Commission

Notion(s) Filing Case
Appeal Judgement - 28.09.2011 SETAKO Ephrem
(ICTR-04-81-A)

266. The Appeals Chamber recalls that it is inappropriate to convict an accused for a specific count under both Article 6(1) and Article 6(3) of the Statute.[1] When, for the same count and the same set of facts, the accused’s responsibility is pleaded pursuant to both provisions and the accused could be found liable under both, the Trial Chamber should enter a conviction on the basis of Article 6(1) of the Statute alone and consider the superior position of the accused as an aggravating factor in sentencing.[2] The Trial Chamber correctly recalled these principles.[3]

268. The Appeals Chamber finds that, since the Amended Indictment charged Setako cumulatively under Articles 6(1) and 6(3) of the Statute, the Trial Chamber was required to make a finding as to whether Setako incurred superior responsibility for the purpose of sentencing. The Trial Chamber’s failure to make such a finding constituted an error of law. […]

[1] Renzaho Appeal Judgement, para. 564; Nahimana et al. Appeal Judgement, para. 487.

[2] Renzaho Appeal Judgement, para. 564; Nahimana et al. Appeal Judgement, para. 487.

[3] Trial Judgement, para. 474. 

Download full document
ICTR Statute Article 6(1) ICTY Statute Article 7(1)
Notion(s) Filing Case
Appeal Judgement - 01.04.2011 RENZAHO Tharcisse
(ICTR-97-31-A)

564. Although neither Party raised the issue, the Appeals Chamber notes that the Trial Chamber’s language in rendering its convictions against Renzaho may give the impression that it entered double convictions under Articles 6(1) and 6(3) of the Statute. The Appeals Chamber recalls that it is inappropriate to convict an accused for a specific count under both Article 6(1) and Article 6(3) of the Statute.[1] When, for the same count and the same set of facts, the accused’s responsibility is pleaded pursuant to both provisions and the accused could be found liable under both, the Trial Chamber should enter a conviction on the basis of Article 6(1) of the Statute alone and consider the superior position of the accused as an aggravating circumstance in sentencing.[2]

565. The Trial Chamber found Renzaho guilty of genocide under Article 6(1) of the Statute for aiding and abetting as well as ordering the killing of Tutsis at roadblocks throughout Kigali from April to July 1994; for aiding and abetting and ordering killings at CELA on 22 April 1994; and for his orders in relation to crimes committed at Sainte Famille on 17 June 1994.[3] The Trial Chamber also found Renzaho “liable” as a superior for these crimes,[4] indicating that it would take this liability into account in sentencing.[5]

566. The Trial Chamber also found Renzaho guilty of murder as a serious violation of Article 3 common to the Geneva Conventions and of Additional Protocol II under Article 6(1) of the Statute for ordering the killing of at least 17 Tutsi men at Sainte Famille church on 17 June 1994.[6] The Trial Chamber found Renzaho “liable” as a superior for these murders as well.[7] The Trial Chamber indicated that it would take Renzaho’s liability as a superior into account in sentencing.[8]

567. In addition, the Trial Chamber found Renzaho guilty of murder as a crime against humanity under Article 6(1) of the Statute for aiding and abetting and ordering the killing of Charles, Wilson, and Déglote Rwanga, who had been removed from CELA on 22 April 1994.[9] The Trial Chamber likewise found Renzaho “guilty” as a superior based on Article 6(3) of Statute, for the killing of Charles, Wilson, and Déglote Rwanga as well as the other mostly Tutsi men removed from CELA on that date.[10] The Trial Chamber indicated in connection with these crimes that it would take Renzaho’s liability as a superior into account in sentencing. [11]

568. While it is clear that the Trial Chamber considered Renzaho’s superior position as an aggravating circumstance,[12] the Appeals Chamber considers that the Trial Chamber should have refrained from using language which is suggestive of double convictions based on both Articles 6(1) and 6(3) of the Statute. Nevertheless, the Appeals Chamber is not convinced that the Trial Chamber impermissibly convicted Renzaho twice for the same facts where it found him to be “liable” as a superior. Likewise, and despite the unfortunate use of the term “guilty” when finding Renzaho liable as a superior for murder as a crime against humanity for the killings of Charles, Wilson, and Déglote Rwanga, the Appeals Chamber is not convinced that the Trial Chamber impermissibly convicted Renzaho twice for the same facts.[13]

[1] Nahimana et al. Appeal Judgement, para. 487.

