Mandate
Notion(s) | Filing | Case |
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Decision on Appeals of Further Decision on Félicien Kabuga's Fitness to Stand Trial - 07.08.2023 |
KABUGA Félicien (MICT-13-38-AR80.3) |
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58. [T]he Appeals Chamber recalls that, in principle, trial chambers enjoy considerable discretion in relation to the management of proceedings before them.[1] Such discretion is exercised in a plethora of circumstances, for instance, in relation to the joinder of cases, the scheduling of trials, the admission and evaluation of evidence, in deciding points of practice and procedure, including in assignment of counsel, in determining whether an accused should be granted provisional release, and in imposing a sentence.[2] The unprecedented nature of a procedure, which is neither expressly allowed for nor specifically prohibited in the Statute or the Rules, does not per se indicate that such procedure falls outside a trial chamber’s discretionary power.[3] 59. In the present case, relying on its discretion to manage the proceedings before it, the Trial Chamber decided to adopt “an alternative finding procedure that resembles a trial as closely as possible”.[4] The Trial Chamber explained that, in the course of this procedure: (i) Kabuga’s attendance would be unnecessary due to his lack of fitness to participate effectively in the trial coupled with the fact that the procedure will not result in a conviction;[5] and (ii) the Prosecution would retain the burden to prove beyond reasonable doubt both the actus reus and mens rea elements of each charge against Kabuga.[6] The Appeals Chamber considers that, although seemingly procedural in nature, the essential elements of the “alternative finding procedure”, as defined by the Trial Chamber, impact Kabuga’s substantive rights “in the sense of there being a legitimate expectation to be tried in a certain way in order to achieve the fundamental objective of a fair trial”.[7] The Appeals Chamber therefore considers that whether the Trial Chamber is vested with discretion to conduct such an “alternative finding procedure” in lieu of a trial is ultimately a question of statutory interpretation.[8] 60. The Appeals Chamber recalls that the Statute is to be interpreted in good faith in accordance with the ordinary meaning to be given to the terms in their context and in light of its object and purpose.[9] Turning first to the terms of the Statute […]. 61. The Appeals Chamber considers that a proper construction of the Statute, in accordance with the ordinary meaning to be given to the terms in their context, provides for the conduct of trials, without the possibility of conducting procedures that merely resemble trials in lieu of such trials.[10] This interpretation is also consistent with the object and purpose of the Statute as envisaged in United Nations Security Council Resolution 1966, in which the United Nations Security Council reaffirmed the need for the establishment of the Mechanism to carry out a number of essential functions of the ICTR, including “the trial of fugitives who are among the most senior leaders suspected of being most responsible for crimes”.[11] 62. The Appeals Chamber further recalls that the Statute and the Rules of the Mechanism reflect normative continuity with the statutes and rules of procedure and evidence of the ICTR and the ICTY.[12] In establishing the ICTR and adopting its statute, the United Nations Security Council appears to have intended to give the ICTR jurisdiction to prosecute persons responsible for serious violation of international humanitarian law through the conduct of trials.[13] […] 63. The Appeals Chamber echoes the Trial Chamber’s emphasis on the purpose for which the ICTR was established, which includes contributing to the process of national reconciliation in Rwanda and to the restoration and maintenance of peace.[14] Indeed, the United Nations Security Council unequivocally expressed its conviction in this regard when adopting the Statute of the ICTR (“ICTR Statute”), which is also reflected in the statements of various delegates at the meeting, who supported the establishment of the ad hoc tribunal as an instrument of national reconciliation.[15] Notwithstanding, a holistic reading of the relevant United Nations Security Council resolutions concerning the establishment of the ICTR and the Mechanism reflects that the framers intended to effect these goals through combating impunity by way of creating tribunals that would investigate, prosecute, and conduct proceedings, for the “sole purpose” of holding individuals criminally accountable for serious violations of international humanitarian law.[16] It is pertinent to recall in this regard that the fundamental mandate of the Mechanism to prosecute persons responsible for serious violations of international humanitarian law cannot be achieved if the accused and the Prosecution do not have the assurance of certainty and predictability in the application of the applicable law.[17] [1] See, e.g., Stanišić and Simatović Appeal Judgement, para. 295; Prosecutor v. Ratko Mladić, Case No. MICT-13-56-A, Judgement, 8 June 2021 (public redacted) (“Mladić Appeal Judgement”), para. 107; Prosecutor v. Radovan Karadžić, Case No. MICT-13-55-A, Judgement, 20 March 2019 (public redacted) (“Karadžić Appeal Judgement”), para. 72. [2] See, e.g., Stanišić and Simatović Appeal Judgement, paras. 288, 320; Prosecutor v. Félicien Kabuga, Case No. MICT-13-38-AR80.2, Decision on an Appeal of a Decision on Félicien Kabuga’s Representation, 4 November 2022, para. 16; Mladić Appeal Judgement, paras. 