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190. […] Both Rules 92 bis and 92 quater of the ICTY Rules concern the admission of written statements.[1] However, while Rule 92 bis of the ICTY Rules does not list the unavailability of a person to testify as a factor to consider in admitting written evidence, Rule 92 quater of the ICTY Rules specifically governs the admission of statements, including those in the form prescribed by Rule 92 bis of the ICTY Rules, of persons who are unable to testify, inter alia, “by reason of bodily or mental condition”.[2] […]

[…]

198. Rule 92 quater of the ICTY Rules permits the admission of written evidence from a person who is objectively unable to attend a court hearing, either because he is deceased or because of a physical or mental impairment.[3] An individual who is “theoretically able to attend” is not “unavailable” within the meaning of Rule 92 quater of the ICTY Rules.[4] […]

[1] The scope of Rule 92 bis (A) of the ICTY Rules is limited to evidence that goes to proof of a matter other than the acts and conduct of the accused, whereas Rule 92 quater of the ICTY Rules does not make such a distinction. However, under the latter rule, evidence that goes to proof of acts and conduct of an accused may be a factor against the admission of such evidence, or that part of it. See Lukić and Lukić Appeal Judgement, para. 565.

[2] See also [Prosecutor v. Jadranko Prlić et al., Case No. IT-04-74-AR73.6, Decision on Appeals Against Decision Admitting Transcript of Jadranko Prlić’s Questioning into Evidence, 23 November 2007 (“Prlić et al. Decision of 23 November 2007”)], para. 48.

[3] See Prlić et al. Decision of 23 November 2007, para. 48.

[4] See Prlić et al. Decision of 23 November 2007, para. 48. See also Prosecutor v. Goran Hadžić, Case No. IT-04-75-T, Decision on Defence Omnibus Motion for Admission of Evidence Pursuant to Rule 92 quater, 26 October 2015, para. 20; Prosecutor v. Zdravko Tolimir, Case No. IT-05-88/2-T, Decision on Prosecution’s Motion to Admit the Evidence of Witness No. 39 Pursuant to Rule 92 quater, 7 September 2011, para. 30.

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ICTY Rule Rule 92 bis

Rule 94 quater
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201. […] Karadžić misconstrues the requirements of the principle of equality of arms, which does not, as he asserts, require placing the Defence “in the same position as the Prosecution”[1] but rather provides that each party must have a reasonable opportunity to defend its interests under conditions that do not place it at a substantial disadvantage vis-à-vis its opponent. [2] […]

[1] Karadžić Appeal Brief, para. 231.

[2] Prosecutor v. Jadranko Prlić et al., Case No. IT-04-74-AR73.9, Decision on Slobodan Praljak’s Appeal Against the Trial Chamber’s Decision of 16 May 2008 on Translation of Documents, 4 September 2008, para. 29. See also Kalimanzira Appeal Judgement, para. 34; Nahimana et al. Appeal Judgement, para. 173. 

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209. Rule 92 quater (A) of the ICTY Rules allows for the admission of a written statement or transcript from a person who subsequently died, provided that the trial chamber finds from the circumstances in which the statement was made and recorded that it is reliable. To be admissible under Rule 92 quater, the proffered evidence must be relevant and have probative value as provided in Rule 89(C) of the ICTY Rules.[1] In order to assess whether proposed evidence satisfies both prerequisites, consideration must be given to its prima facie reliability and credibility.[2] An item of evidence may be so lacking in terms of indicia of reliability that it is not “probative” and is therefore inadmissible.[3] The final evaluation of the reliability and credibility, and hence the probative value of the evidence, will only be made in light of the totality of the evidence in the case, in the course of determining the weight to be attached to it.[4]

210. […] [T]he Appeals Chamber recalls that the factors a trial chamber can consider in assessing whether an item of evidence has sufficient indicia of reliability to be admissible pursuant to Rule 92 quater of the ICTY Rules may vary[5] and that these have included the absence of manifest or obvious inconsistencies in a statement.[6] […]

211. […] [T]he Appeals Chamber reiterates that the assessment of admissibility criteria must be done with respect to each tendered document.[7]

[1] Lukić and Lukić Appeal Judgement, para. 566; [Édouard Karemera, Matthieu Ngirumpatse, and Joseph Nzirorera v. The Prosecutor, Case No. ICTR-98-44-AR73.17, Decision on Joseph Nzirorera’s Appeal of Decision on Admission of Evidence Rebutting Adjudicated Facts, 29 May 2009 (“Karemera et al. Decision of 29 May 2009”)], para. 14; [Prosecutor v. Jadranko Prlić, Bruno Stojić, Slobodan Praljak, Milivoj Petković, Valentin Ćorić, and Berislav Pušić, Case No. IT-04-74-AR73.13, Decision on Jadranko Prlić’s Consolidated Interlocutory Appeal Against the Trial Chamber’s Orders of 6 and 9 October 2008 on Admission of Evidence, 12 January 2009 (“Prlić et al. Decision of 12 January 2009”)], para. 15.

[2] Prosecutor v. Jadranko Prlić et al., Case No. IT-04-74-AR73.16, Decision on Jadranko Prlić’s Interlocutory Appeal Against the Decision on Prlić Defence Motion for Reconsideration of the Decision on Admission of Documentary Evidence, 3 November 2009, para. 33; Karemera et al. Decision of 29 May 2009, para. 15; Naletilić and Martinović Appeal Judgement, para. 402.

[3] Prlić et al. Decision of 12 January 2009, para. 15; Prosecutor v. Vujadin Popović et al., Case No. IT-05-88-AR73.2, Decision on Joint Defence Interlocutory Appeal Concerning the Status of Richard Butler as an Expert Witness, 30 January 2008 (“Popović et al. Decision of 30 January 2008”), para. 22; Pauline Nyiramasuhuko v. The Prosecutor, Case No. ICTR-98-42-AR73.2, Decision on Pauline Nyiramasuhuko’s Appeal on the Admissibility of Evidence, 4 October 2004 (“Nyiramasuhuko Decision of 4 October 2004”), para. 7; Rutaganda Appeal Judgement, para. 33.

[4] Karemera et al. Decision of 29 May 2009, para. 15; Popović et al. Decision of 30 January 2008, para. 22; Nyiramasuhuko Decision of 4 October 2004, para. 7.

[5] Prosecutor v. Vujadin Popović et al., Case No. IT-05-88-AR73.4, Decision on Beara’s and Nikolić’s Interlocutory Appeals Against Trial Chamber’s Decision of 21 April 2008 Admitting 92 quater Evidence, 18 August 2008 (confidential) (“Popović et al. Decision of 18 August 2008”), para. 44.

[6] See Lukić and Lukić Appeal Judgement, n. 1633, referring to, inter alia, Prosecutor v. Milan Milutinović et al., Case No. IT-05-87-T, Decision on Prosecution Motion for Admission of Evidence Pursuant to Rule 92 quater, 16 February 2007, para. 7; [Prosecutor v. Vujadin Popović, Ljubiša Beara, Drago Nikolić, Ljubomir Borovčanin, Radivoje Miletić, Milan Gvero, and Vinko Pandurević, Case No. IT-05-88-AR73.4, Decision on Beara’s and Nikolić’s Interlocutory Appeals Against Trial Chamber’s Decision of 21 April 2008 Admitting 92 quater Evidence, 18 August 2008 (confidential)], paras. 30, 31. See also, e.g., Prosecutor v. Vujadin Popović et al., Case No. IT-05-88-T, Redacted Version of “Decision on Motion on Behalf of Drago Nikolić Seeking Admission of Evidence Pursuant to Rule 92 quater”, Filed Confidentially on 18 December 2008, 19 February 2009, para. 32; Prosecutor v. Ante Gotovina et al., Case No. IT-06-90-T, Decision on the Admission of Statements of Two Witnesses Pursuant to Rule 92 quater, 24 April 2008, para. 6; Prosecutor v. Ramush Haradinaj et al., Case No. IT-04-84-T, Decision on Prosecution’s Motion for Admission of Evidence Pursuant to Rule 92 quater and 13th Motion for Trial-Related Protective Measures, 7 September 2007, para. 8.

