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Decision Regarding Disclosure and Additional Evidence - 21.11.2014 NGIRABATWARE Augustin
(MICT-12-29-A)

15.     Under Rule 73(A) of the Rules, the Prosecution has a positive and continuous obligation to, “as soon as practicable, disclose to the Defence any material that in [its] actual knowledge […] may suggest the innocence or mitigate the guilt of the accused or affect the credibility of Prosecution evidence”.[1] The determination as to which material is subject to disclosure under this provision is a fact-based enquiry made by the Prosecution.[2] Therefore, the Appeals Chamber will not intervene in the exercise of the Prosecution’s discretion unless it is shown that the Prosecution abused it and, where there is no evidence to the contrary, will assume that the Prosecution is acting in good faith.[3] The Appeals Chamber recalls that the Prosecution’s obligation to disclose exculpatory material is essential to a fair trial, and notes that this obligation has always been interpreted broadly.[4]

16.     In order to establish that the Prosecution is in breach of its disclosure obligations, the applicant must: (i) identify specifically the material sought; (ii) present a prima facie showing of its probable exculpatory nature; and (iii) prove that the material requested is in the custody or under the control of the Prosecution.[5] If the Appeals Chamber determines that the Prosecution is in breach of its disclosure obligations, the Appeals Chamber must examine whether the defence has been prejudiced by that failure before considering whether a remedy is appropriate.[6]

[1] See also Rule 68(A) of the ICTR Rules.

[2] See, e.g., Decision on Augustin Ngirabatware’s Motion for Sanctions for the Prosecution and for an Order for Disclosure, 15 April 2014 (“Appeal Decision of 15 April 2014”), para. 12, referring to Justin Mugenzi and Prosper Mugiraneza v. The Prosecutor, Case No. ICTR-99-50-A, Decision on Motions for Relief for Rule 68 Violations, 24 September 2012 (“Mugenzi Appeal Decision of 24 September 2012”), para. 7, Ephrem Setako v. The Prosecutor, Case No. ICTR-04-81-A, Decision on Ephrem Setako’s Motion to Amend his Notice of Appeal and Motion to Admit Evidence, filed confidentially on 23 March 2011, public redacted version filed on 9 November 2011 (“Setako Appeal Decision of 9 November 2011”), para. 13, Jean de Dieu Kamuhanda v. The Prosecutor, Case No. ICTR-99-54A-R68, Decision on Motion for Disclosure, 4 March 2010 (“Kamuhanda Appeal Decision of 4 March 2010”), para. 14, Prosecutor v. Dario Kordić and Mario Čerkez, Case No. IT-95-14/2-A, Judgment, 17 December 2004, para. 183.

[3] See, e.g., Appeal Decision of 15 April 2014, para. 12, referring to Mugenzi Appeal Decision of 24 September 2012, para. 7, Kamuhanda Appeal Decision of 4 March 2010, para. 14; Ferdinand Nahimana et al. v. The Prosecutor, Case No. ICTR-99-52-A, Decision on Appellant Jean-Bosco Barayagwiza’s Motions for Leave to Present Additional Evidence Pursuant to Rule 115 of the Rules of Procedure and Evidence, 8 December 2006 (“Barayagwiza Appeal Decision of 8 December 2006”) para. 34.

[4] See, e.g., Appeal Decision of 15 April 2014, para. 12, referring to Mugenzi Appeal Decision of 24 September 2012, para. 7; Setako Appeal Decision of 9 November 2011, para. 12; Callixte Kalimanzira v. The Prosecutor, Case No. ICTR-05-88-A, Judgement, 20 October 2010 (“Kalimanzira Appeal Judgement”), para. 18.

[5] See, e.g., Appeal Decision of 15 April 2014, para. 13, referring to Justin Mugenzi and Prosper Mugiraneza v. The Prosecutor, Case No. ICTR-99-50-A, Judgement, 4 February 2013 (“Mugenzi and Mugiraneza Appeal Judgement”), para. 39; Théoneste Bagosora et al. v. The Prosecutor, Case No. ICTR-98-41-A, Decision on Aloys Ntabakuze’s Motions for Disclosure, 18 January 2011, para. 7; Kamuhanda Appeal Decision of 4 March 2010, para. 14.

