/1554bis (“I fear for my safety because even when I appeared before the Tribunal previously, I did so as a protected witness. If they want to interview me, I am prepared to meet with them in court. In all other respects, my response is no.”).

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IRMCT Rule Rule 86
Notion(s) Filing Case
Decision on a Motion to Reclassify Filings - 03.10.2017 KARADŽIĆ Radovan
(MICT-13-55-A)

RECALLING ALSO that circumstances that may merit reconsideration include new facts and that, to succeed on that basis, an applicant must demonstrate how any new facts justify reconsideration;

[1] Prosecutor v. Jovica Stanišić and Franko Simatović, Case No. MICT-15-96-PT, Decision on Motion for Partial Reconsideration of Decision on Stanišić’s Request for Stay of Proceedings, 7 April 2017, para. 7; Prosecutor v. Prlić et al., Case No. IT-04-74-AR73.16, Decision on Jadranko Prlić's Interlocutory Appeal against the Decision on Prlić Defence Motion for Reconsideration of the Decision on Admission of Documentary Evidence, 3 November 2009, para. 18; Prosecutor v. Stanislav Galić, Case No. IT-98-29-A, Decision on Defence’s Request for Reconsideration, 16 July 2004, p. 2.

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Decision on Request for Status Conference - 03.10.2017 NGIRABATWARE Augustin
(MICT-12-29-R)

Pages 1, 2:

CONSIDERING that the Rules require the holding of a status conference at regular intervals only at the pre-trial stage of the proceedings following the initial appearance of the accused[1] and pending appeal if a convicted person is in custody following the filing of a notice of appeal;[2]

CONSIDERING that, in the absence of an express requirement in the Rules, a status conference or other procedural hearing may be held by a judge or a Chamber if it is in the interests of justice or required for the proper preparation of the hearing;

CONSIDERING that Ngirabatware has not shown that a status conference is necessary because he does not identify any specific issue that he wishes to raise in relation to his mental or physical condition or in relation to the preparation of the review hearing;[3]

CONSIDERING that the conditions of detention of the detainees under the authority of the Mechanism at the United Nations Detention Facility in Arusha are supervised by the President and that, therefore, there is a separate avenue for raising concerns in relation to the detainees’ mental and physical condition;[4]

[1] See Rule 69(A) of the Rules. See also Prosecutor v. Radovan Karadžić, Case No. IT-95-5/18-T, Decision on Accused’s Request for Status Conference, 11 June 2014, para. 4.

[2] See Rule 69(B) of the Rules. See also Prosecutor v. Radovan Karadžić, Case No. MICT-13-55, Decision on Request for Status Conference, 1 April 2016 (“Karadžić Decision of 1 April 2016”), p. 1.

[3] See. Karadžić Decision of 1 April 2016 [Prosecutor v. Radovan Karadžić, Case No. MICT-13-55, Decision on Request for Status Conference, 1 April 2016]], p. 2. See also Request [Request for Status Conference, 18 September 2017], para. 5.

[4] Cf. Karadžić Decision of 1 April 2016, p. 1. See also Decision on Motion to Report Government of Turkey to United Nations Security Council and for Modification of Conditions of Detention, 22 March 2017, p. 3.

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IRMCT Rule Rule 69(A)
Rule 69(B)
Notion(s) Filing Case
Decision on a Request for Leave to Make Submissions as Amicus Curiae - 25.09.2017 KARADŽIĆ Radovan
(MICT-13-55-A)

Pages 1-2

NOTING that Rule 83 of the Rules provides that “[a] Chamber may, if it considers it desirable for the proper determination of the case, invite or grant leave to a State, organisation, or person to appear before it and make submissions on any issues specified by the Chamber”;

RECALLING that deciding whether to grant leave to make submissions pursuant to Rule 83 of the Rules falls within the discretion of the Appeals Chamber;

RECALLING FURTHER that the primary criterion for the Appeals Chamber in determining whether to grant leave to an amicus curiae to make submissions is whether this would assist the Appeals Chamber in its consideration of the appeal;

[…]

NOTING that the proposed Amicus Curiae Brief is limited to questions of law;

CONSIDERING that the Amicus Curiae Brief analyses matters raised in the Appeal, specifically the relevance of Jogee [R v Jogee [2016] UKSC 8; Ruddock v The Queen [2016] UKPC 7] to applicable jurisprudence on the mens rea of the third form of joint criminal enterprise, and that, as such, it may assist the Appeals Chamber in its determination of the Appeal;

FINDING, therefore, that the Amicus Curiae Brief is admissible under Rule 83 of the Rules;

[1] See Prosecutor v. Nikola Šainović et al., Case No. IT-05-87-A, Decision on David J. Scheffer’s Application to File an Amicus Curiae Brief, 7 September 2010 (“Šainović et al. Decision of 7 September 2010”), p. 2; In the Case Against Florence Hartmann, Case No. IT-02-54-R77.5-A, Decision on Application for Leave to File Amicus Curiae Brief, 5 February 2010 (“Hartmann Decision of 5 February 2010”), para. 4; The Prosecutor v. Ferdinand Nahimana et al., Case No. ICTR-99-52-A, Decision on the Admissibility of the Amicus Curiae Brief Filed by the “Open Society Justice Initiative” and on its Request to be Heard at the Appeals Hearing, 12 January 2007 (“Nahimana et al. Decision of 12 January 2007”), p. 3.