[7] Prlić et al. Decision of 12 January 2009, para. 25.

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ICTY Rule Rule 89(C)

Rule 92 quater

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230. The Appeals Chamber recalls that trial chambers enjoy considerable discretion in relation to the management of the proceedings before them,[1] including on decisions concerning disclosure of evidence and protective measures for witnesses.[2] In order to successfully challenge a discretionary decision, a party must demonstrate that the trial chamber has committed a discernible error resulting in prejudice to that party.[3]

See also para.251.

231. Rule 66(A)(ii) of the ICTY Rules provides in relevant part that, subject to Rules 53 and 69 of the ICTY Rules and within the time-limit prescribed by a trial chamber or a pre-trial Judge appointed pursuant to Rule 65 ter of the ICTY Rules, the Prosecution shall disclose to the Defence copies of the statements of all witnesses whom the Prosecution intends to call to testify at trial. At the time of the Decision on Disclosure Violation of 8 February 2012, Rule 69 of the ICTY Rules provided that:

(A) In exceptional circumstances, the Prosecutor may apply to a Judge or Trial Chamber to order the non-disclosure of the identity of a victim or witness who may be in danger or at risk until such person is brought under the protection of the Tribunal.

[…]

(C) Subject to Rule 75, the identity of the victim or witness shall be disclosed in sufficient time prior to the trial to allow adequate time for preparation of the defence.[4]

Rule 69(C) of the ICTY Rules was amended on 28 August 2012 to read:

Subject to Rule 75, the identity of the victim or witness shall be disclosed within such time as determined by the Trial Chamber to allow adequate time for preparation of the Prosecution or defence.[5]

This remains the operative language of Rule 69(C) of the ICTY Rules. Rule 75(A) of the ICTY Rules provides that “[a] Judge or a Chamber may, proprio motu or at the request of either party, or of the victim or witness concerned, or of the Victims and Witnesses Section, order appropriate measures for the privacy and protection of victims and witnesses, provided that the measures are consistent with the rights of the accused”.[6]

232. The Appeals Chamber observes that in the Šešelj Decision of 24 January 2008, the ICTY Appeals Chamber stated that it did “not accept […] that Rule 69(C) must be interpreted as authorising delayed disclosure prior to the commencement of the opening of the trial only”.[7] It reasoned that the purpose of Rule 69(C) of the ICTY Rules is to allow a trial chamber to grant protective measures that are necessary to protect the integrity of its victims and witnesses, subject to the caveat that such measures are consistent with the rights of the accused to have adequate time for the preparation of his defence. The ICTY Appeals Chamber then stated that “[t]here is no rule that the rights of the defence to have adequate time for preparation mandate that delayed disclosure be granted only with reference to the beginning of trial”.[9] It concluded that “[t]he matter rather falls under the discretion of the Trial Chamber”.[10] 

233. On 14 December 2011, the ICTR Appeals Chamber in the Bagosora and Nsengiyumva case held that the trial chamber in that case had erred in ordering the prosecution to disclose the identity of protected victims and witnesses and their unredacted statements no later than 35 days before the expected date of their testimony, rather than prior to trial. In interpreting a provision of the ICTR Rules that was identical to Rule 69(C) of the ICTY Rules, the ICTR Appeals Chamber stated that, while a trial chamber has discretion to order protective measures where it has established the existence of exceptional circumstances, “this discretion is still constrained by the scope of the Rules”.[12] It emphasized that at the time of the trial chamber’s decision in that case, the phrase “prior to the trial” was part of Rule 69(C) of the ICTR Rules. It further stated that it did not consider that the trial chamber’s “disregard for the explicit provision of the Rules was necessary for the protection of witnesses”.[14] It noted a protective measures decision in the Nsengiyumva case prior to the joinder of the two cases[15] in which the trial chamber had ordered the temporary redaction of identifying information until witnesses were brought under the protection of the ICTR, but had nonetheless required that the defence be provided with unredacted witnesses statements within sufficient time prior to the trial.[16] It continued that “[a]t no point did the Trial Chamber indicate that any problems had arisen from this previous arrangement justifying a more restrictive disclosure schedule”.[17]

[…]

235. […] While the ICTR Appeals Chamber stated that a trial chamber’s discretion to order protective measures is constrained by the scope of the Rules, which provided that such disclosure be made “prior to the trial”, it did not rule out a deviation from this requirement for the purposes of a more restrictive disclosure schedule required for the protection of witnesses. Thus, the Appeals Chamber does not consider that the Bagosora and Nsengiyumva Appeal Judgement overruled the Šešelj Decision of 24 January 2008 in which the ICTY Appeals Chamber concluded that the allowance for delayed disclosure until after the commencement of trial falls within a trial chamber’s discretion to allow such protective measures that are necessary for the protection of witnesses, subject to safeguarding the rights of the accused.[19] In this respect the Appeals Chamber notes that the ICTR Appeals Chamber in the Bagosora and Nsengiyumva Appeal Judgement did not refer to the decision of the ICTY Appeals Chamber in the Šešelj case and did not propose to depart from its reasoning. […]

[1] Prlić et al. Appeal Judgement, para. 26; Šainović et al. Appeal Judgement, para. 29. See also Nyiramasuhuko et al. Appeal Judgement, para. 137; Ndahimana Appeal Judgement, para. 14.

[2] Nyiramasuhuko et al. Appeal Judgement, para. 431; Karemera and Ngirumpatse Appeal Judgement, para. 85; Bagosora and Nsengiyumva Appeal Judgement, para. 79.

[3] Stanišić and Župljanin Appeal Judgement, para. 470; Nyiramasuhuko et al. Appeal Judgement, paras. 68, 138, 185, 295, 431, 2467; Popović et al. Appeal Judgement, para. 131; Nizeyimana Appeal Judgement, para. 286.

[4] IT/32/Rev. 46, 20 October 2011.

[5] IT/32/Rev. 47, 28 August 2012.

[6] This was the language of Rule 75(A) of the ICTY Rules at the time of the Decision on Disclosure Violation of 8 February 2012 and remains the operative language of this rule.

[7] [Prosecutor v. Vojislav Šešelj, Case No. IT-03-67-AR73.6, Decision on Vojislav Šešelj’s Appeal Against the Trial Chamber’s Oral Decision of 7 November 2007, 24 January 2008 (“Šešelj Decision of 24 January 2008”)], para. 15.

[8] Šešelj Decision of 24 January 2008, para. 15.

[9] Šešelj Decision of 24 January 2008, para. 15.

[10] Šešelj Decision of 24 January 2008, para. 15.

[11] Bagosora and Nsengiyumva Appeal Judgement, paras. 83, 85.

[12] Bagosora and Nsengiyumva Appeal Judgement, para. 83.

[13] Bagosora and Nsengiyumva Appeal Judgement, para. 83. Rule 69(C) of the ICTR Rules was amended at the 12th Plenary Session held on 5 and 6 July 2002 so as to no longer include the wording “prior to the trial”.

[14] Bagosora and Nsengiyumva Appeal Judgement, para. 84.