[2] Nahimana et al. Appeal Judgement, para. 487, referring to Galić Appeal Judgement, para. 186, Blagojević and Jokić Appeal Judgement, paras. 23-28, Kajelijeli Appeal Judgement, para. 81, Kvočka et al. Appeal Judgement, para. 104, Kordić and Čerkez Appeal Judgement, paras. 34, 35, and Blaškić Appeal Judgement, para. 91.

[3] Trial Judgement, para. 779.

[4] Trial Judgement, para. 779.

[5] Trial Judgement, para. 779. See also Trial Judgement, para. 823.

[6] Trial Judgement, para. 807.

[7] Trial Judgement, para. 807.

[8] Trial Judgement, para. 807. See also Trial Judgement, para. 823.

[9] Trial Judgement, para. 789.

[10] Trial Judgement, para. 789.

[11] Trial Judgement, para. 789. See also Trial Judgement, para. 823.

[12] Trial Judgement, para. 823.

[13] The Appeals Chamber notes that the Trial Chamber convicted Renzaho solely under Article 6(3) of the Statute for murder as a crime against humanity for the killing of a group of mostly Tutsi men also removed from CELA on 22 April 1994. See Trial Judgement, para. 789.

Download full document
Notion(s) Filing Case
Appeal Judgement - 28.11.2007 NAHIMANA et al. (Media case)
(ICTR-99-52-A)

478. The Appeals Chamber recalls that commission covers, primarily, the physical perpetration of a crime (with criminal intent) or a culpable omission of an act that is mandated by a rule of criminal law, but also participation in a joint criminal enterprise.[1] […]

[1] Tadić Appeal Judgement, para. 188.

Download full document
ICTR Statute Article 6(1)
Notion(s) Filing Case
Appeal Judgement - 28.11.2007 NAHIMANA et al. (Media case)
(ICTR-99-52-A)

487. The Appeals Chamber recalls that it is inappropriate to convict an accused for a specific count under both Article 6(1) and Article 6(3) of the Statute. When, for the same count and the same set of facts, the accused’s responsibility is pleaded pursuant to both Articles and the accused could be found liable under both provisions, the Trial Chamber should rather enter a conviction on the basis of Article 6(1) of the Statute alone and consider the superior position of the accused as an aggravating circumstance.[1] [See also para. 667 of the Appeal Judgement]

[1] Galić Appeal Judgement, para. 186; Jokić Appeal Judgement, paras. 23-28; Kajelijeli Appeal Judgement, para. 81; Kvočka et al. Appeal Judgement, para. 104; Kordić and Čerkez Appeal Judgement, paras. 34-35; Blaškić Appeal Judgement, para. 91.

Download full document
ICTR Statute Article 6(1);
Article 6(3)
Notion(s) Filing Case
Appeal Judgement - 19.05.2010 BOŠKOSKI & TARČULOVSKI
(IT-04-82-A)

167. The Appeals Chamber recalls that the Trial Chamber found that Tarčulovski had been ordered to lead the police in the operation in Ljuboten without making a positive finding as to who gave the order.[1] This is, however, irrelevant: the fact that Tarčulovski was ordered to lead the operation does not exonerate him from criminal responsibility if in the execution of the order he in turn instructed other persons to commit a crime.[2] Moreover, the fact that someone else ordered Tarčulovski to lead the operation does not mean that he did not order the operation to be carried out. […]

[1] Trial Judgement, paras 114 and 541.

[2] Cf. Article 7(4) of the Statute. 

Download full document
Notion(s) Filing Case
Appeal Judgement - 03.07.2008 ORIĆ Naser
(IT-03-68-A)

41. The Appeals Chamber considers that the Trial Chamber did not hold Atif Krdžić criminally responsible for commission by omission. At a minimum, the actus reus of commission by omission requires an elevated degree of “concrete influence”.[1] Such was not the case here, where the Trial Chamber merely found that Atif Krdžić’s absence from the detention facilities “coincide[d] with more killings and more maltreatment”.[2] Furthermore, the Trial Chamber clearly distinguished Atif Krdžić from the principal perpetrators who physically committed the crimes.[3]

[1] See Blaškić Appeal Judgement, para. 664.

