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Notion(s) Filing Case
Decision Regarding Leave to Amend Indictment - 12.02.2004 BIZIMUNGU et al. (Government II)
(ICTR-99-50-AR50)

23.     The rule against duplicity generally forbids the charging of two separate offences in a single count, although a single count may charge different means of committing the same offence.[1]  […]

[1] See, e.g., 4 LaFave, Israel & King, Criminal Procedure § 19.3(c) (2d ed. 1999).

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Notion(s) Filing Case
Decision on Non-compliance with Disclosure Obligation - 11.02.2004 KORDIĆ & ČERKEZ
(IT-95-14/2-A)

19. With regard to the question whether Prosecution submissions fall within the scope of Rule 68 of the Rules, the Appeals Chamber recalls that the Prosecution is required pursuant to Rule 68 of the Rules to disclose material “[…] which in any way tends to suggest the innocence or mitigate the guilt of the accused […].” As a general rule, this obligation does not extend to interpretations and arguments based on such material made by the Prosecution and Blaškic in their “submissions, filed under seal”, as requested by the Appellant.[1] However, in extraordinary cases in which evidence becomes exculpatory only in connection with such a submission, the Prosecution has the obligation to disclose this submission pursuant to Rule 68 of the Rules. In this respect, the Appeals Chamber also recalls Rule 70 (A) of the Rules:

Notwithstanding the provisions of Rules 66 and 67, reports, memoranda, or other internal documents prepared be a party, its assistants or representatives in connection with the investigation or preparation of the case, are not subject to disclosure or notification under those Rules.

20. […] If evidence in open session testimony in other trials becomes exculpatory only in conjunction with closed session testimony that was not disclosed, the exculpatory nature of such evidence given in open session is unknown to an appellant, and the Prosecution has the obligation to disclose the open session testimony given in other trials that can only be understood in context.

 

[1] [Notice of Prosecution’s Non-Compliance with its Obligations under Rule 68 and Application for Permission to Submit Additional Arguments on the Effect of the Prosecution’s Rule 68 Violations, Pursuant to the Pre-Appeal Judge’s 11 May 2001 and 2 July 2001 Decisions, filed under seal on 10 March 2003], para. 38.

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Rule 70
ICTY Rule Rule 68;
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Notion(s) Filing Case
Decision on Amici Curiae Appeal - 20.01.2004 MILOŠEVIĆ Slobodan
(IT-02-54-AR73.6)

4. […] The amici do not act as representatives of the Accused at trial, but solely as assistants to the Trial Chamber.[1] Not being a party to the proceedings, the amici are not entitled to use Rule 73 to bring an interlocutory appeal. […]

See also paragraph 5.

[1] See Prosecutor v. Milošević, IT-02-54-T, Reasons for Decision on the Prosecution Motion Concerning Assignment of Counsel, 4 April 2003, para. 3 (“the role of the Amicus Curiae would not be to represent the Accused, but to assist the court”); Transcript of the 30 August 2001 Status Conference, at 6–7.

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ICTR Rule Rule 73 ICTY Rule Rule 73
Notion(s) Filing Case
Decision on Amici Curiae Appeal - 20.01.2004 MILOŠEVIĆ Slobodan
(IT-02-54-AR73.6)

19. There is no doubt that, by choosing to conduct his own defence, the Accused deprived himself of resources a well-equipped legal defence team could have provided. A defendant who decides to represent himself relinquishes many of the benefits associated with representation by counsel. The legal system’s respect for a defendant’s decision to forgo assistance of counsel must be reciprocated by the acceptance of responsibility for the disadvantages this choice may bring.[1] Where an accused elects self-representation, the concerns about the fairness of the proceedings are, of course, heightened, and a Trial Chamber must be particularly attentive to its duty of ensuring that the trial be fair.