[15] The cases against Anatole Nsengiyumva and Théoneste Bagosora were originally undertaken separately and joined on 29 June 2000 along with the cases against Aloys Ntabakuze and Gratien Kabiligi. See Bagosora and Nsengiyumva Appeal Judgement, para. 4.

[16] Bagosora and Nsengiyumva Appeal Judgement, para. 84, referring to The Prosecutor v. Anatole Nsengiyumva, Case No. ICTR-96-12-I, Decision on the Prosecutor’s Motion for the Protection of Victims and Witnesses, delivered orally 26 June 1997, signed 17 November 1997, filed 3 December 1997, p. 4.

[17] Bagosora and Nsengiyumva Appeal Judgement, para. 84.

[18] See Bagosora and Nsengiyumva Appeal Judgement, para. 84. Specifically, the ICTR Appeals Chamber stated: “Furthermore, the Appeals Chamber does not consider that, as stated by the Trial Chamber, such disregard for the explicit provision of the Rules was necessary for the protection of witnesses.” Bagosora and Nsengiyumva Appeal Judgement, para. 84.

[19] Šešelj Decision of 24 January 2008, para. 15. The Appeals Chamber observes the longstanding practice of ICTY trial chambers in allowing delayed disclosure after the commencement of trial. See, e.g., Prosecutor v. Milan Lukić and Sredoje Lukić, Case No. IT-98-32/1-T, Decision on Milan Lukić’s Motion to Compel Disclosure of Contact Information and on the Prosecution’s Urgent Motion to Compel Production of Contact Information, 30 March 2009, para. 21; Prosecutor v. Rasim Delić, Case No. IT-04-83-PT, Decision, 8 December 2006, p. 4; [Prosecutor v. Vujadin Popović et al., Case No. IT-05-88-T, Decision on Prosecution’s Motion for Order of Protection, 1 August 2006], p. 6; Prosecutor v. Milan Martić, Case No. IT-95-11-PT, Decision on Prosecution’s Motion to Amend its Rule 65 ter Witness List, 9 December 2005, pp. 5, 6; [Prosecutor v. Radoslav Brđanin, Case No. IT-99-36-T, Decision on Prosecution’s Twelfth Motion for Protective Measures for Victims and Witnesses, 12 December 2002], p. 6; Prosecutor v. Momčilo Krajišnik and Biljana Plavšić, Case No. IT-00-39&40-PT, First Decision on Prosecution’s Motion for Protective Measures for Sensitive Source Witnesses, 24 May 2002, paras. 7, 15, 19; Prosecutor v. Dario Kordić and Mario Čerkez, Case No. IT-95-14/2-PT, Order for Delayed Disclosure of Statements and Protective Measures, 19 March 1999, pp. 2, 3.

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ICTR Rule Rule 69 ICTY Rule Rule 69
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252.  […] Rule 75(A) of the ICTY Rules provides that a trial chamber may order appropriate measures for the privacy and protection of victims and witnesses, provided that the measures are consistent with the rights of the accused, whereas Rule 75(F)(i) of the ICTY Rules requires a chamber to apply the protective measures ordered in prior ICTY proceedings mutatis mutandis to the proceeding before it unless and until they are rescinded, varied, or augmented.[1] Given these materially distinct considerations, the Trial Chamber’s continuation of protective measures for Prosecution witnesses pursuant to Rule 75(F)(i) of the ICTY Rules has no bearing on the exercise of its discretion in denying protective measures to Defence witnesses under Rule 75(A) of the ICTY Rules. […]

[1] [Footnote omitted].

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ICTY Rule Rule 75
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262. The Appeals Chamber recalls that the purpose of Rule 70 of the ICTY Rules is to encourage States and other entities and persons to share sensitive information with parties and the ICTY by providing certain guarantees of confidentiality with respect to the information they offer.[1] Those providing information under Rule 70 of the ICTY Rules who show genuine interest in protecting the information in their possession may invoke this rule to ensure the protection of such information by requiring, inter alia, limitations on the scope of a witness’s testimony or on the dissemination of that witness’s testimony.[2] However, any such restrictions on the presentation of evidence at trial may only be allowed after the trial chamber has determined that the restrictions would not undermine the fairness of the trial.[3] In this respect, Rule 70(G) of the ICTY Rules provides that a trial chamber may exclude such evidence if its probative value is substantially outweighed by the need to ensure a fair trial.[4]

263. […] Rule 70 of the ICTY Rules does not place a burden on those providing information under this rule to substantiate their concerns. Rather, it is for the trial chamber to weigh the probative value of the information received on a confidential basis against the need to ensure a fair trial. […]

[1] The Prosecutor v. Casimir Bizimungu et al., Case No. ICTR-99-50-AR73.6, Decision on Interlocutory Appeal Relating to the Testimony of Former United States Ambassador Robert Flaten, signed on 16 July 2007, filed on 17 July 2007 (“Bizimungu et al. Decision of 17 July 2007”), para. 17; Prosecutor v. Milan Milutinović et al., Case No. IT-05-87-AR73.1, Decision on Interlocutory Appeal Against Second Decision Precluding the Prosecution from Adding General Wesley Clark to its 65[ ]ter Witness List, 20 April 2007, para. 18; Prosecutor v. Slobodan Milošević, Case No. IT-02-54-AR108bis & AR73.3, Public Version of the Confidential Decision on the Interpretation and Application of Rule 70, signed on 23 October 2002, filed on 29 October 2002, para. 19. See also The Prosecutor v. Casimir Bizimungu et al., Case No. ICTR-99-50-AR73.6, Order Lifting the Confidentiality of the Decision on Interlocutory Appeal Relating to the Testimony of Former United States Ambassador to Rwanda Issued on 16 July 2007, 19 April 2010.

[2] See Rules 70(C) and (D) of the ICTY Rules. Cf. Bizimungu et al. Decision of 17 July 2007, para. 17.

[3] Bizimungu et al. Decision of 17 July 2007, para. 17. See also Articles 20(1), 21(2), and 22 of the ICTY Statute; Rule 89(D) of the ICTY Rules.

[4] See also Rule 89(D) of the ICTY Rules.

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ICTY Rule Rule 70
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288. The Appeals Chamber recalls that Article 21(4)(g) of the ICTY Statute guarantees the fundamental right of an accused not to be compelled to testify against himself in the determination of any charge against him. Rule 90(E) of the ICTY Rules provides that a witness may object to making any statement which might tend to incriminate him and that a chamber may compel the witness to answer the question, in which case testimony compelled in this way will not be used as evidence in a subsequent prosecution against the witness for any offence other than false testimony. The ICTY Appeals Chamber has held that compelling an accused to testify in proceedings which do not involve the determination of the charges against him under Rule 90(E) of the ICTY Rules is not in itself inconsistent with the right not to incriminate oneself given the absolute prohibition on direct or indirect use of self-incriminating statements so compelled in the proceedings against him.[1] Compelling a witness to answer a question which may incriminate him in such circumstances remains within a trial chamber’s discretion.[2] This discretion, however, must be exercised consistently with Articles 20(1) and 21 of the ICTY Statute, which require trial chambers to ensure that trials are fair and conducted with full respect for the rights of the accused.[3]

[1] Prosecutor v. Radovan Karadžić, Case No. IT-95-5/18-AR73.11, Decision on Appeal Against the Decision on the Accused’s Motion to Subpoena Zdravko Tolimir, 13 November 2013 (“Decision of 13 November 2013”), paras. 43, 45.

[2] Cf. Ntagerura et al. Appeal Judgement, para. 253.

