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Notion(s) Filing Case
Appeal Judgement - 18.12.2014 NGIRABATWARE Augustin
(MICT-12-29-A)

150.     The Appeals Chamber further recalls that “encouragement” is a form of conduct which may lead to criminal responsibility for aiding and abetting a crime.[1] The ICTY Appeals Chamber has held that “the encouragement or support need not be explicit; under certain circumstances, even the act of being present on the crime scene (or in its vicinity) as a ‘silent spectator’ can be construed as the tacit approval or encouragement of the crime.”[2] Ngirabatware points to the fact that he was not found to have been present when the attacks and killings of Tutsis were taking place. The Appeals Chamber finds Ngirabatware’s argument to be misguided. It follows from the Trial Chamber’s relevant finding that it did not consider Ngirabatware to be a “silent spectator” who tacitly approved and encouraged the crime by his mere presence and authority. Rather, the Trial Chamber found that the encouragement provided by Ngirabatware was explicit in that, as an influential figure in Nyamyumba Commune, he distributed weapons to the Interahamwe while exhorting them to kill Tutsis.[3] In such circumstances, whether Ngirabatware was present at the crime scene is inconsequential for his responsibility for aiding and abetting to arise.[4] In view of the evidence considered and relied upon by the Trial Chamber, Ngirabatware’s claim that the Interahamwe who were manning the roadblock and committed the killings were unaware of the encouragement he provided is similarly without merit.[5]

[1] Br|anin Appeal Judgement, para. 277, referring to Tadi} Appeal Judgement, para. 229, Aleksovski Appeal Judgement, para. 162, Vasiljević Appeal Judgement, para. 102, Bla{ki} Appeal Judgement, para. 48, Kvočka et al. Appeal Judgement, para. 89, Simi} Appeal Judgement, para. 85. See also Kalimanzira Appeal Judgement, para. 74; Muvunyi I Appeal Judgement, para. 80; Kayishema and Ruzindana Appeal Judgement, paras. 201-202.

[2] Br|anin Appeal Judgement, para. 277, referring to Aleksovski Trial Judgement, para. 87, Kayishema and Ruzindana Appeal Judgement, paras. 201-202; Akayesu Trial Judgement, para. 706; Bagilishema Trial Judgement, para. 36; Furundžija Trial Judgement, para. 207.

[3] See Trial Judgement, para. 1337. Cf. Renzaho Appeal Judgement, para. 337.

[4] See Mrk{i} and [ljivan~anin Appeal Judgement, para. 81 (“The actus reus of aiding and abetting a crime may occur before, during, or after the principal crime has been perpetrated, and the location at which the actus reus takes place may be removed from the location of the principal crime.”).

[5] The Appeals Chamber is also not persuaded by Ngirabatware’s claim that he lacked sufficient notice that the distribution of weapons had encouraged the killings of Tutsis. See Appeal Brief, para. 40. Paragraph 16 of the Indictment explicitly alleged that Ngirabatware distributed weapons thereby aiding and abetting the killings of Tutsis. 

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Notion(s) Filing Case
Appeal Judgement - 18.12.2014 NGIRABATWARE Augustin
(MICT-12-29-A)

194.     The evolving nature of ongoing investigations and the reality of a party’s possession of incomplete information at certain stages of trial proceedings might excuse the provision of an incomplete initial notice of alibi or justify subsequent supplemental filings.[1] However, […].

195.     As a result, the Appeals Chamber considers that the Trial Chamber reasonably questioned the circumstances surrounding the belated advancement of Ngirabatware’s alibi. The manner in which an alibi is presented may impact its credibility.[2] This is the case even if the Prosecution ultimately had an opportunity to interview the potential alibi witnesses or call additional evidence to rebut the alibi. A trial chamber is not required to consider whether the Prosecution suffered prejudice from the delayed filing of the notice of alibi.[3] Therefore, it was within the Trial Chamber’s discretion to take into account Ngirabatware’s failure to provide adequate and timely notice in assessing his alibi in connection with the events occurring on 7 April 1994.

[1] Cf. Kanyarukiga Appeal Judgement, para. 99.

[2] See Ndahimana Appeal Judgement, paras. 113-114; Kanyarukiga Appeal Judgement, para. 97; Munyakazi Appeal Judgment, para. 18; Kalimanzira Appeal Judgement, para. 56; Nchamihigo Appeal Judgement, para. 97; Ndindabahizi Appeal Judgement, para. 66.

[3] Kanyarukiga Appeal Judgement, para. 98.

