Widespread or systematic attack

Notion(s) Filing Case
Appeal Judgement - 28.11.2007 NAHIMANA et al. (Media case)
(ICTR-99-52-A)

916. According to the Kunarac et al. Trial Judgement, an attack “can be described as a course of conduct involving the commission of acts of violence”.[1] This characterization was endorsed by the Appeals Chamber of ICTY,[2] which added the following:

The concepts of “attack” and “armed conflict” are not identical. Under customary international law, the attack could precede, outlast, or continue during the armed conflict, but it need not be a part of it. Also, the attack in the context of a crime against humanity is not limited to the use of armed force; it encompasses any mistreatment of the civilian population.[3]

917. This position is reiterated in the Kordić and Čerkez Appeal Judgement[4] and was adopted in a number of ICTY Trial judgements.[5] According to the Kayishema and Ruzindana Trial Judgement:

The attack is the event of which the enumerated crimes must form part. Indeed, within a single attack, there may exist a combination of the enumerated crimes, for example murder, rape and deportation.[6]

918. In agreement with these authorities, the Appeals Chamber concludes that, for purposes of Article 3 of the Statute, an attack against a civilian population means the perpetration against a civilian population of a series of acts of violence, or of the kind of mistreatment referred to in sub-paragraphs (a) to (i) of the Article.[7] […]

920. […] It is well established that the attack must be widespread or systematic.[8] In particular, the Appeals Chamber has held that the conjunction “et” in the French version of Article 3 of the Statute is a translation error.[9] The Appeals Chamber further recalls that:

“widespread” refers to the large-scale nature of the attack and the number of victims, whereas “systematic” refers to “the organised nature of the acts of violence and the improbability of their random occurrence.” Patterns of crimes – that is the non-accidental repetition of similar criminal conduct on a regular basis – are a common expression of such systematic occurrence.[10]

In this particular case, the Appeals Chamber concluded that the Prosecution had not proven beyond reasonable doubt that there was a widespread or systematic attack against Tutsi civilians in Rwanda between 1 January and 6 April 1994 (paras 929-933). However, it held that “[w]hereas the crime per se must be committed as part of a widespread and systematic attack, preparatory acts, instigation or aiding and abetting can be accomplished before the commission of the crime and the occurrence of the widespread and systematic attack[11]” (para. 934).

[1] Kunarac et al. Trial Judgement, para. 415. See also Krnojelac Trial Judgement, para. 54. 

[2] Kunarac et al. Appeal Judgement, para. 89.

[3] Ibid. [Kunarac et al. Appeal Judgement], para. 86.

[4] Kordić and Čerkez Appeal Judgement, para. 666.

[5] Limaj et al. Trial Judgement, paras. 182, 194; Blagojević and Jokić Trial Judgement, para. 543; Brđanin Trial Judgement, para. 131; Galić Trial Judgement, para. 141; Stakić Trial Judgement, para. 623; Naletilić and Martinović Trial Judgement, para. 233; Vasiljević Trial Judgement, para. 29.

[6] Kayishema and Ruzindana Trial Judgement, para. 122.

[7] Likewise, the Elements of Crimes under the Statute of the International Criminal Court (ICC-ASP/1/3, Article 7 Crimes Against Humanity, Introduction, para. 3) provide:

“Attack directed against a civilian population” is understood in this context to mean a course of conduct involving the multiple commission of acts referred to in article 7, paragraph 1, of the Statute against any civilian population. […] The acts need not constitute a military attack. 

[8] Ntakirutimana Appeal Judgement, footnote 883; Kordić and Čerkez Appeal Judgement, para. 93; Blaškić Appeal Judgement, para. 98; Kunarac et al. Appeal Judgement, para. 97.

[9] Ntakirutimana Appeal Judgement, footnote 883.

[10] Kordić and Čerkez Appeal Judgement, para. 94. See also Blaškić Appeal Judgement, para. 101; Kunarac et al. Appeal Judgement, para. 94. 

[11] By its nature, planning occurs before the commission of the crime. The same applies to instigation under Article 6(1) of the Statute, while aiding and abetting can take place before, during or after the commission of the crime: see supra XI. A.

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Notion(s) Filing Case
Appeal Judgement - 08.05.2012 HATEGEKIMANA Idelphonse
(ICTR-00-55B-A)

62. Article 3 of the Statute requires that the crimes be committed “as part of a widespread or systematic attack against any civilian population on national, political, ethnic, racial or religious grounds.”[1] Hategekimana fails to appreciate that the Trial Chamber did not situate Rugomboka’s murder in the context of a widespread and systematic attack that was limited to Ngoma Commune or Butare Prefecture. Rather, the Trial Chamber found that this killing formed part of “a systematic attack against the civilian population on political grounds” occurring “throughout Rwanda, including various parts of Butare [Prefecture].”[2] In view of this finding, it is immaterial that the Trial Chamber did not point to evidence that there was a widespread and systematic attack specifically in Ngoma Commune or Butare Prefecture as of 7 April 1994.[3] Hategekimana has not challenged on appeal the reasonableness of the Trial Chamber’s finding that this murder related to a systematic attack on political grounds which took place throughout Rwanda.