[1] This principle is firmly enshrined in jurisdictions which recognize a defendant’s right to self-representation. See, e.g., Regina v. Walton, [2001] E.W.C.A. Crim. 1771 (C.A.), para. 50 (“[T]he right to defend oneself is acknowledged by the E[uropean] C[onvention] on H[uman] R[ights] Article 6(3)C. The exercise of that right may bring advantages and disadvantages. If a man chooses to exercise that right, whilst he may benefit from the advantages, he cannot pray in aid the ordinary and anticipated disadvantages of his choice in support of the argument that there was inequality of arms.”); Martinez v. Court of Appeal, 528 U.S. 152, 162 (2000) (“the trial judge is under no duty ... to perform any legal ‘chores’ for the [self-representing] defendant that counsel would normally carry out”) (citation omitted); Regina v. Fabrikant, (1995) 67 Q.A.C. 268 (C.A. Que.), para. 80 (“[A]n unrepresented accused enjoys no particular privilege.”); Regina v. Peepetch, 2003 SKCA 76, para 66 (“[A defendant] cannot demand the right to represent himself and at the same time demand the right to effective assistance of counsel. Having decided to represent himself he must live with the consequences and cannot later complain that his conduct of the trial did not reach the level of a competent lawyer.”).

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Decision on Extension of Time for Notice of Appeal - 22.12.2003 GALIĆ Stanislav
(IT-98-29-A)

CONSIDERING that determination of the potential grounds of appeal from a judgement, that may include errors of fact and law, are issues for the determination of both the appellant and his or her counsel;

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Decision on Exclusion of Evidence - 19.12.2003 BAGOSORA et al. (Military I)
(ICTR-98-41-AR93 & ICTR-98-41-AR93.2)

13.     Rule 93 provides that “Evidence of a consistent pattern of conduct relevant to serious violations of international humanitarian law under the Statute may be admissible in the interests of justice.” Rule 93 does not create an exception to Rule 89(C), but rather is illustrative of a specific type of evidence which may be admitted by a Trial Chamber. Rule 93 must be read in conjunction with Rule 89(C), which permits a Trial Chamber to admit any relevant evidence which it deems to have probative value. Even where pattern evidence is relevant and deemed probative, the Trial Chamber may still decide to exclude the evidence in the interests of justice when its admission could lead to unfairness in the trial proceedings, such as when the probative value of the proposed evidence is outweighed by its prejudicial effect, pursuant to the Chamber’s duty to ensure a fair and expeditious trial as required by Article 19(1) of the Statute of the International Tribunal.

See also para. 14.

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ICTR Rule Rule 89(C);
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ICTY Rule Rule 89(C);
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Notion(s) Filing Case
Decision on Exclusion of Evidence - 19.12.2003 BAGOSORA et al. (Military I)
(ICTR-98-41-AR93 & ICTR-98-41-AR93.2)

11.     The decision to admit or exclude evidence pursuant to Rule 89(C) is one within the discretion of the Trial Chamber and, therefore, appellate intervention is warranted only in limited circumstances. The Appeals Chamber of the International Criminal Tribunal for the Former Yugoslavia (“ICTY”) has summarized the applicable standard of review as follows: “It is for the party challenging the exercise of a discretion to identify for the Appeals Chamber a ‘discernible’ error made by the Trial Chamber. It must be demonstrated that the Trial Chamber misdirected itself either as to the principle to be applied, or as to the law which is relevant to the exercise of the discretion, or that it has given weight to extraneous or irrelevant considerations, or that it has failed to give weight or sufficient weight to relevant considerations, or that it has made an error as to the facts upon which it has exercised its discretion.”[1] If the Trial Chamber has properly exercised its discretion, the Appeals Chamber may not intervene solely because it may have exercised the discretion differently.[2]

[…]

16.     The Appeals Chamber affirms that the Trial Chamber has a broad discretion to direct the course of the proceedings in accordance with its fundamental duty to ensure a fair and expeditious trial pursuant to Article 19(1) of the Statute. In pursuit of these goals, the Trial Chamber may choose to exclude otherwise relevant and probative evidence where its prejudicial effect will adversely affect the fairness or expeditiousness of the proceedings. […]

[1] Prosecutor v. Milosević, Nos. IT-99-37-AR73, IT-01-50-AR73 & IT-01-51-AR73, Reasons for Decision on Prosecution Interlocutory Appeal from Refusal to Order Joinder, 18 April 2002, para. 5 (footnotes omitted).