[2] See Šainović et al. Decision of 7 September 2010, p. 2; Hartmann Decision of 5 February 2010, para. 5; Nahimana et al. Decision of 12 January 2007, p. 3.

[3] See also Hartmann Decision of 5 February 2010, para. 5; The Prosecutor v. Laurent Semanza, Case No. ICTR-97-20-T, Decision on the Kingdom of Belgium’s Application to File an Amicus Curiae Brief and on the Defence Application to Strike Out the Observations of the Kingdom of Belgium Concerning the Preliminary Response by the Defence, 9 February 2001, paras. 10, 14(b).

[4] See Radovan Karad[ž]i[ć]’s Appeal Brief [Prosecutor v. Radovan Karadžić, Case No. MICT-13-55-A], 5 December 2016 (confidential with public redacted version filed on 23 December 2016), paras. 522-548; Prosecution Response Brief [Prosecutor v. Radovan Karadžić, Case No. MICT-13-55-A], 15 March 2017 (confidential with public redacted version filed on 16 May 2017), paras. 290-299; Radovan Karad[ž]i[ć]’s Reply Brief [Prosecutor v. Radovan Karadžić, Case No. MICT-13-55-A], 6 April 2017 (confidential with public redacted version filed on 19 April 2017), paras. 163-165.

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ICTR Rule Rule 74 ICTY Rule Rule 74 IRMCT Rule Rule 83
Notion(s) Filing Case
Order in Relation to the Appeal Hearing - 18.09.2017 ŠEŠELJ Vojislav
(MICT-16-99-A)

Pages 1-3

CONSIDERING that Šešelj has the right to be present at the upcoming hearing and that his presence is required;

CONSIDERING that Šešelj may waive his right to appear before the Appeals Chamber only if his interests are represented by counsel;

CONSIDERING that Šešelj has elected to represent himself and that he has the right to self‑representation at the appeal stage;

[…]

CONSIDERING that, if Šešelj is unable to travel to The Hague for the hearing, he may request, pursuant to Rule 96 of the Rules, to participate therein by way of video-conference link;

[1] See Article 19(4)(d) of the Statute. See also Ferdinand Nahimana et al. v. The Prosecutor, Case No. ICTR-99-52-A, Judgement, 16 May 2008 (original French version filed on 28 November 2007), paras. 96, 109 (“Nahimana et al. Appeal Judgement”).

[2] See Rules 98 and 131 of the Rules.

[3] Prosecutor v. Momčilo Krajišnik, Case No. IT-00-39-A, Decision on Momčilo Krajišnik’s Request to Self-Represent, on Counsel’s Motions in Relation to Appointment of Amicus Curiae, and on the Prosecution Motion of 16 February 2007, 11 May 2007, paras. 10-12.

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IRMCT Statute Article 19(4)(d) IRMCT Rule Rule 96;
Rule 98;
Rule 131
Notion(s) Filing Case
Order in Relation to the Appeal Hearing - 18.09.2017 ŠEŠELJ Vojislav
(MICT-16-99-A)

Pages 2-3

CONSIDERING that Šešelj has elected to represent himself and that he has the right to self‑representation at the appeal stage;

[…]

CONSIDERING that, in view of Šešelj’s current position not to appear at the appeal hearing, the Appeals Chamber must take appropriate measures to ensure that his interests are represented at the upcoming appeal hearing in order to ensure the fair and expeditious conduct of the proceedings;

CONSIDERING that, prior to restricting Šešelj’s right to self-representation, the Appeals Chamber must issue a warning that is specific in nature;

CONSIDERING that, if [ešelj maintains his intention not to attend the appeal hearing, it will be in the interests of justice to instruct the Registrar pursuant to Rules 46 and 131 of the Rules to assign a standby counsel to represent Šešelj’s interests in the event that Šešelj is not present at the appeal hearing;

CONSIDERING that any restrictions on Šešelj’s right to represent himself must be limited to the minimum extent necessary to protect the Mechanism’s interest in a reasonably expeditious resolution of the appeal before it;

CONSIDERING, therefore, that, in order to preserve Šešelj’s right to self-representation, the mandate of the standby counsel shall be strictly limited to ensuring that Šešelj’s procedural rights at the hearing are protected if he does not attend, and shall not extend to making a response on [ešelj’s behalf on the substance of the Prosecution’s appeal;

[…]

CONSIDERING that Šešelj should be given an opportunity to reconsider his position not to attend the appeal hearing prior to instructing the Registrar to assign standby counsel;[5]

[1] Prosecutor v. Momčilo Krajišnik, Case No. IT-00-39-A, Decision on Momčilo Krajišnik’s Request to Self-Represent, on Counsel’s Motions in Relation to Appointment of Amicus Curiae, and on the Prosecution Motion of 16 February 2007, 11 May 2007, paras. 10-12.

