Adjustment

Notion(s) Filing Case
Review Judgement - 08.12.2010 ŠLJIVANČANIN Veselin
(IT-95-13/1-R.1)

33. In the Mrkšić and Šljivančanin Appeal Judgement, the Appeals Chamber considered that the sentence of five years’ imprisonment imposed by the Trial Chamber on Šljivančanin for aiding and abetting torture did not “adequately reflect the level of gravity of the crimes committed by Šljivančanin”.[1] In particular, the Appeals Chamber noted that the torture was “characterized by extreme cruelty and brutality towards the [Prisoners], some of whom may have been previously injured as they had been taken from the Vukovar hospital”,[2] and referred to “the consequences of the torture upon the victims and their families, the particular vulnerability of the [P]risoners, and the very large number of victims”.[3] Based on the circumstances of the case, “including the seriousness of the crimes for which Šljivančanin was convicted” by the Trial Chamber as well as the entry of the Additional Conviction,[4] the Appeals Chamber proceeded to quash Šljivančanin’s original sentence of five years’ imprisonment and imposed, Judges Pocar and Vaz dissenting, a new sentence of 17 years’ imprisonment.[5] Because the Appeals Chamber has now vacated the Additional Conviction, which constituted a partial basis for the increase in Šljivančanin’s sentence, the Appeals Chamber must consider whether the sentence of 17 years’ imprisonment should be revised.

36. The Appeals Chamber considers that the reversal of the Additional Conviction represents a significant reduction in Šljivančanin’s culpability and calls for a revision in sentence. The Appeals Chamber observes, however, that Šljivančanin’s aiding and abetting the torture of the Prisoners was an extremely serious crime. In the circumstances of this case, the Appeals Chamber, Judge Pocar dissenting, reduces Šljivančanin’s sentence of 17 years’ imprisonment to ten years’ imprisonment.

Judge Meron and Judge Güney appended separate opinions. Judge Pocar appended a partially dissenting opinion.

[1] Mrkšić and [ljivančanin Appeal Judgement, paras 413, 417.

[2] Id., para. 412.

[3] Id., para. 413.

[4] Id., para. 419.

[5] Id., p. 170.

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Appeal Judgement - 08.05.2012 NTABAKUZE Aloys
(ICTR-98-41A-A)

313. The Appeals Chamber has affirmed Ntabakuze’s convictions pursuant to Article 6(3) of the Statute for genocide, extermination and persecution as crimes against humanity, and violence to life as a serious violation of Article 3 common to the Geneva Conventions and of Additional Protocol II based on the participation of members of the Para-Commando Battalion in the killings perpetrated at Nyanza hill on 11 April 1994 and at IAMSEA around 15 April 1994.

314. The Appeals Chamber recalls, however, that it has reversed Ntabakuze’s convictions pursuant to Article 6(3) of the Statute for preventing the refugees killed at Nyanza hill from seeking sanctuary on 11 April 1994 and, Judges Pocar and Liu dissenting, for the killings perpetrated in Kabeza on 7 and 8 April 1994. It has also found that the Trial Chamber erred in holding Ntabakuze responsible as a superior for the criminal conduct of militiamen. In addition, the Appeals Chamber has reversed Ntabakuze’s convictions for murder as a crime against humanity.

315. The Appeals Chamber, Judges Pocar and Liu dissenting, considers that the reversal of Ntabakuze’s convictions for preventing the refugees killed at Nyanza hill from seeking sanctuary and for the killings perpetrated in Kabeza on 7 and 8 April 1994 results in a reduction of his overall culpability which calls for a reduction of his sentence.

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Appeal Judgement - 14.12.2011 NTAWUKULILYAYO Dominique
(ICTR-05-82-A)

243. The Appeals Chamber recalls that it has found that the Trial Chamber erred in convicting Ntawukulilyayo of ordering genocide for the killings perpetrated at Kabuye hill. It has nonetheless found no error in the Trial Chamber’s finding that Ntawukulilyayo aided and abetted genocide by instructing the refugees who had gathered at Gisagara market to move to Kabuye hill, and by transporting soldiers to the hill who participated in the attack there.