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ICTR Rule Rule 67
Notion(s) Filing Case
Appeal Judgement - 18.12.2014 NGIRABATWARE Augustin
(MICT-12-29-A)

249.     The Appeals Chamber recalls that, in determining whether an accused was adequately put on notice of the nature and cause of the charges against him, the indictment must be considered as a whole.[1] Ngirabatware was charged with participation in a joint criminal enterprise with the common purpose to exterminate the Tutsis under Count 5 of the Indictment.[2] Count 6 of the Indictment charges Ngirabatware with rape as a natural and foreseeable consequence of the execution of the common purpose to exterminate the Tutsi civilian population.[3] Accordingly, despite the minor nuances in the language,[4] the nature of the common purpose under Count 5 of the Indictment is identical to that under Count 6. In fact, Count 5 and Count 6 are the only counts in the Indictment alleging that the common purpose of the joint criminal enterprise was the crime of extermination. A plain reading of the Indictment thus indicates that the common purpose of exterminating the Tutsi civilian population pleaded under Count 6 of the Indictment was linked to the charge of extermination contained in Count 5 of the Indictment. In these circumstances, the mention in the chapeau of Count 6 of the particulars concerning Ngirabatware’s participation in the joint criminal enterprise “as set forth above”[5] can be interpreted to refer solely to Ngirabatware’s alleged contribution to the joint criminal enterprise to commit extermination as set forth in Count 5 of the Indictment.

[1] Bagosora and Nsengiyumva Appeal Judgement, para. 182; Seromba Appeal Judgement, para. 27. The Appeals Chamber observes that the Trial Chamber was cognizant of the law in this regard: “In assessing an indictment, each paragraph should not be read in isolation but rather should be considered in the context of other paragraphs in the indictment”. The Prosecutor v. Augustin Ngirabatware, Case No. ICTR-99-54-T, Decision on Defence Motion to Dismiss Based Upon Defects in Amended Indictment, 8 April 2009 (“Decision on Motion to Dismiss the Indictment”), para. 21, referring to Rutaganda Appeal Judgement, para. 304.

[2] Indictment [The Prosecutor v. Augustin Ngirabatware, Case No. ICTR-99-54-T, Amended Indictment, 13 April 2009], pp. 12-13.

[3] Indictment, p. 15.

[4] Count 5 of the Indictment describes the common criminal purpose as “the extermination of the Tutsi” (Indictment, p. 12), whereas Count 6 of the Indictment describes the common criminal purpose as “the extermination of the Tutsi civilian population” (Indictment, p. 15).

[5] Indictment, p. 15.

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Notion(s) Filing Case
Appeal Judgement - 18.12.2014 NGIRABATWARE Augustin
(MICT-12-29-A)

6. The Appeals Chamber recalls that the Mechanism was established pursuant to United Nations Security Council Resolution 1966 (2010) and continues the material, territorial, temporal, and personal jurisdiction of the ICTR.[1] The Statute and the Rules of the Mechanism reflect normative continuity with the Statutes and Rules of the ICTR and ICTY.[2] The Appeals Chamber considers that it is bound to interpret its Statute and Rules in a manner consistent with the jurisprudence of the ICTR and ICTY.[3] Likewise, where the respective Rules or Statutes of the ICTR or ICTY are at issue, the Appeals Chamber is bound to consider the relevant precedent of these tribunals when interpreting them.[4]

[1] United Nations Security Council Resolution 1966, U.N. Doc. S/RES/1966, 22 December 2010 (“Security Council Resolution 1966”), paras. 1, 4, Annex 1, Statute of the Mechanism (“Statute”), Preamble, Article 1. See also Security Council Resolution 1966, Annex 2.

[2] See Phénéas Munyarugarama v. Prosecutor, Case No. MICT-12-09-AR14, Decision on Appeal Against the Referral of Phénéas Munyarugarama’s Case to Rwanda and Prosecution Motion to Strike, 5 October 2012 (“Munyarugarama Decision”), para. 5.

[3] See Munyarugarama Decision, para. 6.

[4] See Munyarugarama Decision, para. 6. 