[3] See, e.g., [Prosecutor v. Ratko Mladić, Case No. IT-09-92-AR73.3, Decision on Mladić’s Interlocutory Appeal Regarding Modification of Trial Sitting Schedule Due to Health Concerns, 22 October 2013], para. 12; Ndahimana Appeal Judgement, para. 14.

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ICTY Statute Article 21(4)(g) ICTY Rule Rule 90(E)
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312. The Appeals Chamber recalls that, as a general principle, a party should not be permitted to refrain from objecting to a matter which was apparent during the course of the trial, only to raise it in the event of an adverse finding.[1] Further, it is settled jurisprudence that, if a party raises no objection to a particular issue before the Trial Chamber when it could have reasonably done so, in the absence of special circumstances, the Appeals Chamber will find that the party has waived its right to adduce the issue as a valid ground of appeal.[2]

[1] Musema Appeal Judgement, para. 127.

[2] See, e.g., Prlić et al. Appeal Judgement, para. 165; Nyiramasuhuko et al. Appeal Judgement, paras. 63, 1060, n. 157; Popović et al. Appeal Judgement, para. 176; Bagosora and Nsengiyumva Appeal Judgement, para. 31. See also [Prosecutor v. Naser Orić, Case No. MICT-14-79, Decision on an Application for Leave to Appeal the Single Judge’s Decision of 10 December 2015, 17 February 2016], para. 14.

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321. The Appeals Chamber recalls that, pursuant to Rule 89(C) of the ICTY Rules, trial chambers have discretion to admit relevant evidence that has probative value.[1] The admissibility of evidence related to crimes committed by adversaries depends on the purpose for which it is adduced and whether it tends to refute allegations made in the indictment, while it is for the defence to clarify to the trial chamber the purpose of tendering such evidence.[2] In determining the admissibility of evidence, trial chambers enjoy considerable discretion and the Appeals Chamber must accord deference to their decisions in this respect.[3] The Appeals Chamber’s examination of challenges concerning a trial chamber’s refusal to admit material into evidence is limited to establishing whether the trial chamber abused its discretion by committing a discernible error.[4]

322. […] Considering that it is for the party tendering material to show the indicia of relevance required for it to be admissible under Rule 89(C) of the ICTY Rules,[5] […].

323. […] [C]onsidering that the criteria for admission of evidence set out in Rule 89(C) of the Rules are cumulative, that the tendering party bears the burden of showing that these are met, and the deference accorded to trial chambers on matters related to the admissibility of evidence,[6] […].

[1] Tolimir Appeal Judgement, para. 564; Kupreškić et al. Appeal Judgement, para. 31.

[2] See, e.g., Kunarac et al. Appeal Judgement, para. 88, n. 104. Cf. Prosecutor v. Jadranko Prlić et al., Case No. IT-04-74-T, Decision on Praljak Defence Motion for Admission of Documentary Evidence, 1 April 2010 (originally filed in French, English translation filed on 23 April 2010), para. 80; Prosecutor v. Enver Hadžihasanović and Amir Kubura, Case No. IT‑01-47-T, Decision on Defence Motion for Clarification of the Oral Decision of 17 December 2003 Regarding the Scope of Cross-Examination Pursuant to Rule 90 (H) of the Rules, 28 January 2004 (originally filed in French, English translation filed on 4 February 2004), p. 4; Prosecutor v. Zoran Kupreškić et al., Case No. IT-95-16-T, Decision on Evidence of the Good Character of the Accused and the Defence of Tu Quoque, 17 February 1999, p. 5.

[3] Prlić et al. Appeal Judgement, paras. 143, 151; Šainović et al. Appeal Judgement, paras. 152, 161.

[4] Šainović et al. Appeal Judgement, paras. 152, 161, referring to [Prosecutor v. Jadranko Prlić et al., Case No. IT-04-74-AR73.13, Decision on Jadranko Prlić’s Consolidated Interlocutory Appeal Against the Trial Chamber’s Orders of 6 and 9 October 2008 on Admission of Evidence, 12 January 2009 (“Prlić et al. Decision of 12 January 2009”)], para. 5.

[5] Šainović et al. Appeal Judgement, para. 162, referring to Prlić et al. Decision of 12 January 2009, para. 17.

[6] Prlić et al. Appeal Judgement, para. 143; Šainović et al. Appeal Judgement, para. 163, referring to Prlić et al. Decision of 12 January 2009, para. 17.

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ICTY Rule Rule 89(C)
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352. The right of an accused to be tried before an independent and impartial tribunal is an integral component of the fundamental right to a fair trial. Impartiality is a required quality for a judge at the Tribunal, and a judge may not sit in any case in which he has, or has had, any association which might affect his impartiality. The Appeals Chamber observes that, as a general rule, a judge should not only be subjectively free from bias but also that nothing surrounding the circumstances would objectively give rise to an appearance of bias.

353. Rule 15 of the ICTY Rules prescribes a specific procedure for challenging the participation of a judge in a case on the grounds of bias. The Appeals Chamber recalls, however, that a presumption of impartiality attaches to judges of the Tribunal which cannot be easily rebutted. Where allegations of bias are raised on appeal, there is a high threshold to reach in order to rebut the presumption of impartiality and it is for the appealing party alleging bias to set forth substantiated and detailed arguments in support of demonstrating the alleged bias.

354. The Appeals Chamber observes that, shortly after the assignment of [REDACTED] to the case, the Trial Chamber provided Karadžić with specific information concerning [REDACTED], which highlighted the relevance of this information to a potential challenge to the composition of the bench.[6] […] Karadžić did not pursue this matter at trial. The Appeals Chamber finds that Karadžić’s inaction at trial in the face of his awareness of [REDACTED], which was specifically brought to his attention by the Trial Chamber, demonstrates that he did not object to [REDACTED] participation in his case at trial on the basis of an alleged apprehension of bias and could result in the possible waiver of this argument on appeal. Notwithstanding, in view of the fundamental importance of an impartial tribunal, the Appeals Chamber holds that it would not be appropriate to apply the waiver doctrine to Karadžić’s allegation of error and will consider the matter.

[1] Prosecutor v. Augustin Ngirabatware, Case No. MICT-12-29-R, Order to the Government of the Republic of Turkey for the Release of Judge Aydin Sefa Akay, 31 January 2017, para. 11 and references cited therein; Furundžija Appeal Judgement, para. 177.

[2] Article 13 of the ICTY Statute; Rule 15(A) of the ICTY Rules. The requirement of impartiality is also explicitly stated in Rule 14(A) of the ICTY Rules, pursuant to which, upon taking up duties, a Judge solemnly declares to perform his duties and exercise his powers “impartially and conscientiously”.

[3] Renzaho Appeal Judgement, para. 21; Rutaganda Appeal Judgement, para. 39; Furundžija Appeal Judgement, para. 189; Čelebići Appeal Judgement, para. 682.

[4] See, e.g., Renzaho Appeal Judgement, para. 21; Nahimana et al. Appeal Judgement, para. 48; Rutaganda Appeal Judgement, para. 42. 

[5] Renzaho Appeal Judgement, para. 23, referring to The Prosecutor v. Casimir Bizimungu et al., Case No. ICTR-99-50-AR73.8, Decision on Appeals Concerning the Engagement of a Chambers Consultant or Legal Officer, 17 December 2009, para. 10, Karera Appeal Judgement, para. 254, Nahimana et al. Appeal Judgement, paras. 47-90, Ntagerura et al. Appeal Judgement, para. 135, Rutaganda Appeal Judgement, para. 43, Furundžija Appeal Judgement, paras. 196, 197.

[6] [REDACTED]. 