244. The reversal of Ntawukulilyayo’s conviction for ordering genocide removes the only direct form of responsibility by which he was found to have participated in the Kabuye hill killings. The Appeals Chamber notes that aiding and abetting is a mode of responsibility which has generally warranted lower sentences than forms of direct participation such as committing or ordering.[1] The Appeals Chamber therefore considers that the reversal of Ntawukulilyayo’s conviction for ordering genocide calls for a reduction of his sentence. It notes, nonetheless, that Ntawukulilyayo remains convicted of an extremely serious crime.

245. Taking into account the particular circumstances of this case, the mitigating and aggravating circumstances as found by the Trial Chamber, as well as the form and degree of Ntawukulilyayo’s participation in the crime, the Appeals Chamber reduces Ntawukulilyayo’s sentence of 25 years of imprisonment to 20 years of imprisonment.

[1] See Blagojević and Jokić Appeal Judgement, para. 334; Simić Appeal Judgement, para. 265; Gacumbitsi Appeal Judgement, para. 201 (“The Trial Chamber properly stated the legal principles on which the Prosecution relies. After noting that the crimes committed were very serious, it stated that ‘the penalty should, first and foremost, be commensurate with the gravity of the offence’ and that ‘[s]econdary or indirect forms of participation are generally punished with a less severe sentence.’” (internal citations omitted)); Semanza Appeal Judgement, para. 388 (“The Appeals Chamber recently held in Krstić that ‘aiding and abetting is a form of responsibility which generally warrants lower sentences than responsibility as a co-perpetrator.’ The Appeals Chamber endorses this reasoning to the extent that a higher sentence is likely to be imposed on a principal perpetrator vis-à-vis an accomplice in genocide and on one who orders rather than merely aids and abets exterminations.”); Krstić Appeal Judgement, para. 268; Vasiljević Appeal Judgement, para. 102 (“[a]iding and abetting the commission of a crime is usually considered to incur a lesser degree of individual criminal responsibility than committing a crime.”).

 

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Appeal Judgement - 14.12.2011 BAGOSORA et al. (Military I)
(ICTR-98-41-A)

428. The Appeals Chamber recalls that it has reversed Nsengiyumva’s convictions for the killing of Alphonse Kabiligi, as well as the killings at Nyundo Parish, MudendeUniversity, and Bisesero. It has also set aside the finding that Nsengiyumva was responsible for ordering the Gisenyi town killings pursuant to Article 6(1) of the Statute, finding him, Judges Meron and Robinson dissenting, criminally responsible as a superior instead. Consequently, Nsengiyumva’s role as a superior, as well as the large number of Tutsi victims during the course of the attacks at Nyundo Parish, MudendeUniversity, and Bisesero can no longer be held against him as aggravating factors. In addition, the Appeals Chamber has reversed Nsengiyumva’s conviction for murder as a crime against humanity.

429. The Appeals Chamber considers that the reversal of nearly all of Nsengiyumva’s convictions represents a significant reduction in his culpability and calls for a revision of his sentence. The Appeals Chamber notes, however, that Nsengiyumva remains guilty of genocide, extermination, and persecution as crimes against humanity, as well as violence to life as a serious violation of Article 3 common to the Geneva Conventions and of Additional Protocol II for the killings perpetrated in Gisenyi town on 7 April 1994. These are extremely serious crimes.

430. Therefore, the Appeals Chamber sets aside Nsengiyumva’s sentence of imprisonment for the remainder of his life and, Judges Meron and Robinson dissenting, sentences him to a term of 15 years of imprisonment.

739. The Appeals Chamber recalls that it has vacated all of Bagosora’s convictions for murder as a crime against humanity under Count 4 of the Bagosora Indictment.[1] It has also reversed Bagosora’s convictions pursuant to Article 6(1) of the Statute for the killing of Augustin Maharangari, and his convictions pursuant to Article 6(3) of the Statute for the killing of Alphonse Kabiligi, the killings of the Belgian peacekeepers murdered before his visit to Camp Kigali, and the killings in Gisenyi town, at Nyundo Parish, and at Mudende University. Furthermore, the Appeals Chamber has set aside the finding that Bagosora was responsible under Article 6(1) of the Statute for ordering crimes committed at Kigali area roadblocks. It has nonetheless found him responsible as a superior pursuant to Article 6(3) of the Statute for those crimes. Finally, the Appeals Chamber has reversed, Judge Pocar dissenting, Bagosora’s conviction for crimes against humanity (other inhumane acts) pursuant to Article 6(3) of the Statute for the defilement of the corpse of Prime Minister Agathe Uwilingiyimana.