[6]See, e.g., Appeal Decision of 15 April 2014, para. 13, referring to Mugenzi and Mugiraneza Appeal Judgement, para. 39; Setako Appeal Decision of 9 November 2011, para. 14; Kalimanzira Appeal Judgement, para. 18.

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IRMCT Rule Rule 73
Notion(s) Filing Case
Decision Regarding Expedited Adjudication - 22.10.2014 STANIŠIĆ & ŽUPLJANIN
(IT-08-91-A)

15. […] The Appeals Chamber recalls the well-established practice at this Tribunal that allegations of partiality of trial judges are dealt with in the course of the normal appellate process, i.e., in the appeal judgement.[1] The Appeals Chamber further recalls that it has already made a determination, in the present case, that it will make its own assessment of the issues relating to the alleged partiality of Judge Harhoff in the course of the normal appellate process.[2]

16. With respect to the Applicants’ first argument, the Appeals Chamber recalls its previous finding that there has been no “general finding” or “final determination” regarding Judge Harhoff’s alleged partiality in this case and that thus there is no basis for a claim of “ongoing prejudice” during the appeal proceedings.[3] The fairness and validity of the Trial Judgement is yet to be determined by the Appeals Chamber. The Appeals Chamber therefore rejects the Applicants’ argument that the appeal proceedings are themselves improper and unfair because the Trial Judgement is invalid. In relation to the Applicants’ arguments that the Grounds of Appeal are “credible” based on the Appeals Chamber’s decision to admit the Letter as additional evidence on appeal, the Appeals Chamber notes that this decision was made in the context of, and is limited to Rule 115 of the Rules. The Appeals Chamber emphasises its previous conclusion that the Rule 115 Decision “pertain[s]] strictly to the admissibility [of the Letter ]] and not to the merits of the appeals filed by the parties”.[4] The Appeals Chamber further emphasises that the credibility and merits of the appeals filed by the parties will be determined in due course by the Appeals Chamber. It is therefore not necessary to depart from the Tribunal’s well-established practice[5] on the basis that these proceedings “[flow] […] from an invalid Trial Judgement” as alleged by the Applicants.[6] The Applicants’ arguments in this regard are therefore without merit.

17. Regarding the Applicants’ second and third arguments, the Appeals Chamber notes that under Articles 20(1) and 21(4)(c) of the Statute, the Appeals Chamber has the primary obligation to ensure that a person convicted by a Trial Chamber has a fair and expeditious process on appeal. The Appeals Chamber is now seised of the fully briefed appeals. It is considering them and will deliver its judgement in due course.[7] The Appeals Chamber observes that the Applicants’ arguments of judicial economy and potential undue delay in the proceedings are based on a speculative premise as to the outcome of the appeals as a whole.[8] However, as previously emphasised, the outcome of the appeals lodged by the parties will be determined in the appeal judgement.[9] Therefore, the Appeals Chamber is not satisfied that “possible remedies” which might be ordered by it merit a departure from the practice of this Tribunal. The Appeals Chamber further emphasises that proceeding through the normal appellate process in the present case does not prejudice the Applicants. For these reasons, the Appeals Chamber is not convinced that judicial economy or the interests of justice require it to depart from the normal appellate process, i.e. considering the appeals as whole.

18. Consequently, the Appeals Chamber finds no justification to expedite adjudication of the Grounds of Appeal. 

[1] See [Prosecutor v. Mićo Stanišić and Stojan Župljanin, Case No. IT-08-91-A, Decision on Mićo Stanišić’s Motion Requesting a Declaration of Mistrial and Stojan Župljanin’s Motion to Vacate Trial Judgement, 2 April 2014 (“2 April 2014 Decision”)]], para. 21, fn. 72, and references cited therein.

[2] [Prosecutor v. Mićo Stanišić and Stojan Župljanin, Case No. IT-08-91-A, Decision on Mićo Stanišić’s Motion Seeking Reconsideration of Decision on Stanišić’s Motion for Declaration of Mistrial and Župljanin’s Motion to Vacate Trial Judgement, 24 July 2014 (“Reconsideration Decision”)]], para. 15. See also 2 April 2014 Decision, paras 21, 25.

[3]2 April 2014 Decision, para. 25; Reconsideration Decision, para. 14.