[1] Emphasis added. See also Mrkšić and Šljivančanin Appeal Judgement, para. 41; Kunarac et al. Appeal Judgement, para. 100.

[2] Trial Judgement [The Prosecutor v. Ildephonse Hategekimana, Case No. ICTR-00-55B-T, Judgement and Sentence, pronounced on 6 December 2010, filed in writing on 14 February 2011], para. 710 (emphasis added).

[3] See Bagosora and Nsengiyumva Appeal Judgement, para. 390 (“Nsengiyumva’s argument that the Trial Chamber erred in ‘taking the country of Rwanda as one crime scene’ implies that, in order to qualify as crimes against humanity, the attacks in Gisenyi should have been shown to have been widespread or systematic independently of attacks taking place elsewhere in Rwanda. Such a suggestion is, however, erroneous, as the requirement is that the attacks be committed within a broader context, that is, as part of a widespread or systematic attack.”).

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ICTR Statute Article 3 ICTY Statute Article 5
Notion(s) Filing Case
Appeal Judgement - 14.12.2011 BAGOSORA et al. (Military I)
(ICTR-98-41-A)

389. An enumerated crime under Article 3 of the Statute constitutes a crime against humanity if it is proven to have been committed as part of a widespread or systematic attack against a civilian population on national, political, ethnic, racial or religious grounds.[1] The term “widespread” refers to the large scale nature of the attack and the number of victims, whereas the term “systematic” refers to “the organised nature of the acts of violence and the improbability of their random occurrence”.[2] With respect to the mens rea, the perpetrator must have acted with knowledge of the broader context of the attack, and with knowledge that his acts (or omissions) formed part of the widespread or systematic attack against the civilian population.[3]

390. The Trial Chamber correctly articulated these required elements of crimes against humanity[4] and, contrary to Nsengiyumva’s contention, provided a reasoned opinion for its conclusion that the totality of the evidence established that these required elements were met.[5] Nsengiyumva’s argument that the Trial Chamber erred in “taking the country of Rwanda as one crime scene” implies that, in order to qualify as crimes against humanity, the attacks in Gisenyi should have been shown to have been widespread or systematic independently of attacks taking place elsewhere in Rwanda. Such a suggestion is, however, erroneous, as the requirement is that the attacks be committed within a broader context, that is, as part of a widespread or systematic attack.[6] Nsengiyumva fails to show that the Trial Chamber erred in holding that this requirement was satisfied.

[1] Article 3 of the Statute. See also Semanza Appeal Judgement, paras. 268, 269; Ntakirutimana Appeal Judgement, para. 516.

[2] Nahimana et al. Appeal Judgement, para. 920, quoting Kordić and Čerkez Appeal Judgement, para. 94; Ntakirutimana Appeal Judgement, para. 516; Gacumbitsi Appeal Judgement, para. 101.

[3] See Gacumbitsi Appeal Judgement, para. 86. See also Kordić and Čerkez Appeal Judgement, para. 99; Blaškić Appeal Judgement, paras. 124-127; Kunarac et al. Appeal Judgement, para. 102.

[4] Trial Judgement, paras. 2165, 2166.

[5] Trial Judgement, para. 2167 (“The Chamber has considered the totality of the evidence, in particular concerning the ethnic composition of the individuals who sought refuge at various sites as well as the actual or perceived political leanings of many of those killed or singled out at roadblocks in the days after President Habyarimana’s death. It finds that there were widespread and systematic attacks against the civilian population on ethnic and political groups between April and July 1994.”).

[6] Cf. Gacumbitsi Appeal Judgement, para. 103 (“the question is simply whether the totality of the evidence proves a nexus between the act and the widespread or systematic attack.”).

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ICTR Statute Article 3 ICTY Statute Article 5
Notion(s) Filing Case
Appeal Judgement - 09.05.2007 BLAGOJEVIĆ & JOKIĆ
(IT-02-60-A)

Nature:

101. […] The totality of evidence relating to the forcible transfer and the detention and mistreatment in Bratunac town, in particular when coupled with the humanitarian crisis that followed the fall of the Srebrenica enclave, leaves no room for any other reasonable conclusion about the nature of the attack.