[2] Trial Judgement, para. 496.

[3] See supra, paras. 24, 25, 27-30.

Download full document
ICTR Statute Article 6(1) ICTY Statute Article 7(1)
Notion(s) Filing Case
Appeal Judgement - 17.09.2003 KRNOJELAC Milorad
(IT-97-25-A)

73.     The Appeals Chamber will next consider whether or not the Trial Chamber committed an error of law in deciding that the notion of “commission” within the meaning of Article 7(1) of the Statute must be reserved for the principal perpetrator of the crime. Although it considered that “the seriousness of what is done by a participant in a joint criminal enterprise who was not the principal offender is significantly greater than what is done by one who merely aids and abets the principal offender,”[1] the Trial Chamber held that the term “committed” did not apply to a participant in a joint criminal enterprise who did not personally and physically commit the crime. On this point, the relevant passage of the Judgment is in paragraph 73 and reads as follows in the authoritative English version:

[…] The Prosecution has sought to relate the criminal liability of a participant in a joint criminal enterprise who did not physically commit the relevant crime to the word “committed” in Article 7(1), but this would seem to be inconsistent with the Appeals Chamber’s description of such criminal liability as a form of accomplice liability [footnote, referring to Tadić Appeals Judgement, para. 192] and with its definition of the word “committed” as “first and foremost the physical perpetration of a crime by the offender himself” [footnote, referring to Tadić Appeals Judgement, para. 188]. For convenience, the Trial Chamber proposes to refer to the person who physically committed the relevant crime as the “principal offender”.[2]

Unlike the Trial Chamber, the Appeals Chamber does not consider that the Prosecution’s submission is contrary to the Tadić Appeals Judgement. The Appeals Chamber notes that paragraph 188 of the Tadić Appeals Judgement, partially quoted by the Trial Chamber, reads as follows:

This provision [Article 7(1) of the Statute] covers first and foremost the physical perpetration of a crime by the offender himself, or the culpable omission of an act that was mandated by a rule of criminal law. However, the commission of one of the crimes envisaged in Articles 2, 3, 4 or 5 of the Statute might also occur through participation in the realisation of a common design or purpose.

The Appeals Chamber accepts the Prosecution submission as justified and points out that it has since been upheld in the Ojdanić case. The Chamber views participation in a joint criminal enterprise as a form of “commission” under Article 7(1) of the Statute. For more detail on this point, the Appeals Chamber refers to the section of this Judgement on the applicable law.[4]

[1] Judgment [Prosecutor v. Milorad Krnojelac, Case No. IT-97-25-A, Judgement, 17 September 2003], para. 75.

[2] Given the context, the French version of this extract from the Judgment incorrectly translated the term “accomplice liability” by “responsabilité du complice”. This version reads as follows: “L’Accusation a essayé de relier la responsabilité pénale d’un participant à l’entreprise criminelle commune qui n’a pas commis personnellement et matériellement le crime en question au terme ‘commis’ figurant à l’article 7 1) du Statut; cette approche semblerait toutefois en contradiction avec l’analyse de la Chambre d’appel, qui voit dans cette responsabilité une variante de la responsabilité du complice, ainsi qu’avec la définition du terme ‘commis’ (‘d’abord et avant tout la perpétration physique d’un crime par l’auteur lui-même’). Par commodité la Chambre de première instance se propose d’appeler ‘auteur principal’ la personne qui a matériellement commis le crime en question”.

[3] It should be noted that the authoritative English version uses the term “commission”.

[4] See paras. 28 to 32 of this Judgement. 