[2] Prosecutor v. Vojislav Šešelj, Case No. IT-03-67-AR73.3, Decision on Appeal Against the Trial Chamber’s Decision on Assignment of Counsel, 20 October 2006 (“Šešelj Appeal Decision”), paras. 22-25.

[3] See Nahimana et al. Appeal Judgement, para. 109.

[4] See Slobodan Milošević v. Prosecutor, Case No. IT-02-54-AR73.7, Decision on Interlocutory Appeal of the Trial Chamber’s Decision on the Assignment of Defence Counsel, 1 November 2004, paras. 17, 19.

[5] Šešelj Appeal Decision, paras. 24, 25.

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IRMCT Statute Article 19(4)(d) IRMCT Rule Rule 46;
Rule 131
Notion(s) Filing Case
Decision on Appeals of Decisions Rendered by a Single Judge - 09.08.2017 NIYITEGEKA Eliézer
(MICT-12-16-R)

10.     The Appeals Chamber accepts Niyitegeka’s argument that, at the time he filed the Request for Certification, it was not clear that he was entitled to appeal as of right the Decision of 29 January 2016, which was issued, in part, on the basis of Rules 73 and 86 of the Rules [of Procedure and Evidence of the Mechanism (“”Rules”)]. The Appeals Chamber recalls that the Appeals Chamber of the ICTR had ruled in Niyitegeka’s case that Rule 73 of the ICTR Rules concerning the requirement of certification prior to appeal applies only to interlocutory appeals during an applicant’s proceedings before a trial chamber and had held that an applicant is entitled to appeal as of right a decision pursuant to Rule 75(G) of the ICTR Rules rendered by another trial chamber after the close of that applicant’s trial and appeal proceedings.[1] Subsequently, Rule 75 of the ICTR Rules – the equivalent of Rule 86 of the Rules – was amended to provide for an express right of appeal of decisions taken under that rule when issued after the conclusion of an applicant’s trial proceedings.[2] However, Rule 86 of the Rules does not provide the same express right of appeal of decisions issued under it after the close of trial proceedings. In addition, only after Niyitegeka filed his Request for Certification did the Appeals Chamber clarify that the requirement of certification to appeal is not applicable to decisions under Rule 86 of the Rules rendered after the close of an applicant’s trial and appeal proceedings and that there lies a right of appeal in such circumstances.[3]

[…]

12.     […] [T]he Appeals Chamber clarifies that an appeal lies as of right of any decision taken under Rule 73 of the Rules by a single judge or trial chamber after an applicant’s trial and appeal proceedings have concluded. This is necessary to give full effect to the continuous obligation imposed upon the Prosecution by Rule 73(E) of the Rules to disclose exculpatory material after the completion of trial and any subsequent appeal.[4]

[1] Niyitegeka Decision of 20 June 2008 [Eliézer Niyitegeka v. The Prosecutor, Case No. ICTR-96-14-R75, Decision on Motion for Clarification, 20 June 2008], paras. 13, 14.

[2] Compare ICTR Rules of 14 March 2008 with ICTR Rules of 1 October 2009. Specifically, the ICTR Rules of 1 October 2009. Specifically, the ICTR Rules of 1 October 2009 were amended to include Rule 75J, which states: “Decisions under paragraph (G) and, after the close of trial proceedings, paragraph (A), and under Rule 69, are subject to appeal directly to a full bench of the Appeals Chamber by either party. Appeals shall be filed within fifteen days of the filing of the impugned decision. A responding party shall, thereafter, file any response within ten days from the date of the filling of the appeal. The Appellant may file a reply within four days of the filing of the response. Failure to comply with these time limits shall constitute a waiver of the right to appeal.”

[3]See Kamuhanda Decision of 14 November 2016 [Case No. MICT-13-33, Decision on Appeal of Decision Declining to Rescind Protective Measures for a Deceased Witness]], para. 6. 

[4] Cf. Prosecutor v. Naser Orić, Case No. MICT-14-79, Decision on an Application for Leave to Appeal the Single Judge’s Decision of 10 December 2015, 17 February 2016 (“Orić Decision of 17 February 2016”), para. 6. 

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ICTR Rule Rule 73;
Rule 75
ICTY Rule Rule 73;
Rule 75
IRMCT Rule Rule 73;
Rule 86