84, 539; Karadžić Appeal Judgement, para. 198; Prosecutor v. Nikola Šainović et al., Case No. IT-05-87-A, Judgement, 23 January 2014, para. 29; Prosecutor v. Slobodan Milošević, Case No. IT-99-37-AR73, Reasons for Decision on Prosecution Interlocutory Appeal from Refusal to Order Joinder, 18 April 2002, para. 3. [3] Cf. Stanišić and Simatović Appeal Judgement, paras. 583, 592; Prosecutor v. Radovan Karadžić, Case No. IT-95-5/18-AR73.11, Decision on Appeal Against the Decision on the Accused’s Motion to Subpoena Zdravko Tolimir, 13 November 2013, para. 47; The Prosecutor v. Arséne Shalom Ntahobali and Pauline Nyiramasuhuko, Case No. ICTR-97-21-AR73, Decision on “Appeal of Accused Arséne Shalom Ntahobali Against the Decision on Kanyabashi’s Oral Motion to Cross-Examine Ntahobali Using Ntahobali’s Statements to Prosecution Investigators in July 1997”, 27 October 2006, para. 12. [4] Impugned Decision [Prosecutor v. Félicien Kabuga, Case No. MICT-13-38-T, Further Decision on Félicien Kabuga’s Fitness to Stand Trial, 6 June 2023], paras. 45, 57. [5] Impugned Decision, para. 58. [6] Impugned Decision, para. 57. [7] See The Prosecutor v. Pauline Nyiramasuhuko et al., Case No. ICTR-98-42-A15bis, Decision in the Matter of Proceedings Under Rule 15bis(D), 24 September 2003, para. 12. [8] See Prosecutor v. Zlatko Aleksovski, Case No. IT-95-14/1-A, Judgement, 24 March 2000 (“Aleksovski Appeal Judgement”), para. 98 (wherein, in discussing a question not expressly provided in its statute, the Appeals Chamber of the ICTY held that “[r]eferences to the law and practice in various countries and in international institutions are not necessarily determinative of the question as to the applicable law” and that “[u]ltimately, that question must be answered by an examination of the [ICTY] Statute and Rules, and a construction of them which gives due weight to the principles of interpretation (good faith, textuality, contextuality, and theology) set out in the 1969 Vienna Convention on the Law of Treaties”). [9] The Prosecutor v. Pauline Nyiramasuhuko et al., Case No. ICTR-98-42-A, Judgement, 14 December 2015 (“Nyiramasuhuko et al. Appeal Judgement”), para. 2137, referring to Vienna Convention on the Law of Treaties, 23 May 1969, United Nations, Treaty Series, Vol. 1155, p. 331. See also Prosecutor v. Zejnil Delalić et al., Case No. IT-96-21-A, Judgement, 20 February 2001, paras. 67, 68; Aleksovski Appeal Judgement, para. 98; Prosecutor v. Duško Tadić, Case No. IT-94-1-A, Judgement, 15 July 1999 (“Tadić Appeal Judgement”), para. 282. [10] See Impugned Decision, para. 57 (wherein the Trial Chamber decided to adopt “an alternative finding procedure that resembles a trial as closely as possible”). [11] United Nations Security Council, Resolution 1966 (2010), U.N. Doc. S/RES/1966(2010), 22 December 2010 (“UNSC Resolution 1966 (2010)”), p. 1 (emphasis added). [12] Augustin Ngirabatware v. The Prosecutor, Case No. MICT-12-29-A, Judgement, 18 December 2014 (“Ngirabatware Appeal Judgement”), para. 6, referring to Phénéas Munyarugarama v. Prosecutor, Case No. MICT-12-09-AR14, Decision on Appeal Against the Referral of Phénéas Munyarugarama’s Case to Rwanda and Prosecution Motion to Strike, 5 October 2012 (“Munyarugarama Decision of 5 October 2012”), para. 5. [13] Report of the Secretary-General Pursuant to Paragraph 2 of Security Council Resolution 808 (1993), U.N. Doc S/25704, 3 May 1993 (“Secretary-General’s Report of 3 May 1993”), paras. 16, 99-107 (emphasis added). [14] See Impugned Decision, paras. 45, 51. See also UNSC Resolution 955 (1994), p. 1; UNSC Resolution 1966 (2010), p. 1. [15] See UNSC Resolution 1966 (2010), p. 1. See also, e.g., UN Doc. S/PV.3453 (8 November 1994), pp. 6, 8, 10, 12. [16] UNSC Resolution 1966 (2010), p. 1; UNSC Resolution 955 (1994), pp. 1, 2. See also United Nations Security Council Resolution 827 (1993), U.N. Doc. S/RES/827(1993), pp. 1, 2. [17] See Aleksovski Appeal Judgement, para. 113 (ii). |
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Notion(s) | Filing | Case |
Decision on Appeals of Further Decision on Félicien Kabuga's Fitness to Stand Trial - 07.08.2023 |
KABUGA Félicien (MICT-13-38-AR80.3) |
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77. The Appeals Chamber recalls that the ICTR was established as a measure contributing to the process of national reconciliation in Rwanda and to the restoration and maintenance of peace. Appeals Chamber jurisprudence also reflects that there is indeed strong public interest to conduct proceedings against persons accused of serious international crimes, including genocide and crimes against humanity. Notwithstanding, the Appeals Chamber is mindful that the essential interests of the international community to prosecute individuals charged with serious violations of international humanitarian law must be balanced with the fundamental rights of the accused. This balance must be achieved within the scope of the Mechanism’s mandate. [1] See UNSC Resolution 1966 (2010), Preamble; UNSC Resolution 955 (1994), p. 1. [2] See Karadžić Decision of 12 October 2009, paras. 49, 52; Prosecutor v. Dragan Nikolić, Case No. IT-94-2-AR73, Decision on Interlocutory Appeal Concerning Legality of Arrest, 5 June 2003 (“Nikolić Decision of 5 June 2003”), para. 25. [3] See Nyiramasuhuko et al. Appeal Judgement, n. 943; Karadžić Decision of 12 October 2009, para. 46; Juvénal Kajelijeli v. The Prosecutor, Case No. ICTR-98-44A-A, Judgement, 23 May 2005, para. 206; Nikolić Decision of 5 June 2003, paras. 26, 30. |