Download full document
Notion(s) Filing Case
Appeal Judgement - 20.10.2010 KALIMANZIRA Callixte
(ICTR-05-88-A)

218. In discussing the forms of responsibility under Article 6(1) of the Statute, the Trial Chamber stated that “‘[c]ommitting’ implies, primarily, physically perpetrating a crime.”[1] The Appeals Chamber can identify no error in this definition. The formulation is similar to the one articulated in the Nahimana et al. Appeal Judgement.[2] Indeed, the Trial Chamber’s use of the term “primarily” to qualify its definition of committing as physical perpetration illustrates that it did not limit the scope of its inquiry.[3] This stands in contrast to the definition used by the trial chamber in the Seromba case, which the Appeals Chamber found too restrictive.[4] The fact that the Trial Chamber did not explicitly recall the additional clarification of this well-settled principle provided by the Gacumbitsi and Seromba Appeal Judgements does not mean that these clarifications were not considered.

219. It follows from the Gacumbitsi and Seromba Appeal Judgements that physical perpetration need not only mean physical killing and that other acts can constitute direct participation in the actus reus of the crime.[5] The question is whether an accused’s conduct “was as much an integral part of the genocide as were the killings which it enabled.”[6] Bearing this in mind, the Appeals Chamber is not convinced that the Trial Chamber’s conclusion that Kalimanzira’s conduct was best characterized as aiding and abetting was unreasonable. The Trial Chamber did not find that he supervised or directed the attack at Kabuye hill. Instead, it concluded that he lured Tutsis to Kabuye hill and brought armed reinforcements.[7]

220. In other cases, trial chambers have qualified bringing assailants to a killing site as aiding and abetting.[8] In the circumstances of this case, the Appeals Chamber is not convinced that Kalimanzira’s tacit approval of Sub-Prefect Ntawukulilyayo’s call for Tutsis to go to Kabuye hill, and his leading assailants to Kabuye hill,[9] are sufficient to require that the legal qualification of his overall conduct be elevated to “committing”. Furthermore, the fact that the Trial Chamber found that Kalimanzira possessed genocidal intent,[10] rather than simply knowledge of the principal perpetrators’ mens rea,[11] does not in itself compel the conclusion that the Trial Chamber erred in finding that aiding and abetting most accurately described Kalimanzira’s conduct. The Appeals Chamber recalls that it is not unusual for a trial chamber to find that an individual convicted only of aiding and abetting possesses genocidal intent.[12]

[1] Trial Judgement, para. 161.

[2] Nahimana et al. Appeal Judgement, para. 478 (“The Appeals Chamber recalls that commission covers, primarily, the physical perpetration of a crime (with criminal intent) or a culpable omission of an act that is mandated by a rule of criminal law, but also participation in a joint criminal enterprise.”).

[3] Trial Judgement, para. 161.

[4] See Seromba Appeal Judgement, para. 155 (“‘committing’ means [...] direct physical or personal perpetration”), quoting Seromba Trial Judgement, para. 302. See also Seromba Appeal Judgement, para. 161 (“[T]he Trial Chamber erred in law by holding that ‘committing’ requires direct and physical perpetration of the crime by the offender.”).

[5] Gacumbitsi Appeal Judgement, para. 60; Seromba Appeal Judgement, para. 161.

[6] Gacumbitsi Appeal Judgement, para. 60. See also Seromba Appeal Judgement, para. 161.

[7] Trial Judgement, para. 393.

[8] See, e.g., Semanza Trial Judgement, paras. 431-433; Ntakirutimana Trial Judgement, paras. 827-831.

[9] See Trial Judgement, paras. 392, 393.

[10] Trial Judgement, para. 393.

[11] See Blagojević and Jokić Appeal Judgement, para. 127.

[12] See Ntakirutimana Trial Judgement, paras. 827-831. Cf. Semanza Trial Judgement, paras. 431-433.

Download full document
ICTR Statute Article 6 (1) ICTY Statute Article 7(1)
Notion(s) Filing Case
Appeal Judgement - 28.09.2011 MUNYAKAZI Yussuf
(ICTR-97-36A-A)

135. In relation to genocide and extermination as a crime against humanity, the Appeals Chamber has held that “committing” under Article 6(1) of the Statute, which envisions physical perpetration of a crime, need not only mean physical killing and that other acts can constitute direct participation in the actus reus of the crimes. The question is whether an accused’s conduct “was as much an integral part of the [crimes] as were the killings which it enabled.” In this case, the Trial Chamber found that Munyakazi’s leadership role constituted an integral part of the crimes. This approach is in line with the jurisprudence of the Appeals Chamber.

