Convictions on the basis of more than one mode of liability

Notion(s) Filing Case
Appeal Judgement - 27.01.2014 ĐORĐEVIĆ Vlastimir
(IT-05-87/1-A)

831. The Appeals Chamber recalls that trial chambers are not inherently precluded from entering a conviction for a crime on the basis of more than one mode of liability, if this is necessary to reflect the totality of an accused’s criminal conduct.[1] The Appeals Chamber considers that the Trial Chamber correctly set out the applicable law in relation to the entering of convictions on the basis of multiple modes of liability.[2] The Appeals Chamber further recalls that the scope of a convicted person’s criminal responsibility must be unequivocally established[3] and that a trial chamber must “identify unambiguously the mode(s) of liability for which an accused is convicted and the relation between them”.[4] The Appeals Chamber emphasises that whether single or multiple forms of responsibility are found to be appropriate, it is the crime itself, rather than the mode of liability, for which an accused person is convicted.[5] It follows that any sentence imposed by a trial chamber must correspond to the totality of the criminal conduct of a convicted person, and that the convicted person must not be punished more than once for the same conduct.[6] In this regard, the Appeals Chamber is satisfied that the Trial Chamber convicted Đorđević for the crimes once, on the basis of two modes of liability, and not, as he contends, twice for the same crimes.[7] Accordingly the Appeals Chamber finds that, as a matter of law, it was within the Trial Chamber’s discretion to enter convictions on the basis of more than one mode of liability.

832. The Appeals Chamber observes, however, that, contrary to the Prosecution’s submission,[8] the conduct relied upon to establish Đorđević’s liability pursuant to aiding and abetting is entirely encapsulated within the conduct the Trial Chamber relied on to establish his participation in the JCE, and that the Trial Chamber made no distinction between the acts committed by Đorđević with respect to either form of liability.[9] In these circumstances, the Trial Chamber’s conclusion that “[t]hese facts are sufficiently compelling to also maintain the conviction for aiding and abetting […] in order to fully encapsulate [Đorđević’s] criminal conduct” does not provide any explanation of the relationship between the two modes of liability.[10] As a result, the Trial Chamber fails to articulate why both modes of liability were necessary to reflect the totality of his conduct,[11] particularly in light of its explicit finding that Đorđević’s “primary criminal liability in this case is by virtue of his participation […] in a joint criminal enterprise”.[12] In the Appeals Chamber’s view this constitutes a failure to provide a reasoned opinion, and amounts to an error of law.[13]

[1]  See Nahimana et al. Appeal Judgement, para. 483; Ndindabahizi Appeal Judgement, para. 122; Kamuhanda Appeal Judgement, para. 77. See also D. Milošević Appeal Judgement, para. 274.

[2]  Trial Judgement, para. 2194, citing Nahimana et al. Appeal Judgement, para. 483; Ndindabahizi Appeal Judgement, paras 122-123; Kamuhanda Appeal Judgement, para. 77.

[3]  Ndindabahizi Appeal Judgement, para. 122.

[4]  Ndindabahizi Appeal Judgement, para. 123. See also Ndindabahizi Appeal Judgement, para. 122.

[5]  See Ndindabahizi Appeal Judgement, para. 122. See also Kamuhanda Appeal Judgement, Separate and Partially Dissenting Opinion of Judge Shahabuddeen, para. 405.

[6]  See Ndindabahizi Appeal Judgement, para. 122. See also Prosecutor v. Milorad Krnojelac, Case No. IT-97-25-PT, Decision on the Defence Preliminary Motion on the Form of the Indictment, 24 February 1999, para. 10. See also Kamuhanda Appeal Judgement, Separate Opinion of Judge Wolfgang Schomburg, para. 389.

[7]  See Trial Judgement, paras 2194, 2230. Contra Đorđević Appeal Brief [Prosecutor v. Vlastimir Đorđević, Case No. IT-05-87/1-A Vlastimir Đorđević’s Appeal Brief, 15 August 2011 (confidential; public redacted version filed on 23 January 2012)], paras 380-381.

[8]  See supra, para. 827; Appeal Hearing, 13 May 2013, AT. 136. The Appeals Chamber notes that the Prosecution’s suggestion that the Trial Chamber relied on a partially different conduct in finding aiding and abetting is unconvincing. The Prosecution refers to one concluding paragraph on Đorđević’s criminal liability, and ignores the Trial Chamber’s other findings on aiding and abetting (compare Trial Judgement, para. 2194 with Trial Judgement, paras 2160-2164).

[9]  Compare Trial Judgement, paras 2154-2158 with Trial Judgement, paras 2160-2164. The Appeals Chamber notes in particular the Trial Chamber’s discussion of Đorđevic’s failure to take steps to prevent any investigation into crimes, his active role in engaging volunteers and paramilitary units, and his leading role in MUP efforts to conceal killings (see Trial Judgement, paras 2154-2156, 2163).

[10]  See Trial Judgement, para. 2194.

[11]  See Trial Judgement, para. 2194.

[12] Trial Judgement, para. 2213 (emphasis added).

[13]  See supra, paras 14-15.

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Notion(s) Filing Case
Appeal Judgement - 29.09.2014 KAREMERA & NGIRUMPATSE
(ICTR-98-44-A)

720.   The Appeals Chamber is mindful that joint criminal enterprise and instigating, ordering, and aiding and abetting are distinct categories of responsibility and that an accused can be convicted for a crime on the basis of several categories of responsibility.[1] However, the Prosecution seeks to hold Karemera responsible for this crime through ordering, instigating, or aiding and abetting on the basis of the same essential facts that already underpin his conviction for this crime through his participation in a joint criminal enterprise […]. In these circumstances, the Appeals Chamber finds that Karemera’s responsibility for this crime through his participation in a joint criminal enterprise fully encapsulates his criminal conduct and concludes that a finding that he ordered, instigated, or aided and abetted the killings in Bisesero would have no impact on the verdict.[2]

[1] Ndindabahizi Appeal Judgement, para. 122.

[2] Munyakazi Appeal Judgement, para. 163; Kamuhanda Appeal Judgement, para. 77.

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