740. The Appeals Chamber considers that the fact that Bagosora is no longer found guilty pursuant to Article 6(1) of the Statute does not reduce his culpability. The Appeals Chamber stresses in this regard that, in the circumstances of this case, superior responsibility under Article 6(3) of the Statute is not to be seen as less grave than criminal responsibility under Article 6(1) of the Statute. However, the Appeals Chamber, Judges Pocar and Liu dissenting, considers that the reversal of Bagosora’s convictions for the killings of the peacekeepers murdered before his visit to Camp Kigali, Augustin Maharangari, Alphonse Kabiligi, and the killings perpetrated in Gisenyi town, at Nyundo Parish, and at Mudende University, as well as for the defilement of the corpse of the Prime Minister result in a reduction of his overall culpability which calls for a reduction of his sentence.

741. The Appeals Chamber, Judges Pocar and Liu dissenting, therefore grants Bagosora’s Sixth Ground of Appeal, sets aside his sentence of imprisonment for the remainder of his life, and sentences him to a term of 35 years of imprisonment.

[1] The Appeals Chamber has affirmed Bagosora’s conviction for murder under Count 5 for the killing of the peacekeepers. See supra, paras. 630, 634.

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Appeal Judgement - 09.05.2007 BLAGOJEVIĆ & JOKIĆ
(IT-02-60-A)

142. [the Trial Chamber sentenced Blagojević to 18 years] The Appeals Chamber has reversed Blagojević’s conviction for complicity in genocide on the basis that his knowledge of the forcible transfer operation, the separations, and the mistreatment and murders in Bratunac town were insufficient, without knowledge of the mass killings, to allow a reasonable trier of fact to find genocidal intent beyond reasonable doubt. However, the Appeals Chamber has upheld Blagojević’s convictions for aiding and abetting murder as a violation of the laws or customs of war, and aiding and abetting murder, persecutions, and other inhumane acts (forcible transfer) as crimes against humanity. The Appeals Chamber proceeds with the adjustment of Blagojević’s sentence in light of its findings, and in accordance with the requirements of the Statute and the Rules. In light of the circumstances of this case, as well as the gravity of the crimes for which Blagojević is responsible, the Appeals Chamber, taking into account the principle of proportionality, considers that the sentence imposed by the Trial Chamber should be reduced to fifteen years. […]

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Judgement on Sentencing Appeal - 08.04.2003 MUCIĆ et al. (Čelebići)
(IT-96-21-Abis)

12.     Where the nature of the error demonstrated is such that the Appeals Chamber is replacing the sentence with another which, in its view, the original Trial Chamber should have imposed, further evidence will not ordinarily be admitted.[1]  Such a course was followed by the Appeals Chamber in Prosecutor v Aleksovski,[2] in which the prosecution successfully argued that the sentence imposed by the Trial Chamber was manifestly inadequate because it gave insufficient weight to the gravity of the accused’s conduct and failed to treat his position as commander as an aggravating feature in relation to his responsibility under Article 7.1 of the Statute. Without hearing the parties further and without further evidence, the Appeals Chamber was able to revise the sentence imposed by increasing it.

13.     In Prosecutor v Kupreškić,[3] the Appeals Chamber had admitted additional evidence in the appeal by the appellant Vladimir Šantić against his conviction.  It reduced the sentence imposed upon that appellant because (i) the Trial Chamber in sentencing him had erroneously taken into account a fact which had not been established, (ii) the additional evidence on conviction demonstrated that Šantić had now, at least in part, accepted his guilt, and (iii) he had provided substantial co-operation to the prosecution after his conviction.  The Appeals Chamber stressed the absence of any de novo review, and it did not suggest that the appellant’s late acceptance of his guilt would have been admissible had it not become apparent from evidence otherwise admissible in the appeal.  The last consideration (co-operation after conviction) is expressly made relevant to sentencing by Rule 101(B)(ii), despite the absence of a de novo review of sentence.  The Appeals Chamber held that evidence of such co-operation was thereby made admissible, in appropriate cases, in a sentence appeal.[4]  The Appeals Chamber also held that, as all relevant information was already before it, it was unnecessary to remit the matter to a Trial Chamber,[5] having earlier stated that it had power to remit to a Trial Chamber the hearing of additional evidence which had been tendered pursuant to Rule 115.[6]  No other evidence falling within Rule 101(B) was adduced before the Appeals Chamber.