[7] Cf. [Ferdinand Nahimana et al. v. The Prosecutor, Case No. ICTR-99-52-A, Decision on the Prosecutor’s Motion to Pursue the Oral Request for the Appeals Chamber to Disregard Certain Arguments Made by Counsel for Appellant Barayagwiza at the Appeals Hearing on 17 January 2007, 5 March 2007], para. 15, referring to Niyitegeka Appeal Judgement, para. 200.

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363. The Appeals Chamber will address Karadžić’s allegations in turn. Before doing so, the Appeals Chamber recalls that trial chambers have a broad discretion in weighing evidence[1] and are best placed to assess the credibility of a witness and the reliability of the evidence adduced.[2] In the context of the deference accorded to a trier of fact with respect to the assessment of evidence, it is within a trial chamber’s discretion, inter alia, to: (i) evaluate any inconsistencies that may arise within or among witnesses’ testimonies and consider whether the evidence taken as a whole is reliable and credible, and to accept or reject the fundamental features of the evidence;[3] (ii) decide, in the circumstances of each case, whether corroboration of evidence is necessary or to rely on uncorroborated, but otherwise credible, witness testimony;[4] and (iii) accept a witness’s testimony, notwithstanding inconsistencies between the said testimony and the witness’s previous statements, as it is for the trial chamber to determine whether an alleged inconsistency is sufficient to cast doubt on the evidence of the witness concerned.[5]

See also para. 530.

[…]

376. […] [T]he Appeals Chamber recalls that the mere assertion that the Trial Chamber failed to give sufficient weight to evidence or that it should have interpreted evidence in a particular manner is liable to be summarily dismissed.[6]

[1] Ngirabatware Appeal Judgement, para. 69; Šainović et al. Appeal Judgement, para. 490.

[2] Popović et al. Appeal Judgement, para. 513; Šainović et al. Appeal Judgement, para. 464. See also Lukić and Lukić Appeal Judgement, para. 296.

[3] Popović et al. Appeal Judgement, para. 1228; Karemera and Ngirumpatse Appeal Judgement, para. 467; Nzabonimana Appeal Judgement, para. 319.

[4] Popović et al. Appeal Judgement, paras. 243, 1009; Gatete Appeal Judgement, paras. 125, 138; Ntawukulilyayo Appeal Judgement, para. 21; Dragomir Milošević Appeal Judgement, para. 215.

[5] Lukić and Lukić Appeal Judgement, para. 234; Hategekimana Appeal Judgement, para. 190; Kajelijeli Appeal Judgement, para. 96.

[6] Karemera and Ngirumpatse Appeal Judgement, para. 179.

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396. […] [T]he Appeals Chamber recalls that a trial chamber need not refer to the testimony of every witness or every piece of evidence on the trial record.[1] It is to be presumed that a trial chamber evaluated all the evidence presented to it, as long as there is no indication that the trial chamber completely disregarded any particular piece of evidence.[2] There may be an indication of disregard when evidence which is clearly relevant to the findings is not addressed by the trial chamber’s reasoning.[3] If a trial chamber did not refer to specific evidence it is to be presumed that the trial chamber assessed and weighed the evidence, but found that the evidence did not prevent it from arriving at its actual finding.[4] […]

See also paras. 533, 562, 563.

[…]

700. The Appeals Chamber recalls that a trial chamber is required to provide a reasoned opinion under Article 23(2) of the ICTY Statute and Rule 98 ter (C) of the ICTY Rules.[5] Consequently, a trial chamber should set out in a clear and articulate manner the factual and legal findings on the basis of which it reached the decision to convict or acquit an accused.[6] In particular, a trial chamber is required to provide clear, reasoned findings of fact as to each element of the crime charged.[7]

See also para. 701.

[…]

702. The Appeals Chamber recalls that, in claiming an error of law on the basis of the lack of a reasoned opinion, a party is required to identify the specific issues, factual findings, or arguments that the trial chamber omitted to address and explain why this omission invalidates the decision.[8] […] [A] trial chamber is not required to articulate every step of its reasoning, that a trial judgement must be read as a whole, and that there is a presumption that the trial chamber has evaluated all the relevant evidence as long as there is no indication that it completely disregarded any particular piece of evidence.[9] There may be an indication of disregard when evidence which is clearly relevant to the findings is not addressed by the trial chamber’s reasoning.[10]

[…]

721. […] [T]he Appeals Chamber recalls that a trial chamber need not spell out every step of its analysis or unnecessarily repeat considerations reflected elsewhere in the trial judgement.[11] […]  

[1] Prlić et al. Appeal Judgement, para. 187; Kvočka et al. Appeal Judgement, para. 23. See also Nyiramasuhuko et al. Appeal Judgement, para. 3100; Đorđević Appeal Judgement, para. 864; Kanyarukiga Appeal Judgement, para. 127.

[2] Prlić et al. Appeal Judgement, para. 187; Kvočka et al. Appeal Judgement, para. 23. See also Nyiramasuhuko et al. Appeal Judgement, para. 3100; Đorđević Appeal Judgement, n. 2527; Kanyarukiga Appeal Judgement, para. 127.

[3] Prlić et al. Appeal Judgement, para. 187; Kvočka et al. Appeal Judgement, para. 23. See also Nyiramasuhuko et al. Appeal Judgement, para. 3100.

[4] Prlić et al. Appeal Judgement, para. 187; Kvočka et al. Appeal Judgement, para. 23. See also Nyiramasuhuko et al. Appeal Judgement, para. 1410.

[5] Prlić et al. Appeal Judgement, paras. 187, 990, 1778, 3099; Stanišić and Župljanin Appeal Judgement, para. 137; Hadžihasanović and Kubura Appeal Judgement, para. 13. See, mutatis mutandis, Nyiramasuhuko et al. Appeal Judgement, paras. 729, 1954; Ndindiliyimana et al. Appeal Judgement, para. 293 and references cited therein.

[6] Prlić et al. Appeal Judgement, para. 3099, n. 423; Stanišić and Župljanin Appeal Judgement, para. 137; Ndindiliyimana et al. Appeal Judgement, para. 293; Kordić and Čerkez Appeal Judgement, para. 383.

[7] Ndindiliyimana et al. Appeal Judgement, para. 293 and references cited therein. See also Prlić et al. Appeal Judgement, para. 1778.

[8] Šešelj Appeal Judgement, para. 49; Prlić et al. Appeal Judgement, para. 19; Ngirabatware Appeal Judgement, para. 8.

[9] Šešelj Appeal Judgement, paras. 62, 101, 126; Prlić et al. Appeal Judgement, paras. 187, 329, 453, 628, 771; Nyiramasuhuko et al. Appeal Judgement, paras. 105, 1308.

[10] Prlić et al. Appeal Judgement, paras. 187, 2937, 3039; Nyiramasuhuko et al. Appeal Judgement, para. 1308.

[11] Stakić Appeal Judgement, para. 47.