Knowledge:

102. Blagojević also submits that the Trial Chamber erred in fact in finding that he was aware of this broader context.[1] His simple denial that he lacked knowledge of the context in which the attack occurred is insufficient to call into question the reasonableness of the Trial Chamber’s findings on this point. As discussed elsewhere in this Judgement, the Trial Chamber reasonably concluded that he was aware, among other things, of the dire humanitarian situation, the forcible transfer, and the detention and mistreatment of thousands of Bosnian Muslim men in Bratunac town, as well as the role played by brigade personnel in these events.[2] Moreover, it was also reasonable for the Trial Chamber to conclude that given his role as a commanding officer of a brigade operating in the area at the time, Blagojević would have had knowledge of the wider context in which his own acts occurred, namely the widespread or systematic attack against the civilian population of Srebrenica. Though the Trial Chamber concluded that he lacked knowledge of the mass murder operation,[3] the events of which he had knowledge, mentioned above, were sufficient to put him on notice of the nature of the attack.

[1] Blagojević Appeal Brief, paras. 4.12-4.20.

[2] Trial Judgement, paras. 473-496. See supra sections III.B.1 (Alleged Errors relating to Factual Findings: Blocking of Humanitarian Convoys to Srebrenica), III.B.2 (Alleged Errors relating to Factual Findings: Role of Blagojević and the Bratunac Brigade in the Attack on Srebrenica), III.B.3 (Alleged Errors relating to Factual Findings: Firing on Civilians in Srebrenica and en route to Potočari), III.B.4 (Alleged Errors relating to Factual Findings: Removal of Civilians from Potočari), III.B.5 (Alleged Errors relating to Factual Findings: Searching the Terrain and Attack on the Column), III.B.6 (Alleged Errors relating to Factual Findings: Detention, Mistreatment, and Murders in Bratunac Town), III.C (Alleged Errors relating to Murder), III.D (Alleged Errors relating to Forcible Transfer).

[3] Trial Judgement, paras. 497-500. See also infra section V.A (Alleged Errors relating to Blagojević’s Knowledge of Mass Killing).

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ICTR Statute Article 3 ICTY Statute Article 5
Notion(s) Filing Case
Appeal Judgement - 29.07.2004 BLAŠKIĆ Tihomir
(IT-95-14-A)

101. In relation to the widespread or systematic nature of the attack, the Appeals Chamber recalls the jurisprudence of the International Tribunal according to which the phrase “widespread” refers to the large-scale nature of the attack and the number of targeted persons, while the phrase “systematic” refers to the organized nature of the acts of violence and the improbability of their random occurrence.[1] Patterns of crimes, in the sense of the non-accidental repetition of similar criminal conduct on a regular basis, are a common expression of such systematic occurrence.[2] Only the attack, not the individual acts of the accused, must be widespread or systematic.[3] The Appeals Chamber underscores that the acts of the accused need only be a part of this attack, and all other conditions being met, a single or limited number of acts on his or her part would qualify as a crime against humanity, unless those acts may be said to be isolated or random.[4]

[1] Kunarac Appeal Judgement, para. 94.

[2] Kunarac Appeal Judgement, para. 94.

[3] Kunarac Appeal Judgement, para. 96.

[4] Kunarac Appeal Judgement, para. 96.

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ICTR Statute Article 3 ICTY Statute Article 5
Notion(s) Filing Case
Appeal Judgement - 12.06.2002 KUNARAC et al.
(IT-96-23 & IT-96-23/1-A)

93. The requirement that the attack be “widespread” or “systematic” comes in the alternative.[1] Once it is convinced that either requirement is met, the Trial Chamber is not obliged to consider whether the alternative qualifier is also satisfied.  Nor is it the role or responsibility of the Appeals Chamber to make supplementary findings in that respect. 

94. […] The Trial Chamber correctly noted that “patterns of crimes – that is the non-accidental repetition of similar criminal conduct on a regular basis – are a common expression of such systematic occurrence”.[2]

95. […] [T]he assessment of what constitutes a “widespread” or “systematic” attack is essentially a relative exercise in that it depends upon the civilian population which, allegedly, was being attacked.[3]  A Trial Chamber must therefore “first identify the population which is the object of the attack and, in light of the means, methods, resources and result of the attack upon the population, ascertain whether the attack was indeed widespread or systematic”.[4] The consequences of the attack upon the targeted population, the number of victims, the nature of the acts, the possible participation of officials or authorities or any identifiable patterns of crimes, could be taken into account to determine whether the attack satisfies either or both requirements of a “widespread” or “systematic” attack vis-à-vis this civilian population.

96. […] “[O]nly the attack, not the individual acts of the accused, must be widespread or systematic”.[5]  In addition, the acts of the accused need only be a part of this attack and, all other conditions being met, a single or relatively limited number of acts on his or her part would qualify as a crime against humanity, unless those acts may be said to be isolated or random.

[1]   Tadić Appeal Judgement, para 248 and Tadić Trial Judgement, para 648.

[2]   Trial Judgement, para 429.

[3]   Ibid., para 430.

[4]   See Ibid.

[5]   Ibid., para 431.

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ICTR Statute Article 3 ICTY Statute Article 5