[4] [Prosecutor v. Mićo Stanišić and Stojan Župljanin, Case No. IT-08-91-A, Decision on Mićo Stanišić’s Motion Seeking Admission of Additional Evidence Pursuant to Rule 115, 14 April 2014]], para. 26.

[5] See supra, para. 15.

[6] [Prosecutor v. Mićo Stanišić and Stojan Župljanin, Case No. IT-08-91-A, Joint Motion on Behalf of Mićo Stanišić and Stojan Župljanin Seeking Expedited Adjudication of Their Respective Grounds of Appeal 1Bis and 6, 25 August 2014, (“Motion”)]], para. 3. See supra, para. 10.

[7] See ₣[Prosecutor v. Mi}ćo Stani{ši}ć and Stojan Župljanin, Case No. IT-08-91-A,ğ]] Status Conference, 24 July 2014, T. 27.

[8] See Motion, paras 4-5.

[9] See supra, para. 15. 

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Appeal Judgement - 29.09.2014 NIZEYIMANA Ildéphonse
(ICTR-00-55C-A)

Fn. 881. […] Because Nizeyimana raised this contention for the first time in his Reply Brief, and thereby deprived the Prosecution of an opportunity to respond, the Appeals Chamber will not address it.

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Appeal Judgement - 29.09.2014 NIZEYIMANA Ildéphonse
(ICTR-00-55C-A)

Fn. 709. The Appeals Chamber recalls in this regard that the right to cross-examination is not absolute. See, e.g., Prosecutor v. Milan Martić, Case No. IT-95-11-AR73.2, Decision on Appeal Against the Trial Chamber’s Decision on the Evidence of Witness Milan Babić, 14 September 2006, para. 12.

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Appeal Judgement - 29.09.2014 NIZEYIMANA Ildéphonse
(ICTR-00-55C-A)

177. […] A trial chamber’s assessment of the witness’s demeanour may be implicit in the Trial Chamber’s assessment of the witness’s credibility.[1]

[1] Cf. Nahimana et al. Appeal Judgement, para. 195. The Appeals Chamber notes that the Trial Chamber recalled, in several instances, its central role in assessing witnesses’ demeanour and credibility. See, e.g., Trial Judgement, paras. 731, 1287. It also noted that it is not always possible to capture its reasons for its findings on a witness’s demeanour on paper. See Trial Judgement, para. 1288.

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Appeal Judgement - 29.09.2014 NIZEYIMANA Ildéphonse
(ICTR-00-55C-A)

101. […] [T]hat a fact is mentioned during a witness’s testimony but omitted from the same witness’s statement does not necessarily imply a material inconsistency,[1] […].

[1] See Kajelijeli Appeal Judgement, para. 176.

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Appeal Judgement - 29.09.2014 NIZEYIMANA Ildéphonse
(ICTR-00-55C-A)

Fn. 784. The Appeals Chamber recalls that in other cases it has affirmed the use of background evidence as circumstantial corroboration of an otherwise credible witness’s testimony. See, e.g., Bagosora and Nsengiyumva Appeal Judgement, paras. 255, 257.

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Appeal Judgement - 29.09.2014 NIZEYIMANA Ildéphonse
(ICTR-00-55C-A)

202. […] While a superior need not have ordered or authorized a crime to be convicted pursuant to Article 6(3) of the Statute,[1] proof that an accused is able to issue orders and that his orders are actually followed, are indicators of effective control.[2] […]

[1] Bagosora and Nsengiyumva Appeal Judgement, para. 581.

[2] See Halilović Appeal Judgement, para. 207.

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ICTR Statute Article 6(3) ICTY Statute Article 7(3)
Notion(s) Filing Case
Appeal Judgement - 29.09.2014 NIZEYIMANA Ildéphonse
(ICTR-00-55C-A)

325. The Appeals Chamber recalls that in order to find an individual liable for the commission of a crime through a basic joint criminal enterprise:

[a] trier of fact must find beyond reasonable doubt that a plurality of persons shared the common criminal purpose; that the accused made a contribution to this common criminal purpose; and that the commonly intended crime […] did in fact take place. Where the principal perpetrator is not shown to belong to the [joint criminal enterprise], the trier of fact must further establish that the crime can be imputed to at least one member of the joint criminal enterprise, and that this member – when using the principal perpetrator – acted in accordance with the common plan. In establishing these elements, the Chamber must, among other things: identify the plurality of persons belonging to the [joint criminal enterprise] (even if it is not necessary to identify by name each of the persons involved); specify the common criminal purpose in terms of both the criminal goal intended and its scope (for example, the temporal and geographic limits of this goal, and the general identities of the intended victims); make a finding that this criminal purpose is not merely the same, but also common to all of the persons acting together within a joint criminal enterprise; and characterize the contribution of the accused in this common plan. On this last point, the Appeals Chamber observes that, although the contribution need not be necessary or substantial, it should at least be a significant contribution to the crimes for which the accused is to be found responsible.[1]

[1] Gotovina and Markač Appeal Judgement, para. 89, quoting Brđanin Appeal Judgement, para. 430 (references omitted). See also Krajišnik Appeal Judgement, para. 662.

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Appeal Judgement - 29.09.2014 NIZEYIMANA Ildéphonse
(ICTR-00-55C-A)

201. […] To the extent that more than one person is found to have effective control over the subordinates who have committed a crime, they may all incur criminal responsibility under Article 6(3) of the Statute for their failure to prevent the crimes of their subordinates or to punish them.[1] […]

[…]

346. Furthermore, to the extent that Nizeyimana seeks to show that it was not he, but rather Muvunyi, who had the authority and material ability to prevent crimes or punish perpetrators, the Appeals Chamber considers that proof of Muvunyi’s authority does not cast doubt on that of Nizeyimana, as such power is not necessarily exclusive.[2] […]

[1] Cf. Bagosora and Nsengiyumva Appeal Judgement, paras. 491, 494, 495.

[2] Cf. Bagosora and Nsengiyumva Appeal Judgement, paras. 491, 494, 495.

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ICTR Statute Article 6(3) ICTY Statute Article 7(3)
Notion(s) Filing Case
Appeal Judgement - 29.09.2014 KAREMERA & NGIRUMPATSE
(ICTR-98-44-A)

611.   […] The Appeals Chamber considers that whilst the Trial Chamber’s findings on sexual assaults can reasonably underpin a conviction of genocide, they cannot form the basis of a conviction for rape as crime against humanity. The Appeals Chamber recalls that acts of sexual violence are a broader category than rape.[1] […] Accordingly, the Appeals Chamber finds that the Trial Chamber erred in relying on its findings of sexual assaults committed throughout Rwanda to convict Karemera and Ngirumpatse of rape as a crime against humanity.[2] […]

[1] See Rukundo, Trial Judgement, para. 380. See also Kunara~ et al. Appeal Judgement, para. 150.

[2] The Appeals Chamber finds that the Trial Chamber reasonably considered that rapes and sexual assaults amounted to genocide in the form of serious bodily and mental harm. See [Karemera and Ngirumpatse] Trial Judgement, para. 1667.

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Appeal Judgement - 29.09.2014 KAREMERA & NGIRUMPATSE
(ICTR-98-44-A)

720.   The Appeals Chamber is mindful that joint criminal enterprise and instigating, ordering, and aiding and abetting are distinct categories of responsibility and that an accused can be convicted for a crime on the basis of several categories of responsibility.[1] However, the Prosecution seeks to hold Karemera responsible for this crime through ordering, instigating, or aiding and abetting on the basis of the same essential facts that already underpin his conviction for this crime through his participation in a joint criminal enterprise […]. In these circumstances, the Appeals Chamber finds that Karemera’s responsibility for this crime through his participation in a joint criminal enterprise fully encapsulates his criminal conduct and concludes that a finding that he ordered, instigated, or aided and abetted the killings in Bisesero would have no impact on the verdict.[2]

[1] Ndindabahizi Appeal Judgement, para. 122.

[2] Munyakazi Appeal Judgement, para. 163; Kamuhanda Appeal Judgement, para. 77.