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433. […] For liability under the third form of joint criminal enterprise, it is required that an accused had the intent to commit the crimes that form part of the common purpose of the joint criminal enterprise and to participate in a common plan aimed at their commission, as well as that it was foreseeable to him or her that a crime falling outside the common purpose might be perpetrated by any other member of the joint criminal enterprise, or one or more of the persons used by the accused or other members of the joint criminal enterprise to further the common purpose, and that the accused willingly took the risk that the crime might occur by joining or continuing to participate in the enterprise.[1] The Appeals Chamber recalls that the ICTY Appeals Chamber has consistently declined to apply a standard requiring foreseeability that the crime falling outside the common criminal purpose would “probably” be committed for liability under the third form of joint criminal enterprise to attach but recognized instead that the possibility that a crime could be committed must be sufficiently substantial.[2] The Appeals Chamber also reiterates that, although not bound by decisions of the ICTY and the ICTR Appeals Chambers, in the interests of legal certainty, it should follow such previous decisions and depart from them only for cogent reasons in the interests of justice.[3] This would be the case where the previous decision was decided on the basis of a wrong legal principle or was given per incuriam, that is, it was wrongly decided, usually because the judges were not well-informed about the applicable law.[4]

434. The Appeals Chamber observes that it is not bound by the findings of other courts – domestic, international, or hybrid – or by the extrajudicial writings, separate or dissenting opinions of its Judges, or by views expressed in academic literature.[5] On review of the judgement in [R v. Jogee; Ruddock v. The Queen (“Jogee”)], the Appeals Chamber does not find any cogent reason for departing from the Appeals Chamber’s well-established jurisprudence. The Supreme Court of the United Kingdom and Judicial Committee of the Privy Council in Jogee changed the mens rea applicable in England and Wales and the jurisdictions bound by the jurisprudence of the Privy Council for accessorial liability resulting from participation in a joint enterprise.[6] However, the form of individual criminal responsibility under the third type of joint criminal enterprise is “commission”, resulting in liability as a perpetrator, not as an accessory.[7] In this sense, Jogee is not directly on point. […]

 435. In addition, the Appeals Chamber does not find persuasive arguments that the shift in the law of England and Wales on this point warrants reconsideration and possible reversal of established appellate jurisprudence of the ICTY. Although the common law notion of liability due to participation in a joint enterprise may have been influential in the development of ICTY case law, Karadžić’s argument that the relevant principles in ICTY jurisprudence were derived from English law is not accurate. The ICTY Appeals Chamber in the Tadić case extensively examined a series of post-World War II cases from various domestic jurisdictions concerning war crimes and concluded that the relevant actus reus and mens rea for liability under the three forms of joint criminal enterprise were firmly established in customary international law.[8] With regard to the mens rea standard for the third form of joint criminal enterprise, it found that customary international law required that: (i) the accused could foresee that the crime not agreed upon in the common plan “might be perpetrated” by one or other members of the group; and (ii) the accused willingly took that risk.[9] It also clarified that, what was required was intent to pursue the common plan in addition to “foresight that those crimes outside the criminal common purpose were likely to be committed”.[10] Thus, while the ICTY Appeals Chamber in Tadić considered domestic case law in determining customary international law,[11] contrary to Karadžić’s claim, it found that the relevant principles were derived from customary international law, not the law of England and Wales.[12] A shift in the law of England and Wales and the jurisdictions bound by the Privy Council on this point therefore does not per se warrant the reversal of established appellate jurisprudence.

436. The ICTY Appeals Chamber in Tadić also assessed whether domestic legislation or case law could be relied upon as a source of international principles or rules under the doctrine of general principles of law recognized by the major legal systems of the world.[13] Its survey led it to conclude that, although the common purpose doctrine “was rooted in the national law of many States”, major domestic jurisdictions did not adopt a common approach with regard to the third form of joint criminal enterprise and that therefore “national legislation and case law cannot be relied upon as a source of international principles or rules” in this context.[14] The shift in the law in Jogee, which has not been followed in other common law jurisdictions,[15] confirms rather than undermines the conclusion in Tadić that different approaches at a domestic level reflect that domestic case law, in such circumstances, cannot be relied upon as a source of international principles.[16] The Appeals Chamber finds that the shift in Jogee does not provide a sufficient basis to revisit Tadić or the relevant mens rea standard as applied in established case law.

[1] Stanišić and Župljanin Appeal Judgement, para. 958; Karemera and Ngirumpatse Appeal Judgement, para. 634; Šainović et al. Appeal Judgement, para. 1557; Ntakirutimana Appeal Judgement, para. 467.

[2] Prlić et al. Appeal Judgement, para. 3022; Popović et al. Appeal Judgement, para. 1432; Šainović et al. Appeal Judgement, paras. 1061, 1272, 1525, 1557, 1558; [Prosecutor v. Radovan Karadžić, Case No. IT-95-5/18-AR72.4, Decision on Prosecution’s Motion Appealing Trial Chamber’s Decision on JCE III Foreseeability, 25 June 2009], para. 18. The ICTR Appeals Chamber has held that the ICTY jurisprudence on the third form of joint criminal enterprise should be applied to the interpretation of the principles on individual criminal responsibility under the ICTR Statute. See Ntakirutimana Appeal Judgement, para. 468. See also Karemera and Ngirumpatse Appeal Judgement, para. 634.

[3] See [Karadžić Appeal Judgement] paras. 13, 119.

[4] Stanišić and Župljanin Appeal Judgement, para. 968.

[5] Stanišić and Župljanin Appeal Judgement, paras. 598, 974, 975; Popović et al. Appeal Judgement, paras. 1437-1443, 1674; Đorđević Appeal Judgement, paras. 33, 38, 39, 50-53, 83; Čelebići Appeal Judgement, para. 24.

[6] This joint case involved two separate appellants who had been convicted of murder on the basis of “parasitic accessory liability”, after a co-defendant had killed the victim. R v. Jogee [2016] UKSC 8; Ruddock v. The Queen [2016] UKPC 7, paras. 2, 3. In the case of Jogee, he had been vocally encouraging the principal who subsequently stabbed the victim to death. R v. Jogee [2016] UKSC 8; Ruddock v. The Queen [2016] UKPC 7, para. 102. The judge directed the jury that Jogee was guilty of murder if he took part in the attack by encouraging the principal and realised that it was possible that his co-defendant might use the knife with intent to cause serious harm. R v. Jogee [2016] UKSC 8; Ruddock v. The Queen [2016] UKPC 7, paras. 2, 3, 104. In the case of Ruddock, liability was based on his participation in a robbery during which the principal cut the victim’s throat. R v. Jogee [2016] UKSC 8; Ruddock v. The Queen [2016] UKPC 7, paras. 108, 109. The judge directed the jury that the prosecution had to prove a common intention to commit the robbery which included a situation in which Ruddock knew that there was a possibility that the principal might intend to kill the victim. R v. Jogee [2016] UKSC 8; Ruddock v. The Queen [2016] UKPC 7, paras. 2, 3, 114. The Supreme Court unanimously set the appellants’ convictions aside and corrected the common law on “parasitic accessory liability” by holding that the proper mental element for establishing such liability is intent to assist or encourage and that foresight is simply evidence of such intent. R v. Jogee [2016] UKSC 8; Ruddock v. The Queen [2016] UKPC 7, paras. 79, 83, 87, 89, 90, 98, 99.

[7] Šainović et al. Appeal Judgement, para. 1260; Krajišnik Appeal Judgement, para. 662; Kvočka et al. Appeal Judgement, paras. 79, 80; Vasiljević Appeal Judgement, para. 102.

[8] Tadić Appeal Judgement, paras. 194-226.

[9] Tadić Appeal Judgement, para. 228.

[10] Tadić Appeal Judgement, para. 229.

[11] Tadić Appeal Judgement, paras. 194-226.

[12] See also Tadić Appeal Judgement, paras. 225, 226.

[13] Tadić Appeal Judgement, para. 225.

[14] Tadić Appeal Judgement, para. 225.

[15] See HKSAR v. Chan Kam-Shing [2016] HKCFA 87, paras. 32, 33, 40, 58, 60, 62, 71, 98; Miller v. The Queen, Smith v. The Queen, Presley v. The Director of Public Prosecutions [2016] HCA 30, para. 43.