[1]   No distinction need be drawn between the term “revise” in Article 25 and the concept of re-sentencing.

[2]   Prosecutor v Aleksovski, IT-95-14/1-A, Judgment, 24 Mar 2000 (“Aleksovski Appeal Judgment”), paras 187, 190.

[3]   Prosecutor v Kupreškić et al, IT-95-16-A, Appeal Judgment, 23 Oct 2001 (“Kupreškić Appeal Judgment”), paras 463 465.

[4]   Kupreškić Appeal Judgment, para. 463.  Rule 101(B) relevantly provides:  “In determining the sentence, the Trial Chamber shall take into account […] such factors as […] any mitigating circumstances including substantial cooperation with the Prosecutor by the convicted person before or after conviction […].”  None of the appellants has suggested that he wished to tender evidence of co-operation with the Prosecutor.

[5]   Kupreškić Appeal Judgment, para. 462.

[6]   Kupreškić Appeal Judgment, para. 70.

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Appeal Judgement - 12.11.2009 MILOŠEVIĆ Dragomir
(IT-98-29/1-A)

The Trial Chamber sentenced Milošević to 33 years of imprisonment.

333. The Appeals Chamber recalls that it overturned Milošević’s convictions for planning the crimes of terror, murder and inhumane acts on the basis that his responsibility for ordering the relevant crimes pursuant to Article 7(1) of the Statute fully encompasses his criminal conduct and does not warrant a separate conviction for planning the same crimes.[1] In this context, where the findings with respect to Milošević’s criminal conduct and the seriousness of the crimes remain undisturbed, the Appeals Chamber finds that no reduction of sentence is warranted.

334. In addition, the Appeals Chamber has vacated Milošević’s convictions under Article 7(1) with respect to crimes committed through sniping incidents and replaced them with convictions pursuant to Article 7(3) of the Statute.[2] The Appeals Chamber acknowledges that in appropriate cases, a conviction under Article 7(3) of the Statute may result in a lesser sentence as compared to that imposed in the context of an Article 7(1) conviction.[3] However, in this particular case, the Appeal Chamber finds that its conclusions with respect to the form of Milošević’s responsibility for the crimes at stake do not in any way diminish his active and central role in the commission of the crimes.[4] Indeed, Milošević did more than merely tolerate the crimes as a commander; in maintaining and intensifying the campaign of shelling and sniping the civilian population in Sarajevo throughout the Indictment period, he provided additional encouragement to his subordinates to commit the crimes against civilians. Therefore, no reduction of sentence is warranted on this basis either.

335. [The Appeals Chamber reversed Milošević’s convictions for three shelling incidents] […] Although these findings do not change the fact that the entire population of Sarajevo was the victim of the crime of terror committed under Milošević’s command, they do involve fewer victims of the crimes of murder and other inhumane acts imputable to Milošević under counts 5 and 6 of the Indictment. The Appeals Chamber thus finds that these reversals have an impact, although limited, on Milošević’s overall culpability.

337. Taking into account the particular circumstances of this case, the gravity of the crimes for which Milošević’s convictions have been upheld, and the quashing of the convictions outlined above, the Appeals Chamber concludes that Milošević’s sentence should be reduced to a term of imprisonment of 29 years.

[1] See supra, Section XI.A.2.(b), para. 274.

[2] See supra, Section XI.A.2.(d), para. 281.

[3] Cf. Strugar Appeal Judgement, paras 353-354.

[4] Cf. Hadžihasanović and Kubura Appeal Judgement, para. 320, referring to Aleksovski Appeal Judgement, para. 183, where the Appeals Chamber held as follows:

[…] As warden of a prison he took part in violence against the inmates. The Trial Chamber recognised the seriousness of these offences but stated that his participation was relatively limited. In fact, his superior responsibility as a warden seriously aggravated the Appellant’s offences. Instead of preventing it, he involved himself in violence against those whom he should have been protecting, and allowed them to be subjected to psychological terror. He also failed to punish those responsible. […] The combination of these factors should, therefore, have resulted in a longer sentence and should certainly not have provided grounds for mitigation. 

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