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Appeal Judgement - 29.09.2014 KAREMERA & NGIRUMPATSE
(ICTR-98-44-A)

51.     Article 20(1) of the Statute provides that “[a]ll persons shall be equal before the [Tribunal]”. The Appeals Chamber recalls that this provision encompasses the requirement that there be no discrimination in the enforcement or application of the law.[1]

[…]

55.     […] the Appeals Chamber recalls that “[i]t is beyond question that the Prosecutor has a broad discretion in relation to the initiation of investigations and in the preparation of indictments”.[2] This discretion is not unlimited, but must be exercised within the restrictions imposed by the Statute and the Rules.[3]

56.     The Appeals Chamber observes that the Prosecution alleged that Ngirumpatse made arrangements with Bagosora to obtain weapons for the Interahamwe on 11 April 1994,[4] and that Bagosora was not charged for this particular event.[5] However, the Appeals Chamber rejects Ngirumpatse’s contention that this fact alone could substantiate an allegation of unequal treatment.[…]

[1] See Delalić et al. Appeal Judgement, para. 605 (addressing a mirror provision in Article 21 of the ICTY Statute), referring to Article 7 of the Universal Declaration of Human Rights; Article 14 of the International Covenant on Civil and Political Rights; Article 75 of the Additional Protocol I to the Geneva Conventions; Article 29 of the Rome Statute of the International Criminal Court.

[2] Prosecutor v. Radovan Karadžić, Case No. IT-95-5/18-AR73.4, Decision on Karadžić’s Appeal of Trial Chamber’s Decision on Alleged Holbrooke Agreement, 12 October 2009 (“Karadžić Appeal Decision of 12 October 2009”), para. 41; Akayesu Appeal Judgement, para. 94; Delalić et al. Appeal Judgement, para. 602.

[3] Karadžić Appeal Decision of 12 October 2009, para. 41; Delalić et al. Appeal Judgement, paras. 602, 603.

[4] See Indictment, paras. 38, 39. See also [Karemera and Ngirumpatse] Trial Judgement, paras. 716, 739, 740, 1450(1). The Appeals Chamber addresses elsewhere Ngirumpatse’s contention that this allegation was placed “[o]n or about 10 April 1994”, and that this was inconsistent with the Trial Chamber’s finding that the distribution of weapons took place on 11 April 1994. See infra para. 366.

[5] See generally Bagosora et al. Trial Judgement.

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ICTR Statute Article 20(1) ICTY Statute Article 21(1)
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Appeal Judgement - 29.09.2014 KAREMERA & NGIRUMPATSE
(ICTR-98-44-A)

61.     A suspect arrested by the Tribunal has the right to be informed promptly of the reasons for his or her arrest.[1] In the Semanza case, the Appeals Chamber concluded that a reference to the accused being provisionally detained “for serious violations of international humanitarian law and crimes within the jurisdiction of the Tribunal” adequately described the substance of the charges to satisfy the requirement of notice at that stage.[2] […]

[1] Laurent Semanza v. The Prosecutor, Case No. ICTR-97-20-A, Decision, 31 May 2000 (“Semanza Appeal Decision”), para. 78 and fns. 104, 106. An English translation was filed on 4 July 2001.

[2] Semanza Appeal Decision, paras. 83-85.

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Appeal Judgement - 29.09.2014 KAREMERA & NGIRUMPATSE
(ICTR-98-44-A)

370.   […] Under certain circumstances, referring to an alleged subordinate by category can constitute sufficient notice of his or her identity.[1] However, where the Prosecution has specific information in its possession pertaining to the material facts of its case, it should expressly provide these facts in the indictment.[2]

[1] Hategekimana Appeal Judgement, para. 166 (considering that “a soldier from the Ngoma Military Camp” provided a reasonable identification of the alleged subordinate); Ntabakuze Appeal Judgement, para. 127 (upholding a finding that there was sufficient notice for crimes allegedly committed by “members of the Para-Commando Battalion” at specific locations); Muvunyi I Appeal Judgement, para. 55 (finding sufficient notice that alleged superior responsibility extended to the criminal acts of “ESO Camp soldiers” at a specific location); Ntagerura et al. Appeal Judgement, paras. 140, 141, 153 (establishing that sufficient notice was provided when the alleged subordinates were identified as soldiers from the camp under the accused’s control). See also Simba Appeal Judgement, paras. 71, 72 (confirming the Trial Chamber’s statement, in relation to notice of members of an alleged joint criminal enterprise, that it was sufficient to identify the general perpetrators “by broad category, such as Interahamwe or gendarmes” along with other geographic and temporal details). Notably, in the Simba case on which the Prosecution relies, the Trial Chamber also stated that it was “not satisfied that the Prosecution could have provided more specific identification”. Simba Trial Judgement, para. 393, quoted in Simba Appeal Judgement, para. 71, cited by Prosecution Response Brief (Ngirumpatse), para. 351.