136. Contrary to Munyakazi’s submissions, his role in the crimes is entirely consistent with the facts of the Seromba and Gacumbitsi cases.[5] Munyakazi fails to appreciate that the Trial Chamber found that he personally participated in the attacks, led the assailants, issued instructions, and, in particular, oversaw key aspects of the crimes, such as the destruction of the door at Shangi parish and the removal of refugees from Mibilizi parish.[6] The Appeals Chamber recalls that it has already rejected Munyakazi’s challenges to the assessment of his alibi, the Prosecution evidence, and his authority.[7] His liability was not based on his prominence or influence alone, but rather on his active involvement in the crimes committed at Shangi and Mibilizi parishes on 29 and 30 April 1994, respectively.

[1] Gacumbitsi Appeal Judgement, para. 60. See also Kalimanzira Appeal Judgement, para. 219; Seromba Appeal Judgement, para. 161.

[2] Kalimanzira Appeal Judgement, para. 219, quoting Gacumbitsi Appeal Judgement, para. 60. See also Seromba Appeal Judgement, para. 161.

[3] Trial Judgement, para. 491.

[4] Seromba Appeal Judgement, paras. 164-172, 190; Gacumbitsi Appeal Judgement, para. 60.

[5] Seromba Appeal Judgement, para. 171 (“It is irrelevant that Athanase Seromba did not personally drive the bulldozer that destroyed the church. What is important is that Athanase Seromba fully exercised his influence over the bulldozer driver who, as the Trial Chamber’s findings demonstrate, accepted Athanase Seromba as the only authority, and whose directions he followed.”); Gacumbitsi Appeal Judgement, para. 60 (“Here, the accused was physically present at the scene of the Nyarubuye Parish massacre, which he ‘directed’ and ‘played a leading role in conducting and, especially, supervising’.”)(internal citations omitted).

[6] Trial Judgement, paras. 134, 365, 366, 376, 380, 386, 387, 416, 417, 422, 423, 491.

[7] See supra Sections III.A (Alleged Errors in Assessing the Alibi); III.B.1 (Alleged Defects in the Form of the Indictment); III.B.2 (Alleged Errors in the Assessment of the Evidence); III.C (Alleged Errors Relating to Shangi Parish); III.D (Alleged Errors Relating to Mibilizi Parish).

Download full document
ICTR Statute Article 6(1) ICTY Statute Article 7(1)
Notion(s) Filing Case
Appeal Judgement - 29.09.2014 NZABONIMANA Callixte
(ICTR-98-44D-A)

477.    As correctly recalled by the Trial Chamber, acts other than physical perpetration can constitute direct participation in the actus reus of a crime.[1] The question is whether an accused’s conduct “was as much an integral part of the genocide as were the killings which it enabled”.[2] In the cases where the Appeals Chamber has concluded that an accused’s role constituted an integral part of the crimes, the accused were present at the scene of the crime and participated, supervised, directed, played a leading role, or otherwise fully exercised influence over the perpetrators.[3] However, in this case, the Trial Chamber did not find that Nzabonimana was present during the attack and, further, did not find that he supervised, played a leading role, or fully exercised influence over the perpetrators.

478.    Consequently, the Prosecution has failed to demonstrate that the Trial Chamber erred in not concluding that Nzabonimana committed genocide and extermination, or alternatively murder, as a crime against humanity at the Nyabikenke commune office.

[1] [Nzabonimana] Trial Judgement, para. 1696. See Munyakazi Appeal Judgement, para. 135; Seromba Appeal Judgement, para. 161; Gacumbitsi Appeal Judgement, para. 60.

[2] Gacumbitsi Appeal Judgement, para. 60. See also Munyakazi Appeal Judgement, para. 135; Seromba Appeal Judgement, para. 161.

[3] See Seromba Trial Judgement, paras. 239, 269; Seromba Appeal Judgement, para. 171; Gacumbitsi Appeal Judgement, para. 60. See also Munyakazi Appeal Judgement, para. 136. 

Download full document
ICTR Statute Article 6(1) ICTY Statute Article 7(1)