[2] Ibid., para. 4.

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ICTR Statute Article 19(1) ICTY Statute Article 20(1) ICTR Rule Rule 89(C) ICTY Rule Rule 89(C)
Notion(s) Filing Case
Decision on Exclusion of Evidence - 19.12.2003 BAGOSORA et al. (Military I)
(ICTR-98-41-AR93 & ICTR-98-41-AR93.2)

17.     […] [T]he Prosecutor alleges that the Trial Chamber erred by compartmentalizing its analysis of probative value. The Appeals Chamber affirms that the correct approach is to assess the aggregate probative value of the particular evidence against its aggregate prejudicial effect. […]. 

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Decision on Exclusion of Evidence - 19.12.2003 BAGOSORA et al. (Military I)
(ICTR-98-41-AR93 & ICTR-98-41-AR93.2)

21.     […] The Appeals Chamber affirms that it is not necessary for a Trial Chamber to give formal oral or written reasons in response to each and every objection raised by the parties. To require reasons for all objections would place an unreasonable burden on the resources of the Trial Chamber. […]

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Decision Regarding Leave to Amend Indictment - 19.12.2003 KAREMERA et al.
(ICTR-98-44-AR73 )

9. Because the question whether to grant leave to amend the indictment is committed to the discretion of the Trial Chamber by Rule 50 of the Rules, appellate intervention is warranted only in limited circumstances.  As the Appeals Chamber of the International Criminal Tribunal for the former Yugoslavia (“ICTY”) has explained, the party challenging the exercise of a discretion must show “that the Trial Chamber misdirected itself either as to the principle to be applied, or as to the law which is relevant to the exercise of the discretion, or that it has given weight to extraneous or irrelevant considerations, or that it has failed to give weight or sufficient weight to relevant considerations, or that it has made an error as to the facts upon which it has exercised its discretion.”  If the Trial Chamber has properly exercised its discretion, the Appeals Chamber may not intervene solely because it may have exercised the discretion differently.  However, if the Trial Chamber has committed an error that has prejudiced the party challenging the decision, the Appeals Chamber “will review the order made and, if appropriate and without fetter, substitute its own exercise of discretion for that of the Trial Chamber.”

[1] Prosecutor v. Milosević, Nos. IT-99-37-AR73, IT-01-50-AR73 & IT-01-51-AR73, Reasons for Decision on Prosecution Interlocutory Appeal from Refusal to Order Joinder, 18 April 2002 (“Milosević”), para. 5 (footnotes omitted).

[2] Ibid., para. 4.

[3] Ibid., para. 6.

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Notion(s) Filing Case
Decision Regarding Leave to Amend Indictment - 19.12.2003 KAREMERA et al.
(ICTR-98-44-AR73 )

11. […] [T]he difference between an “amended” indictment and a “new” indictment is not useful.  It is true that if an amended indictment includes new charges, it will require a further appearance by the accused in order to plead to the new charges under Rule 50(B). […] Nothing in Rule 50 prevents the prosecution, as a general matter, from offering amendments that are substantial.

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ICTR Rule Rule 50 ICTY Rule Rule 50
Notion(s) Filing Case
Decision Regarding Leave to Amend Indictment - 19.12.2003 KAREMERA et al.
(ICTR-98-44-AR73 )

12.  [] The Prosecution is entitled to decide that its theory of the accused’s criminal liability would be better expressed by an amended indictment.  Even if the trial can proceed on the basis of the Current Indictment, the Prosecution is not thereby precluded from seeking to amend it.

