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Notion(s) | Filing | Case |
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Appeal Judgement - 23.05.2005 |
KAJELIJELI Juvénal (ICTR-98-44A-A) |
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262. The Appeals Chamber recalls that the ICTY Appeals Chamber has affirmed that the Prosecution has the obligation to determine whether evidence is exculpatory under Rule 68.[1] This Appeals Chamber follows that position and considers that in order to allege a breach of Rule 68, the Defence must first establish that the evidence was in the possession of the Prosecution, and then must present a prima facie case which would make probable the exculpatory nature of the materials sought.[2] If the Defence satisfies the Tribunal that the Prosecution has failed to comply with its Rule 68 obligations, then the Tribunal must examine whether the Defence has been prejudiced by that failure before considering whether a remedy is appropriate.[3] 263. The Appeals Chamber finds that in the present case, the Appellant has failed to demonstrate that the Trial Chamber erred in finding that the Prosecution was not in possession of any prior statements the detained witnesses may have given to the Rwandan authorities. The Appellant rather appears to argue that since the detained witnesses were called by the Prosecution, it was the Prosecution’s duty to obtain the statements. The Appeals Chamber does not accept such an extension of the scope of Rule 68. [1] Blaškić Appeal Judgment, para. 268. [2] See Blaškić Appeal Judgment, para. 268. [3] See Krstić Appeal Judgement, para. 153. |
ICTR Rule Rule 68 ICTY Rule Rule 68 | |
Notion(s) | Filing | Case |
Appeal Judgement - 20.05.2005 |
SEMANZA Laurent (ICTR-97-20-A) |
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336. It is true that the Trial Chamber found “that the evidence of the Accused’s influence in this case [did] not sufficiently demonstrate that he was a superior in some formal or informal hierarchy with effective control over the known perpetrators.”[1] But that finding is not inconsistent with the finding that his “prominence and influence made it more likely that others would follow his negative example.”[2] […] The question of criminal responsibility as a superior is analytically distinct from the question of whether an accused’s prominent status should affect his or her sentence. It was within the Trial Chamber’s competence and reasonable for it to conclude that the Appellant did not hold a hierarchical position sufficient to render him liable for criminal responsibility as a superior while also finding that his influence was substantial enough to constitute an aggravating factor. [1] Trial Judgement, para. 417. [2] Ibid., para. 573. |
ICTR Rule Rule 101(B)(i) ICTY Rule Rule 101(B)(i) | |
Notion(s) | Filing | Case |
Appeal Judgement - 20.05.2005 |
SEMANZA Laurent (ICTR-97-20-A) |
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36. There is nothing in the Rules to suggest that different dates must be set for each party to file its closing brief. […] [T]he purpose of a closing brief […] is not to respond to the other party’s closing brief, but to express its own position regarding the charges set out in indictment and the evidence led in the case. The practice generally followed at the ICTR and the ICTY is for both parties to file their closing brief at the same time. […] |
ICTR Rule Rule 86(B) ICTY Rule Rule 86(B) | |
Notion(s) | Filing | Case |
Appeal Judgement - 20.05.2005 |
SEMANZA Laurent (ICTR-97-20-A) |
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269. […] [T]he Prosecution did not have to prove the existence of an armed conflict: contrary to Article 5 of the ICTY Statute, Article 3 of the ICTR Statute does not require that the crimes be committed in the context of an armed conflict.[1] This is an important distinction. [1] Cf. Tadić Appeal Judgement, para. 251; Kunarac et al. Appeal Judgement, para. 86. |
ICTR Statute Article 3 ICTY Statute Article 5 | |
Notion(s) | Filing | Case |
Appeal Judgement - 20.05.2005 |
SEMANZA Laurent (ICTR-97-20-A) |
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269. […] Contrary to the submissions of the Appellant, the Prosecution did not have to prove the existence of a high-level policy against the Tutsi: although the existence of a policy or plan may be useful to establish that the attack was directed against a civilian population and that it was widespread and systematic, it is not an independent legal element.[1] [1] Kunarac et al. Appeal Judgement, para. 98; Blaškić Appeal Judgement, para. 120. |