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Notion(s) Filing Case
Appeal Judgement - 18.12.2014 NGIRABATWARE Augustin
(MICT-12-29-A)

19.       The Appeals Chamber notes that, in its Rule 98bis Decision, the Trial Chamber correctly recalled the applicable law.[1] With respect to Counts 1 and 5 of the Indictment, the Trial Chamber found that there was “evidence which, if accepted, could satisfy a reasonable trier of fact of Ngirabatware’s guilt beyond a reasonable doubt”.[2] In the Trial Judgement, the Trial Chamber granted the Prosecution’s request to withdraw the charge of conspiracy to commit genocide under Count 1,[3] and acquitted Ngirabatware of extermination as a crime against humanity under Count 5 of the Indictment.[4] In arguing that this is indicative of an error in the standard of proof applied by the Trial Chamber in its Rule 98bis Decision, Ngirabatware conflates the various evidentiary thresholds. As recalled above, a judgement of acquittal shall only be entered pursuant to Rule 98bis of the ICTR Rules if the evidence is insufficient to sustain a conviction. At that stage a trial chamber is required to “assume that the prosecution’s evidence [is] entitled to credence unless incapable of belief” and “take the evidence at its highest”.[5] In contrast, pursuant to Rule 87 of the ICTR Rules, at the end of the trial a trial chamber may reach a finding of guilt only if it is satisfied that the guilt of the accused has been proved beyond reasonable doubt.

20.       The standard “‘beyond reasonable doubt’ connotes that the evidence establishes a particular point and it is beyond dispute that any reasonable alternative is possible.”[6] It requires that the trial chamber be satisfied that there is no reasonable explanation of the evidence other than the guilt of the accused.[7] Accordingly, a dismissal of a request for a judgement of acquittal on a particular count at the close of the Prosecution case-in-chief is not incompatible with an acquittal of the accused on that same count at the end of the trial. In the same vein, a Prosecution’s decision to withdraw a charge at the end of the trial does not demonstrate that the evidence was insufficient to sustain a conviction in relation to that charge at the close of the Prosecution case-in-chief.[8] Ngirabatware thus fails to show that the Trial Chamber erred in law or fact in failing to grant his Rule 98bis Motion in relation to Counts 1 and 5 of the Indictment.[9]

[1] Rule 98bis Decision [The Prosecutor v. Augustin Ngirabatware, Case No. ICTR-99-54-T, Decision on Defence Motion for Judgement of Acquittal, 14 October 2010], paras. 22-23, 25.

[2] Rule 98bis Decision, paras. 32, 46.

[3] Trial Judgement, para. 17.

[4] Trial Judgement, para. 1379.

[5] Karad`ić Rule 98bis Judgement [Prosecutor v. Radovan Karad`ić, Case No. IT-95-5/18-AR98bis.1, Judgement, 11 July 2013 ], para. 21, citing Jelisi} Appeal Judgement, para. 55.

[6] Mrk{i} and [ljivan~anin Appeal Judgement, para. 220.

[7] D. Milo{evi} Appeal Judgement, para. 20, citing Mrk{i} and [ljivan~anin Appeal Judgement, para. 220. See also Martić Appeal Judgement, para. 61.

[8] Concerning Ngirabatware’s submission that the Prosecution impermissibly proceeded in relation to Count 1 (See Appeal Brief [Dr. Ngirabatware’s Appeal Brief (confidential), 18 June 2013; Corrigendum to Dr. Ngirabatware’s Appeal Brief (confidential), 16 July 2013; Dr. Ngirabatware’s Appeal Brief (amended public redacted version), 1 August 2013], para. 273), the Appeals Chamber notes that Ngirabatware fails to show that the Prosecution did not intend to prove this count in the course of the trial. See Ntakirutimana Appeal Judgement, para. 43.

[9] The Appeals Chamber need not address Ngirabatware’s submission that the Trial Chamber erred in the Rule 98bis Decision by failing to provide a reasoned opinion in relation to Count 5 of the Indictment, as the alleged error does not impact on Ngirabatware’s conviction. See Reply Brief [ Dr. Ngirabatware’s Brief in Reply to Prosecution Respondent’s Brief (Pursuant to Rule 140 of the Rules of Procedure and Evidence), 13 August 2013], para. 106(ii).

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ICTR Rule Rule 98 bis
Notion(s) Filing Case
Appeal Judgement - 18.12.2014 NGIRABATWARE Augustin
(MICT-12-29-A)

52. The Appeals Chamber recalls that the actus reus of direct and public incitement to commit genocide requires that the accused directly and publicly incited the commission of genocide.[1] The crime is completed as soon as the discourse in question is uttered.[2] When assessing the “public” element of the incitement, factors such as the place where the incitement occurred and whether the audience was selected or limited can be taken into account.[3] The ICTR Appeals Chamber has held that “the number of persons and the medium through which the message is conveyed may be relevant in assessing whether the attendance was selected or limited, thereby determining whether or not the recipient of the message was the general public.”[4] The ICTR Appeals Chamber has previously found that supervising a specific group of individuals manning a roadblock does not constitute public incitement to commit genocide “since only the individuals manning the roadblocks would have been the recipients of the message and not the general public”.[5]

[1] Nzabonimana Appeal Judgement, para. 121; Kalimanzira Appeal Judgement, para. 155; Bikindi Appeal Judgement, para. 135; Nahimana et al. Appeal Judgement, para. 677.