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ICTR Rule Rule 50 ICTY Rule Rule 50
Notion(s) Filing Case
Decision Regarding Leave to Amend Indictment - 19.12.2003 KAREMERA et al.
(ICTR-98-44-AR73 )

13. The third point considered by the Trial Chamber was delay.  This factor arises from Article 20(4)(c) of the Statute of the International Tribunal, which entitles all accused before the International Tribunal to be “tried without undue delay,” and is unquestionably an appropriate factor to consider in determining whether to grant leave to amend an indictment.  Guidance in interpreting Article 20(4)(c) can be found in the ICTY case of Prosecutor v. Kovačević,[1] in which the Trial Chamber refused amendment of an indictment on grounds that included undue delay.  The ICTY Appeals Chamber framed the question as “whether the additional time which the granting of the motion for leave to amend would occasion is reasonable in light of the right of the accused to a fair and expeditious trial.”[2]  The ICTY Appeals Chamber noted that the requirement of trial without undue delay, which the Statute of the ICTY expresses in language identical to Article 20(4)(c) of the Statute of the International Tribunal,[3] “must be interpreted according to the special features of each case.”[4]  Additionally, the specific guarantee against undue delay is one of several guarantees that make up the general requirement of a fair hearing, which is expressed in Article 20(2) of the Statute of the International Tribunal and Article 21(2) of the ICTY Statute.[5]  “[T]he timeliness of the Prosecutor’s request for leave to amend the Indictment must thus be measured within the framework of the overall requirement of the fairness of the proceedings.”[6] 

14. Kovačević stands for the principle that the right of an accused to an expeditious trial under Article 20(4)(c) turns on the circumstances of the particular case and is a facet of the right to a fair trial.  This Appeals Chamber made a similar point recently when it stated, albeit in a different context, that “[s]peed, in the sense of expeditiousness, is an element of an equitable trial.”  Trial Chambers of the International Tribunal have also used a case-specific analysis similar to that of Kovačević in determining whether proposed amendments to an indictment will cause “undue delay.”

15 […] [A] Trial Chamber must also examine the effect that the Amended Indictment would have on the overall proceedings.  Although amending an indictment frequently causes delay in the short term, the Appeals Chamber takes the view that this procedure can also have the overall effect of simplifying proceedings by narrowing the scope of allegations, by improving the Accused’s and the Tribunal’s understanding of the Prosecution’s case, or by averting possible challenges to the indictment or the evidence presented at trial.  The Appeals Chamber finds that a clearer and more specific indictment benefits the accused, not only because a streamlined indictment may result in shorter proceedings, but also because the accused can tailor their preparations to an indictment that more accurately reflects the case they will meet, thus resulting in a more effective defence.

[1] No. IT-97-24-AR73, Decision Stating Reasons for Appeals Chamber’s Order of 29 May 1998, dated 2 July 1998 (“Kovačević”).

[2] Ibid., para. 28.

[3] Statute of the ICTY, Art. 21(4)(c).

[4] Kovačević, para. 30.

[5] Ibid., para. 30.

[6] Ibid., para. 31.

[7] Prosecutor v. Nyiramasuhuko, Joint Case No. ICTR-98-42-A15bis, Decision in the Matter of Proceedings Under Rule 15bis (D), 24 September 2003, para. 24.

[8] E.g., Prosecutor v. Kanyabashi, No. ICTR-96-15-T, Reasons for the Decision on the Prosecutor’s Request for Leave to Amend the Indictment, 10 September 1999,  paras. 23-25; Prosecutor v. Musema, No. ICTR-96-13-T, Decision on the Prosecution’s Request for Leave to Amend the Indictment, 6 May 1999, para. 17.

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ICTR Statute Article 20(4)(c) ICTR Rule Rule 50 ICTY Rule Rule 50
Notion(s) Filing Case
Decision Regarding Leave to Amend Indictment - 19.12.2003 KAREMERA et al.
(ICTR-98-44-AR73 )

20. […] [A]lthough Rule 50 does not require the Prosecution to amend the indictment as soon as it discovers evidence supporting the amendment, neither may it delay giving notice of the changes to the Defence without any reason.  The Prosecution cannot earn a strategic advantage by holding an amendment in abeyance while the defence spends time and resources investigating allegations that the Prosecution does not intend to present at trial.  In this regard, it is worth recalling that a substantial delay will be considered undue “if it occur[s] because of any improper tactical advantage sought by the prosecution.”   Strategic efforts to undermine the conduct of proceedings cannot be tolerated, especially if designed to disadvantage the ability of the Defence to respond to the Prosecution’s case.  