[16] Tadić Appeal Judgement, para. 225 (“in the area under discussion [concerning the third form of joint criminal enterprise], national legislation and case law cannot be relied upon as a source of international principles or rules, under the doctrine of the general principles of law recognised by the nations of the world: for this reliance to be permissible, it would be necessary to show that most, if not all, countries adopt the same notion of common purpose. More specifically, it would be necessary to show that, in any case, the major legal systems of the world take the same approach to this notion. The above survey shows that this is not the case.”).

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486. The Appeals Chamber recalls that the ICTY was bound to apply rules of international humanitarian law which are beyond any doubt part of customary international law.[1] The Appeals Chamber further recalls that there is an absolute prohibition on the targeting of civilians in customary international law.[2] However, while the Appeals Chamber of the ICTY has held that an indiscriminate attack may qualify as an attack directed against civilians or give rise to the inference that an attack was directed against civilians,[3] the legal test underpinning the principle of distinction as applied in the law of armed conflict has not been articulated by the Appeals Chambers of the ICTY or the ICTR.[4]

487. The Appeals Chamber observes that the principle of distinction is encapsulated in Additional Protocol I, and that key provisions of Additional Protocol I, including Articles 51 and 52, reflect customary international law.[5] The Appeals Chamber further observes that Additional Protocol I has been relied upon to interpret provisions of the ICTY Statute.[6] The Appeals Chamber therefore considers that, in this instance, the principle of distinction should be interpreted and applied in accordance with the relevant provisions of Additional Protocol I.

488. The Appeals Chamber observes that Article 51(4) of Additional Protocol I prohibits indiscriminate attacks, that is to say, attacks which are of a nature to strike military objectives and civilians or civilian objects without distinction.[7] Thus, in accordance with the fundamental principles of distinction and protection of the civilian population, only military objectives may be lawfully attacked.[8] The widely accepted definition of “military objectives” is set forth in Article 52(2) of Additional Protocol I as “those objects which by their nature, location, purpose or use make an effective contribution to military action and whose total or partial destruction, capture or neutralization, in the circumstances ruling at the time, offers a definite military advantage”.[9]

489. The Appeals Chamber considers that, whether a “military advantage” could have been achieved from an attack requires an assessment of whether it was reasonable to believe, in the circumstances of the person(s) contemplating the attack, including the information available to the latter, that the object was being used to make an effective contribution to military action.[10] The relevant question is whether the attacker(s) could have reasonably believed that the target was a legitimate military objective, and a useful standard by which to assess the reasonableness of such belief is that of a “reasonable commander” in the position of the attacker(s).[11]

See also para. 490 to 501.

[…]

506. […] [T]he Appeals Chamber recalls that “the indiscriminate character of an attack can be indicative of the fact that the attack was indeed directed against the civilian population”.[12] Considering that the Appeals Chamber has affirmed the Trial Chamber’s conclusions that the shelling […] was indiscriminate, an additional finding that the attacks were disproportionate is not necessary to sustain the Trial Chamber’s inference that the attacks were “directed against civilians”.

[1] Kordić and Čerkez Appeal Judgement, para. 44; Prosecutor v. Duško Tadiæ a/k/a “Dule", Case No. IT-94-1-AR72, Decision on the Defence Motion for Interlocutory Appeal on Jurisdiction, 2 October 1995, para. 143, referring to Report of the Secretary General Pursuant to Paragraph 2 of Security Council Resolution 808, U.N. Doc. S/25704, 3 May 1993, para. 34.

[2] Blaškić Appeal Judgement, para. 109.

[3] Dragomir Milošević Appeal Judgement, para. 66; Strugar Appeal Judgement, para. 275. 

[4] The Appeals Chamber observes that, although the ICTY Appeals Chamber recently determined that a trial chamber erred in finding an attack to be indiscriminate, its analysis sets forth the legal framework applied to indiscriminate attacks only in passing and only as it relates to indiscriminate attacks based on the type of weaponry used. See Prlić et al. Appeal Judgement, para. 434.

[5] See Galić Appeal Judgement, para. 87, referring to Prosecutor v. Pavle Strugar et al., Case No. IT-01-42-AR72, Decision on Interlocutory Appeal, 22 November 2002, para. 9; Prosecutor v. Enver Hadžihasanović and Amir Kubura, Case No. IT-01-47-AR73.3, Decision on Joint Defence Interlocutory Appeal of Trial Chamber Decision on Rule 98 bis Motions for Acquittal, 11 March 2005, para. 28. See also Kordić and Čerkez Appeal Judgement, para. 59, referring to Blaškić Appeal Judgement, para. 157.

[6] See, e.g., Kordić and Čerkez Appeal Judgement, paras. 47, 48, 50, 53, 54, 58, 59, 62-65; Blaškić Appeal Judgement, paras. 69, 110, 111, 113, 145, 147, 151, 157, 632, 639, 652.

[7] Articles 51(4) and (5) of Additional Protocol I provide examples as to what types of attacks are to be considered as indiscriminate.

[8] See Article 52(2) of Additional Protocol I. See also Galić Trial Judgement, para. 51.

[9] See Article 52(2) of Additional Protocol I. Cf. Strugar Appeal Judgement, para. 330.

[10] Cf. Galić Trial Judgement, para. 51. See also Boškoski and Tarčulovski Trial Judgement, para. 356; Strugar Trial Judgement, para. 295. The Appeals Chamber observes that the ICRC commentary on Article 52 of Additional Protocol I highlights the lack of precise definitions offered and suggests that the text “largely relies on the judgment of soldiers who will have to apply these provisions.” ICRC Commentary on Additional Protocol I, para. 2037.

[11] Cf. Dragomir Milošević Appeal Judgement, para. 60.

[12] Dragomir Milošević Appeal Judgement, para. 66; Strugar Appeal Judgement, para. 275.

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584. The Appeals Chamber recalls that the mens rea required for liability under the first category of joint criminal enterprise is that the accused shares the intent with the other participants to carry out the crimes forming part of the common purpose.[1] […]

585. […] [T]he Appeals Chamber recalls that, while it was necessary for the Trial Chamber to find that Karadžić shared the intent to forcibly displace the population, the Trial Chamber was not required to establish that he intended the specific acts of coercion causing the forcible removal of Bosnian Muslims.[2] […]

[…]

672. The Appeals Chamber recalls that, while an accused’s knowledge of particular crimes combined with continued participation in the execution of the common plan from which those crimes result may be a basis to infer that he or she shared the requisite intent for the crimes in question, this does not necessarily compel such a conclusion.[3] Whether intent can be inferred depends on all the circumstances of the case.[4] Further, where intent is inferred from circumstantial evidence, it must be the only reasonable inference available on the evidence.[5]

[…]

688. […] The Appeals Chamber […] recalls that, although knowledge of crimes in combination with failure to intervene to prevent them may be a basis for inferring intent, it does not compel such a conclusion.[6]

[1] See Prlić et al. Appeal Judgement, para. 1755; Stanišić and Župljanin Appeal Judgement, para. 915; Popović et al. Appeal Judgement, para. 1369; Đorđević Appeal Judgement, para. 468; Munyakazi Appeal Judgement, para. 160; Brđanin Appeal Judgement, para. 365.

[2] Cf. Stanišić and Župljanin Appeal Judgement, para. 917.

[3] See, e.g., Popović et al. Appeal Judgement, para. 1369; Karemera and Ngirumpatse Appeal Judgement, para. 632; Krajišnik Appeal Judgement, para. 202; Blagojević and Jokić Appeal Judgement, paras. 272, 273. See also Stanišić and Simatović Appeal Judgement, para. 81; Đorđević Appeal Judgement, para. 512; Krajišnik Appeal Judgement, para. 697; Kvočka et al. Appeal Judgement, para. 243. 