[2] Nahimana et al. Appeal Judgement, para. 723.

[3] Nzabonimana Appeal Judgement, paras. 231, 384.

[4] Nzabonimana Appeal Judgement, paras. 231, 384.

[5] Kalimanzira Appeal Judgement, para. 155, citing Nahimana et al. Appeal Judgement, para. 862. See also Kalimanzira Appeal Judgement, paras. 156, 159, 161.

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Notion(s) Filing Case
Appeal Judgement - 18.12.2014 NGIRABATWARE Augustin
(MICT-12-29-A)

102.     The Appeals Chamber recalls that, pursuant to Rule 92bis(A) of the ICTR Rules, a trial chamber “may admit […] the evidence of a witness in the form of a written statement in lieu of written testimony which goes to proof of a matter other than the acts and conduct of the accused as charged in the indictment.” Pursuant to Rule 92bis(A)(ii) of the ICTR Rules, factors against admitting evidence in the form of a written statement include, inter alia, whether “there is an overriding public interest in the evidence in question being presented orally”. The ICTY Appeals Chamber has also held that:

Where the evidence is so pivotal to the prosecution case, and where the person whose acts and conduct the written statement describes is so proximate to the accused, the Trial Chamber may decide that it would not be fair to the accused to permit the evidence to be given in written form.[1] 

103.     The Appeals Chamber observes that the statements of Witnesses DWAN-48 and DWAN-78 relate to the acts of Witness ANAN as opposed to those of Ngirabatware.[2] The Appeals Chamber finds therefore that the Trial Chamber’s interpretation of matters going to proof of “the acts and conduct of the accused” is inconsistent with the clear distinction in the jurisprudence between the acts and conduct of the accused, as charged in the indictment, and the acts and conduct of others.[3] It is only the former that is excluded from the procedure laid down in Rule 92bis of the ICTR Rules which provides that only matters other than the acts and conduct of the accused can be admitted in written form. [4]

104. In any event, the Trial Chamber’s additional reason for denying admission of the proposed evidence in written form is compatible with Rule 92bis(A)(ii) of the ICTR Rules. The Appeals Chamber is satisfied that the Trial Chamber acted within its discretion in determining that there was an overriding public interest for such serious allegations, imputing to Witness ANAN conduct potentially undermining the integrity of the proceedings as a whole, to be presented orally. Ngirabatware has failed to demonstrate that he made any effort to call these witnesses to testify or that he had good reason for not doing so. Moreover, rather than articulating an error in the Trial Chamber’s reasoning, Ngirabatware merely focuses on the purported importance of the proposed evidence. Such arguments are clearly insufficient to discharge his burden on appeal. Ngirabatware’s submissions in this regard are therefore dismissed.

[1] Prosecutor v. Stanislav Galić, Case No. IT-98-29-AR73.2, Decision on Interlocutory Appeal Concerning Rule 92bis(C), 7 June 2002, para. 13 (internal references omitted). See also Decision of 22 September 2011 [The Prosecutor v. Augustin Ngirabatware, Case No. ICTR-99-54-T, Decision on Defence Motion to Declare Written Statements Admissible, for Leave for Certification by a Presiding Officer of These Written Statements and/or Reconsideration of the Trial Chamber’s Decisions Rendered on 11 and 12 April 2011, 22 September 2011], para. 32.

[2] See Motion of 4 July 2011[The Prosecutor v. Augustin Ngirabatware, Case No. ICTR-99-54-T, Defence Motion to Declare Written Statements Admissible, for Leave for Certification by a Presiding Officer of These Written Statements and/or for Reconsideration of the Trial Chamber’s Decision Rendered on 11 and 12 April 2011, 4 July 2011 (confidential)], Annexes 4 and 4(e).

[3] See Prosecutor v. Stanislav Galić, Case No. IT-98-29-AR73.2, Decision on Interlocutory Appeal Concerning Rule 92bis(C), 7 June 2002, para. 9.

[4] See Galić Appeal Decision [Prosecutor v. Stanislav Galić, Case No. IT-98-29-AR73.2, Decision on Interlocutory Appeal Concerning Rule 92bis(C), 7 June 2002], para. 9. 