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ICTR Rule Rule 50 ICTY Rule Rule 50
Notion(s) Filing Case
Decision Regarding Leave to Amend Indictment - 19.12.2003 KAREMERA et al.
(ICTR-98-44-AR73 )

17. […][T]he determination whether proceedings will be rendered unfair by the filing of an amended indictment must consider the risk of prejudice to the accused. 

See also para. 28.

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ICTR Rule Rule 50 ICTY Rule Rule 50
Notion(s) Filing Case
Decision Regarding Leave to Amend Indictment - 19.12.2003 KAREMERA et al.
(ICTR-98-44-AR73 )

18. […][T]he Appeals Chamber agrees that judicial economy may be a basis for rejecting a motion that is frivolous, wasteful, or that will cause duplication of proceedings.

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Decision Regarding Additional Funds - 13.11.2003 MILUTINOVIĆ et al.
(IT-99-37-AR73.2)

25.     […] [T]he Registrar was correct to take the view that the amount of resources allocated to each Defence team depends on factors such as the level of complexity of the case and the amount of work required to ensure an effective pre-trial preparation.[1] As such, it is the amount of work required, rather than the length of the pre-trial stage, which should determine the allotment for each Defence team.

[1] See Registry Comments on Defence Motion for Additional Funds, 13 June 2003, paras. 4-5.

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Decision Regarding Additional Funds - 13.11.2003 MILUTINOVIĆ et al.
(IT-99-37-AR73.2)

19.     The Trial Chamber correctly considered that the Registrar has the primary responsibility in the determination of matters relating to remuneration of counsel under the Legal Aid System of the International Tribunal. The Appeals Chamber has already held that, where the Directive expressly provides for a review of the Registrar’s decision, the Trial Chamber cannot interfere in the Registrar’s decision, and its only option is to stay the trial until that procedure has been completed.[1] Where, however, the Directive does not expressly provide for a review of the Registrar’s decision, the Trial Chamber, pursuant to its statutory obligation to ensure the fairness of the trial, is competent to review the Registrar’s decision in the light of its effect upon the fairness of the trial.

20.     The exercise of such power should, however, be closely related to the fairness of the trial, and it should not be used as a substitute for a general power of review which has not been expressly provided in the Directive. […]

[1] Prosecutor v. Blagojević, IT-02-60-AR73.4, Ex Parte and Confidential Decision on Appeal by Vidoje Blagojević to Replace his Defence Team, 7 November 2003, para. 7.

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Decision Regarding Additional Funds - 13.11.2003 MILUTINOVIĆ et al.
(IT-99-37-AR73.2)

24.     […] The principle of equality of arms would be violated only if either party is put at a disadvantage when presenting its case. […]

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Decision on Provisional Release - 31.10.2003 LIMAJ et al.
(IT-03-66-AR65)

11.       The ICTY is entrusted with bringing justice to the former Yugoslavia.  First and foremost, this means justice for the victims, their relatives and other innocent people.  Justice, however, also means respect for the alleged perpetrators’ fundamental rights. Therefore, no distinction can be drawn between persons facing criminal procedures in their home country or on an international level.

12.      Rules 65 (B) and (D) of the Rules must therefore be read in the light of the ICCPR and ECHR and the relevant jurisprudence.

13.     Moreover, when interpreting Rule 65(B) and (D) of the Rules, the general principle of proportionality must be taken into account. A measure in public international law is proportional only when it is (1) suitable, (2) necessary and when (3) its degree and scope remain in a reasonable relationship to the envisaged target. Procedural measures should never be capricious or excessive. If it is sufficient to use a more lenient measure than mandatory detention, it must be applied.[1]    

[1]See, among others, Prosecutor v. Darko Mđra, Case No.: IT-02-59-PT, “Decision on Darko Mđra on Request for Provisional Release”, 15 April 2002, Prosecutor v. Enver Hadžihasonivić, Mehmed Alagić and Amir Kubura, “Decision granting Provisional Release to Enver Hadžihasonivić”, 19 December 2001.

 

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ICTR Rule Rule 65 ICTY Rule Rule 65