[2] Bagosora and Nsengiyumva Appeal Judgement, paras. 131, 132; Muvunyi I Appeal Judgement, para. 94; Muhimana Appeal Judgement, para. 197. See also Renzaho Appeal Judgement, para. 128. 

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Appeal Judgement - 29.09.2014 KAREMERA & NGIRUMPATSE
(ICTR-98-44-A)

150.     […] [T]he Appeals Chamber recalls that there is no requirement to specifically identify each of the persons involved in a joint criminal enterprise.[1]

[…]

605.   […] the Trial Chamber’s duty to identify the plurality of persons applies to the persons belonging to the joint criminal enterprise,[2] not necessarily to the principal perpetrators of the crime. In that regard, the Trial Chamber expressly found that the Interahamwe, soldiers, and others who carried out the vast majority of the rapes and sexual assaults were not members of the joint criminal enterprise to pursue the destruction of the Tutsi population in Rwanda.[3] The Appeals Chamber recalls that the decisive issue with regard to the principal perpetrators of the crimes is whether they were used by the accused or by any other member of the joint criminal enterprise in order to carry out the actus reus of the crimes forming part of the common purpose.[4]

[1] Gotovina and Markač Appeal Judgement, para. 89.

[2] See supra, para. 145.

[3] [Karemera and Ngirumpatse] Trial Judgement, para. 1487.

[4] Kvočka et al. Appeal Judgement, para. 168.

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Appeal Judgement - 29.09.2014 KAREMERA & NGIRUMPATSE
(ICTR-98-44-A)

630.   The Appeals Chamber recalls that an individual’s high-ranking position, coupled with the open and notorious manner in which criminal acts unfold, can provide a sufficient basis for inferring knowledge of the crimes.[1] […]

[1] See, e.g., Ntabakuze Appeal Judgement, para. 253.

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Appeal Judgement - 29.09.2014 KAREMERA & NGIRUMPATSE
(ICTR-98-44-A)

632.   […] The Appeals Chamber recalls that knowledge of crimes combined with continued participation in a joint criminal enterprise can be conclusive as to a person’s intent,[1] […]

[1] Krajišnik Appeal Judgement, para. 697.

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Appeal Judgement - 29.09.2014 KAREMERA & NGIRUMPATSE
(ICTR-98-44-A)

307.   […] In the case of specific intent crimes such as genocide, the Appeals Chamber has found that this requires proof that the superior was aware of the criminal intent of the subordinate.[1] In most cases, the superior’s knowledge or reason to know of his subordinate’s genocidal intent will be inferred from the circumstances of the case.[2]

[1] See Naletilić and Martinović Appeal Judgement, para. 114, fn. 257 (finding that a commander must have reason to know of the facts in question that make the conduct criminal). This is the same approach that the ICTY Appeals Chamber has taken with holding a superior responsible for other crimes which require proof of specific intent or other attendant circumstances. See, e.g., Krnojelac Appeal Judgement, para. 155 (finding that, to hold a superior responsible for torture, it must be established that the superior had information that a beating inflicted by a subordinate is for one of the prohibited purposes provided for in the prohibition against torture).

[2] Nahimana et al. Appeal Judgement, para. 524.

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ICTR Statute Article 6(3) ICTY Statute Article 7(3)
Notion(s) Filing Case
Appeal Judgement - 29.09.2014 KAREMERA & NGIRUMPATSE
(ICTR-98-44-A)

597.   […] The Appeals Chamber has confirmed that a trial chamber has the discretion to admit any relevant evidence which it deems to have probative value, even where it is not possible to convict an accused on such evidence due to lack of notice.[1]

[1] Arsène Shalom Ntahobali and Pauline Nyiramasuhuko v. The Prosecutor, Case No. ICTR-97-21-AR73, Decision on the Appeals by Pauline Nyiramasuhuko and Arsène Shalom Ntahobali on the “Decision on Defence Urgent Motion to Declare Parts of the Evidence of Witnesses RV and QBZ inadmissible”, 2 July 2004, paras. 14-16.

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