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Decision on Additional Evidence - 04.12.2014 POPOVIĆ et al.
(IT-05-88-A)

In this decision, the Appeals Chamber dealt with a motion by the Defence for Vujadin Popović, seeking the admission, as additional evidence on appeal, of his statement given pursuant to Rule 92 ter of the Rules of Procedure and Evidence of the Tribunal and his testimony on 5 and 6 November 2013 in the case of Prosecutor v. Radovan Karadžić, Case No. IT-95-5/18-T.

FINDING that the testimony of an appellant in another case, being sought to be tendered in his own case on appeal, merely constitutes the appellant’s own version of events, which he had the opportunity to present at the trial against him for the trial chamber to consider,[1] and as such does not qualify as additional evidence on appeal;

[1] Cf. Prosecutor v. Duško Tadić, Case No. IT-94-1-A, Decision on Appellant’s Motion for the Extension of the Time-Limit and Admission of Additional Evidence, 16 October 1998, paras 42, 44, 50. See also Ferdinand Nahimana et al. v. The Prosecutor, Case No. ICTR-99-52-A, Decision on Appellants Jean-Bosco Barayagwiza’s and Ferdinand Nahimana’s Motions for Leave to Present Additional Evidence Pursuant to Rule 115, 12 January 2007, para. 5.

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ICTY Rule Rule 115
Notion(s) Filing Case
Decision on Additional Evidence - 04.12.2014 POPOVIĆ et al.
(IT-05-88-A)

In this decision, the Appeals Chamber dealt with a motion by the Defence for Vujadin Popović, seeking the admission, as additional evidence on appeal, of his statement given pursuant to Rule 92 ter of the Rules of Procedure and Evidence of the Tribunal and his testimony on 5 and 6 November 2013 in the case of Prosecutor v. Radovan Karadžić, Case No. IT-95-5/18-T.

CONSIDERING that Popović could have exercised his right to testify in his own defence at trial;[1]

[1] Prosecutor v. Vidoje Blagojević and Dragan Jokić, Case No. IT-02-60-A, Judgement, 9 May 2007, para. 27; Prosecutor v. Stanislav Galić, Case No. IT-98-29-A, Judgement, 30 November 2006, paras 19, 22.

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ICTY Rule Rule 115
Notion(s) Filing Case
Decision Regarding Disclosure and Additional Evidence - 21.11.2014 NGIRABATWARE Augustin
(MICT-12-29-A)

34.     Further, the Appeals Chamber recalls that the duty to act with due diligence requires the parties to make the best case in the first instance,[1] and includes making use of all mechanisms of protection and compulsion available under the Statute and the Rules to bring evidence on behalf of an accused before the trial chamber.[2] […]

[1] Lukić Appeal Decision of 11 March 2010 [Prosecutor v. Milan Lukić and Sredoje Lukić,, Case No. IT-98-32/1-A, Decision on Urgent Motions to Disclose Confidential Material to Defence Counsel, 11 March 2010 (confidential and ex parte)], para. 20, citing Prosecutor v. Mladen Naletilić and Vinko Martinović, Case No. IT-98-34-A, Decision on Naletilić’s Consolidated Motion to Present Additional Evidence, 20 October 2004, para. 30, and references cited therein.

[2] See supra para. 24.

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IRMCT Rule Rule 142
Notion(s) Filing Case
Decision Regarding Disclosure and Additional Evidence - 21.11.2014 NGIRABATWARE Augustin
(MICT-12-29-A)

41.     The Appeals Chamber recalls that, in relation to the credibility of Mugiraneza’s 1999 and 2014 statements and Nyiramasuhuko’s 2010 Testimony, it is required to ascertain whether the proposed evidence appears to be reasonably capable of belief or reliance, and need not at this stage make a finding as to the weight to be accorded to it.[1] The identification of the provenance of the evidence is important in this regard.[2] […]

[1] Lazarević Appeal Decision of 26 January 2010 [ Prosecutor v. Nikola Šainović et al., Case No. IT-05-87-A, Decision on Vladimir Lazarević’s Motion to Present Additional Evidence and on Prosecution’s Motion for Order Requiring Translations of Excerpts of Annex E of Lazarević’s Rule 115 Motion, 26 January 2010], para. 27, referring, inter alia, to Prosecutor v. Dragomir Milošević, Case No. IT-98-29/1-A, Decision on Dragomir Milošević’s Further Motion to Present Additional Evidence, 9 April 2009, para. 6; Prosecutor v. Momčilo Krajišnik, Case No. IT-00-39-A, Decision on Appellant Momčilo Krajišnik’s Motion to Present Additional Evidence, 20 August 2008, para. 6.