[4] See, e.g., Kvočka et al. Appeal Judgement, para. 243. See also Popović et al. Appeal Judgement, para. 1369; Krajišnik Appeal Judgement, paras. 202, 697; Blagojević and Jokić Appeal Judgement, paras. 272, 273.

[5] See, e.g., Šainović et al. Appeal Judgement, para. 995; Rukundo Appeal Judgement, para. 235; Kvočka et al. Appeal Judgement, para. 237; Vasiljević Appeal Judgement, para. 120.

[6] Popović et al. Appeal Judgement, para. 1385; Blagojević and Jokić Appeal Judgement, paras. 272, 273.

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598. […] As to Karadžić’s submission that Witness Momir Nikolić’s evidence should be rejected as uncorroborated hearsay, the Appeals Chamber recalls that trial chambers have the discretion to rely on hearsay evidence. [1] […]

[1] Prlić et al. Appeal Judgement, para. 1601; Popović et al. Appeal Judgement, para. 1307, referring to Kalimanzira Appeal Judgement, para. 96, Karera Appeal Judgement, para. 39. See also Munyakazi Appeal Judgement, para. 77.

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599.     […] The Appeals Chamber recalls that where a fact on which a conviction relies is established on the basis of an inference, that inference must be the only reasonable one available on the evidence.[1]

[…]

669.     The Trial Chamber observed that, when the Prosecution relied upon proof of a certain fact, such as the state of mind of the accused by inference, it considered whether that inference was the only reasonable inference that could have been made based on the evidence and that, where that inference was not the only reasonable one, it found that the Prosecution had not proved its case.[2] The Appeals Chamber finds that the Trial Chamber correctly set out the applicable law.[3]

[1] Prlić et al. Appeal Judgement, para. 1709; Nyiramasuhuko et al. Appeal Judgement, paras. 650, 1509; Mugenzi and Mugiraneza Appeal Judgement, para. 136; Stakić Appeal Judgement, para. 219. See also Muhimana Appeal Judgement, para. 49.

[2] Trial Judgement, para. 10, referring to Vasiljević Appeal Judgement, para. 120.

[3] See also Šainović et al. Appeal Judgement, para. 995; Rukundo Appeal Judgement, para. 235.

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629. […] [T]he Appeals Chamber reiterates that evidence of limited and selective assistance to a few individuals does not preclude a trier of fact from reasonably finding the requisite intent to commit genocide.[1] […]

[1] Muhimana Appeal Judgement, para. 32. See also Rutaganda Appeal Judgement, para. 537.

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727. […] The Appeals Chamber recalls that the intent to destroy a group as such is circumscribed by the “area of the perpetrators’ activity and control” and the “extent of [the perpetrators’] reach”.[1] Absent direct evidence of genocidal intent, the “scale of the atrocities committed” is one of several factors relevant to determining genocidal intent[2] and the fact that more members of a targeted group could have been, for example, killed, but were not, may indicate a lack of the dolus specialis required to prove such intent.[3] 

728. […] The Trial Chamber recalled that conduct not constituting acts of genocide may be considered when assessing genocidal intent.[4] Furthermore, when assessing the mens rea for genocide, the Trial Chamber extensively detailed criminal conduct committed against Bosnian Muslims and Bosnian Croats that resulted in both immediate physical destruction as well as the remaining conduct which the Prosecution argues would have impacted the long-term survival of the targeted groups.[5] The Appeals Chamber finds that the Trial Chamber acted within the bounds of the law and its discretion when contrasting the number of Bosnian Muslims and Bosnian Croats displaced versus those who were victims of conduct falling within Article 4(2) of the ICTY Statute in assessing whether genocidal intent had been established.[6]

See also para. 729.

[…]

745. […] Evidence demonstrating ethnic bias, however reprehensible, does not necessarily prove genocidal intent.[7] Utterances that fall short of expressly calling for a group’s physical destruction might constitute evidence of genocidal intent but a perpetrator’s statements must be understood and assessed in their proper context.[8] […]

[1] See Krstić Appeal Judgement, para. 13.

[2] See Tolimir Appeal Judgement, para. 246; Prosecutor v. Radovan Karadžić, Case No. IT-95-5/18-AR98bis.1, Judgement, 11 July 2013, para. 80.

[3] See Stakić Appeal Judgement, para. 42.

[4] See Trial Judgement, para. 553 (“The Genocide Convention and customary international law prohibit only the physical and biological destruction of a group, not attacks on cultural or religious property or symbols of the group. However, while such attacks may not constitute underlying acts of genocide, they may be considered evidence of intent to physically destroy the group. Forcible transfer alone would not suffice to demonstrate the intent to ‘destroy’ a group but it is a relevant consideration as part of the Chamber’s overall factual assessment.”) (internal references omitted).

[5] See Trial Judgement, paras. 2614-2622. The Appeals Chamber finds unpersuasive the Prosecution’s arguments that the Trial Chamber failed to sufficiently account for findings made previously in the Trial Judgement.

[6] Cf. Stakić Appeal Judgement, paras. 41, 42.

[7] See Stakić Appeal Judgement, para. 52.

[8] Stakić Appeal Judgement, para. 52.

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Notion(s) Filing Case
Appeal Judgement - 19.03.2019 KARADŽIĆ Radovan
(MICT-13-55-A)

659. The Appeals Chamber recalls the absolute prohibition of taking hostage of any person taking no active part in hostilities as well as detained individuals irrespective of their status prior to detention. In this respect, the ICTY Appeals Chamber had previously dismissed Karadžić’s submission that the UN Personnel were not entitled to protection under Common Article 3.[2] In the Decision of 11 December 2012, the ICTY Appeals Chamber explained that “[t]he fact that detainees are considered hors de combat does not render their detention unlawful in itself. Rather, their hors de combat status triggers Common Article 3’s protections, including the prohibition on their use as hostages.”[3] Therefore, whether the detention of the UN Personnel was lawful or not would have no bearing on the applicability of the prohibition on hostage-taking under Common Article 3. Consequently, the Appeals Chamber dismisses Karadžić’s argument that the Trial Chamber erred in not considering unlawful detention to be an element of hostage-taking. In light of these considerations, the Appeals Chamber finds it unnecessary to address Karadžić’s remaining contentions.

[1] Prosecutor v. Radovan Karadžić, Case No. IT-95-5/18-AR73.9, Decision on Appeal from Denial of Judgement of Acquittal for Hostage-Taking, 11 December 2012 (“Decision of 11 December 2012”), paras. 16, 21; [Prosecutor v. Radovan Karadžić, Case No. IT-95-5/18-AR72.5, Decision on Appeal of Trial Chamber’s Decision on Preliminary Motion to Dismiss Count 11 of the Indictment, 9 July 2009], para. 22.

[2] See Decision of 11 December 2012, paras. 9, 10, 16, 20, 21. Common Article 3 provides, in relevant parts:

(1) Persons taking no active part in the hostilities, including members of armed forces who have laid down their arms and those placed ‘hors de combat’ by sickness, wounds, detention, or any other cause, shall in all circumstances be treated humanely, without any adverse distinction founded on race, colour, religion or faith, sex birth or wealth or any other similar criteria.

To this end the following acts are and shall remain prohibited at any time and in any place whatsoever with respect to the above-mentioned persons:

(a)      […]

(b)    taking of hostages; […]

[3] Decision of 11 December 2012, para. 20.

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