[2] Lukić Appeal Decision of 11 March 2010, para. 48.

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IRMCT Rule Rule 142
Notion(s) Filing Case
Decision Regarding Disclosure and Additional Evidence - 21.11.2014 NGIRABATWARE Augustin
(MICT-12-29-A)

15.     Under Rule 73(A) of the Rules, the Prosecution has a positive and continuous obligation to, “as soon as practicable, disclose to the Defence any material that in [its] actual knowledge […] may suggest the innocence or mitigate the guilt of the accused or affect the credibility of Prosecution evidence”.[1] The determination as to which material is subject to disclosure under this provision is a fact-based enquiry made by the Prosecution.[2] Therefore, the Appeals Chamber will not intervene in the exercise of the Prosecution’s discretion unless it is shown that the Prosecution abused it and, where there is no evidence to the contrary, will assume that the Prosecution is acting in good faith.[3] The Appeals Chamber recalls that the Prosecution’s obligation to disclose exculpatory material is essential to a fair trial, and notes that this obligation has always been interpreted broadly.[4]

16.     In order to establish that the Prosecution is in breach of its disclosure obligations, the applicant must: (i) identify specifically the material sought; (ii) present a prima facie showing of its probable exculpatory nature; and (iii) prove that the material requested is in the custody or under the control of the Prosecution.[5] If the Appeals Chamber determines that the Prosecution is in breach of its disclosure obligations, the Appeals Chamber must examine whether the defence has been prejudiced by that failure before considering whether a remedy is appropriate.[6]

[1] See also Rule 68(A) of the ICTR Rules.

[2] See, e.g., Decision on Augustin Ngirabatware’s Motion for Sanctions for the Prosecution and for an Order for Disclosure, 15 April 2014 (“Appeal Decision of 15 April 2014”), para. 12, referring to Justin Mugenzi and Prosper Mugiraneza v. The Prosecutor, Case No. ICTR-99-50-A, Decision on Motions for Relief for Rule 68 Violations, 24 September 2012 (“Mugenzi Appeal Decision of 24 September 2012”), para. 7, Ephrem Setako v. The Prosecutor, Case No. ICTR-04-81-A, Decision on Ephrem Setako’s Motion to Amend his Notice of Appeal and Motion to Admit Evidence, filed confidentially on 23 March 2011, public redacted version filed on 9 November 2011 (“Setako Appeal Decision of 9 November 2011”), para. 13, Jean de Dieu Kamuhanda v. The Prosecutor, Case No. ICTR-99-54A-R68, Decision on Motion for Disclosure, 4 March 2010 (“Kamuhanda Appeal Decision of 4 March 2010”), para. 14, Prosecutor v. Dario Kordić and Mario Čerkez, Case No. IT-95-14/2-A, Judgment, 17 December 2004, para. 183.

[3] See, e.g., Appeal Decision of 15 April 2014, para. 12, referring to Mugenzi Appeal Decision of 24 September 2012, para. 7, Kamuhanda Appeal Decision of 4 March 2010, para. 14; Ferdinand Nahimana et al. v. The Prosecutor, Case No. ICTR-99-52-A, Decision on Appellant Jean-Bosco Barayagwiza’s Motions for Leave to Present Additional Evidence Pursuant to Rule 115 of the Rules of Procedure and Evidence, 8 December 2006 (“Barayagwiza Appeal Decision of 8 December 2006”) para. 34.

[4] See, e.g., Appeal Decision of 15 April 2014, para. 12, referring to Mugenzi Appeal Decision of 24 September 2012, para. 7; Setako Appeal Decision of 9 November 2011, para. 12; Callixte Kalimanzira v. The Prosecutor, Case No. ICTR-05-88-A, Judgement, 20 October 2010 (“Kalimanzira Appeal Judgement”), para. 18.

[5] See, e.g., Appeal Decision of 15 April 2014, para. 13, referring to Justin Mugenzi and Prosper Mugiraneza v. The Prosecutor, Case No. ICTR-99-50-A, Judgement, 4 February 2013 (“Mugenzi and Mugiraneza Appeal Judgement”), para. 39; Théoneste Bagosora et al. v. The Prosecutor, Case No. ICTR-98-41-A, Decision on Aloys Ntabakuze’s Motions for Disclosure, 18 January 2011, para. 7; Kamuhanda Appeal Decision of 4 March 2010, para. 14.

[6]See, e.g., Appeal Decision of 15 April 2014, para. 13, referring to Mugenzi and Mugiraneza Appeal Judgement, para. 39; Setako Appeal Decision of 9 November 2011, para. 14; Kalimanzira Appeal Judgement, para. 18.

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IRMCT Rule Rule 73
Notion(s) Filing Case
Decision Regarding Expedited Adjudication - 22.10.2014 STANIŠIĆ & ŽUPLJANIN
(IT-08-91-A)

15. […] The Appeals Chamber recalls the well-established practice at this Tribunal that allegations of partiality of trial judges are dealt with in the course of the normal appellate process, i.e., in the appeal judgement.[1] The Appeals Chamber further recalls that it has already made a determination, in the present case, that it will make its own assessment of the issues relating to the alleged partiality of Judge Harhoff in the course of the normal appellate process.[2]

16. With respect to the Applicants’ first argument, the Appeals Chamber recalls its previous finding that there has been no “general finding” or “final determination” regarding Judge Harhoff’s alleged partiality in this case and that thus there is no basis for a claim of “ongoing prejudice” during the appeal proceedings.[3] The fairness and validity of the Trial Judgement is yet to be determined by the Appeals Chamber. The Appeals Chamber therefore rejects the Applicants’ argument that the appeal proceedings are themselves improper and unfair because the Trial Judgement is invalid. In relation to the Applicants’ arguments that the Grounds of Appeal are “credible” based on the Appeals Chamber’s decision to admit the Letter as additional evidence on appeal, the Appeals Chamber notes that this decision was made in the context of, and is limited to Rule 115 of the Rules. The Appeals Chamber emphasises its previous conclusion that the Rule 115 Decision “pertain[s]] strictly to the admissibility [of the Letter ]] and not to the merits of the appeals filed by the parties”.[4] The Appeals Chamber further emphasises that the credibility and merits of the appeals filed by the parties will be determined in due course by the Appeals Chamber. It is therefore not necessary to depart from the Tribunal’s well-established practice[5] on the basis that these proceedings “[flow] […] from an invalid Trial Judgement” as alleged by the Applicants.[6] The Applicants’ arguments in this regard are therefore without merit.

17. Regarding the Applicants’ second and third arguments, the Appeals Chamber notes that under Articles 20(1) and 21(4)(c) of the Statute, the Appeals Chamber has the primary obligation to ensure that a person convicted by a Trial Chamber has a fair and expeditious process on appeal. The Appeals Chamber is now seised of the fully briefed appeals. It is considering them and will deliver its judgement in due course.[7] The Appeals Chamber observes that the Applicants’ arguments of judicial economy and potential undue delay in the proceedings are based on a speculative premise as to the outcome of the appeals as a whole.[8] However, as previously emphasised, the outcome of the appeals lodged by the parties will be determined in the appeal judgement.[9] Therefore, the Appeals Chamber is not satisfied that “possible remedies” which might be ordered by it merit a departure from the practice of this Tribunal. The Appeals Chamber further emphasises that proceeding through the normal appellate process in the present case does not prejudice the Applicants. For these reasons, the Appeals Chamber is not convinced that judicial economy or the interests of justice require it to depart from the normal appellate process, i.e. considering the appeals as whole.

18. Consequently, the Appeals Chamber finds no justification to expedite adjudication of the Grounds of Appeal. 

[1] See [Prosecutor v. Mićo Stanišić and Stojan Župljanin, Case No. IT-08-91-A, Decision on Mićo Stanišić’s Motion Requesting a Declaration of Mistrial and Stojan Župljanin’s Motion to Vacate Trial Judgement, 2 April 2014 (“2 April 2014 Decision”)]], para. 21, fn. 72, and references cited therein.

[2] [Prosecutor v. Mićo Stanišić and Stojan Župljanin, Case No. IT-08-91-A, Decision on Mićo Stanišić’s Motion Seeking Reconsideration of Decision on Stanišić’s Motion for Declaration of Mistrial and Župljanin’s Motion to Vacate Trial Judgement, 24 July 2014 (“Reconsideration Decision”)]], para. 15. See also 2 April 2014 Decision, paras 21, 25.

[3]2 April 2014 Decision, para. 25; Reconsideration Decision, para. 14.

[4] [Prosecutor v. Mićo Stanišić and Stojan Župljanin, Case No. IT-08-91-A, Decision on Mićo Stanišić’s Motion Seeking Admission of Additional Evidence Pursuant to Rule 115, 14 April 2014]], para. 26.

[5] See supra, para. 15.

[6] [Prosecutor v. Mićo Stanišić and Stojan Župljanin, Case No. IT-08-91-A, Joint Motion on Behalf of Mićo Stanišić and Stojan Župljanin Seeking Expedited Adjudication of Their Respective Grounds of Appeal 1Bis and 6, 25 August 2014, (“Motion”)]], para. 3. See supra, para. 10.

[7] See ₣[Prosecutor v. Mi}ćo Stani{ši}ć and Stojan Župljanin, Case No. IT-08-91-A,ğ]] Status Conference, 24 July 2014, T. 27.

[8] See Motion, paras 4-5.

[9] See supra, para. 15. 

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Appeal Judgement - 29.09.2014 NIZEYIMANA Ildéphonse
(ICTR-00-55C-A)

Fn. 881. […] Because Nizeyimana raised this contention for the first time in his Reply Brief, and thereby deprived the Prosecution of an opportunity to respond, the Appeals Chamber will not address it.

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Appeal Judgement - 29.09.2014 NIZEYIMANA Ildéphonse
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Fn. 709. The Appeals Chamber recalls in this regard that the right to cross-examination is not absolute. See, e.g., Prosecutor v. Milan Martić, Case No. IT-95-11-AR73.2, Decision on Appeal Against the Trial Chamber’s Decision on the Evidence of Witness Milan Babić, 14 September 2006, para. 12.

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Appeal Judgement - 29.09.2014 NIZEYIMANA Ildéphonse
(ICTR-00-55C-A)

177. […] A trial chamber’s assessment of the witness’s demeanour may be implicit in the Trial Chamber’s assessment of the witness’s credibility.[1]

[1] Cf. Nahimana et al. Appeal Judgement, para. 195. The Appeals Chamber notes that the Trial Chamber recalled, in several instances, its central role in assessing witnesses’ demeanour and credibility. See, e.g., Trial Judgement, paras. 731, 1287. It also noted that it is not always possible to capture its reasons for its findings on a witness’s demeanour on paper. See Trial Judgement, para. 1288.

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Appeal Judgement - 29.09.2014 NIZEYIMANA Ildéphonse
(ICTR-00-55C-A)

101. […] [T]hat a fact is mentioned during a witness’s testimony but omitted from the same witness’s statement does not necessarily imply a material inconsistency,[1] […].

[1] See Kajelijeli Appeal Judgement, para. 176.

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Appeal Judgement - 29.09.2014 NIZEYIMANA Ildéphonse
(ICTR-00-55C-A)

Fn. 784. The Appeals Chamber recalls that in other cases it has affirmed the use of background evidence as circumstantial corroboration of an otherwise credible witness’s testimony. See, e.g., Bagosora and Nsengiyumva Appeal Judgement, paras. 255, 257.

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Appeal Judgement - 29.09.2014 NIZEYIMANA Ildéphonse
(ICTR-00-55C-A)

202. […] While a superior need not have ordered or authorized a crime to be convicted pursuant to Article 6(3) of the Statute,[1] proof that an accused is able to issue orders and that his orders are actually followed, are indicators of effective control.[2] […]

[1] Bagosora and Nsengiyumva Appeal Judgement, para. 581.

[2] See Halilović Appeal Judgement, para. 207.

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ICTR Statute Article 6(3) ICTY Statute Article 7(3)
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Appeal Judgement - 29.09.2014 NIZEYIMANA Ildéphonse
(ICTR-00-55C-A)

325. The Appeals Chamber recalls that in order to find an individual liable for the commission of a crime through a basic joint criminal enterprise:

[a] trier of fact must find beyond reasonable doubt that a plurality of persons shared the common criminal purpose; that the accused made a contribution to this common criminal purpose; and that the commonly intended crime […] did in fact take place. Where the principal perpetrator is not shown to belong to the [joint criminal enterprise], the trier of fact must further establish that the crime can be imputed to at least one member of the joint criminal enterprise, and that this member – when using the principal perpetrator – acted in accordance with the common plan. In establishing these elements, the Chamber must, among other things: identify the plurality of persons belonging to the [joint criminal enterprise] (even if it is not necessary to identify by name each of the persons involved); specify the common criminal purpose in terms of both the criminal goal intended and its scope (for example, the temporal and geographic limits of this goal, and the general identities of the intended victims); make a finding that this criminal purpose is not merely the same, but also common to all of the persons acting together within a joint criminal enterprise; and characterize the contribution of the accused in this common plan. On this last point, the Appeals Chamber observes that, although the contribution need not be necessary or substantial, it should at least be a significant contribution to the crimes for which the accused is to be found responsible.[1]

[1] Gotovina and Markač Appeal Judgement, para. 89, quoting Brđanin Appeal Judgement, para. 430 (references omitted). See also Krajišnik Appeal Judgement, para. 662.

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