ICTR Statute Article 3 ICTY Statute Article 5 | |
Notion(s) | Filing | Case |
Appeal Judgement - 20.05.2005 |
SEMANZA Laurent (ICTR-97-20-A) |
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318. A conviction for genocide or complicity in genocide is not impermissibly cumulative with the convictions for crimes against humanity. A conviction for genocide under Article 2 of the Statute requires proof of an “intent to destroy, in whole or in part, a national, ethnical, racial, or religious group.”[1] That is a wholly different legal and factual showing from the finding of a “widespread or systematic attack against any civilian population on national, political, ethnic, racial or religious grounds” that must support a conviction for crimes against humanity.[2] Upon this basis, the Appeals Chamber has held that convictions for genocide and convictions for crimes against humanity, based on the same facts, are permissible.[3] [1] Article 2(2) of the Statute. [2] Article 3 of the Statute. [3] Musema Appeal Judgement, para. 370; Krstić Appeal Judgement, paras 219-227; Ntakirutimana Appeal Judgement, para. 542. |
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Notion(s) | Filing | Case |
Appeal Judgement - 20.05.2005 |
SEMANZA Laurent (ICTR-97-20-A) |
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369. […] Simultaneous convictions are permissible for war crimes, crimes against humanity and complicity to commit genocide as each has a materially distinct element. The Appellant’s conviction for complicity to commit genocide was based on his aiding and abetting principal perpetrators who killed Tutsi because of their ethnicity.[1] As noted earlier, the mens rea for complicity in genocide, for those forms of complicity amounting to aiding and abetting, is knowledge of the specific intent of the perpetrator(s).[2] The Appellant’s convictions for crimes against humanity necessitated proof of a widespread or systematic attack against a civilian population, whereas convictions for war crimes require that the offences charged be closely related to the armed conflict. In the Trial Chamber’s opinion, this nexus was clearly established.[3] See also para. 368. [1] Trial Judgement [The Prosecutor v. Laurent Semanza, Case No. ICTR-97-20-T, Judgement and Sentence, 15 May 2003], paras 435-436. [2] See supra para. 316. [3] Trial Judgement, paras 516-522. |
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Notion(s) | Filing | Case |
Appeal Judgement - 20.05.2005 |
SEMANZA Laurent (ICTR-97-20-A) |
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303. The purpose of expert testimony is to supply specialized knowledge that might assist the trier of fact in understanding the evidence before it. Expert witnesses are ordinarily afforded wide latitude to offer opinions within their expertise; their views need not be based upon firsthand knowledge or experience. Indeed, in the ordinary case the expert witness lacks personal familiarity with the particular case, but instead offers a view based on his or her specialized knowledge regarding a technical, scientific, or otherwise discrete set of ideas or concepts that is expected to lie outside the layperson’s ken. |
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Notion(s) | Filing | Case |
Appeal Judgement - 20.05.2005 |
SEMANZA Laurent (ICTR-97-20-A) |
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189. […] [I]t was proper for the Chamber to apply Rule 89 of the Rules, which is the general provision that governs the admission of evidence at trial, providing at paragraph (C) that “a Chamber may admit any relevant evidence which it deems to have probative value.”[1] The Appeals Chamber affirms that Rule 94 of the Rules is not a mechanism that may be employed to circumvent the ordinary requirement of relevance and thereby clutter the record with matters that would not otherwise be admitted.[2] Therefore, the Appeals Chamber concludes that the Trial Chamber did not err in applying Rule 89 in addition to Rule 94 of the Rules. [1] Rule 89(C). [2] Momir Nikolic v. Prosecutor, Case No. IT-002-60/1-A, Decision on Appellant’s Motion for Judicial Notice, 5 April 2005, para. 17. |
ICTR Rule
Rule 89(C); Rule 94 ICTY Rule Rule 89(C); Rule 94 |
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Notion(s) | Filing | Case |
Appeal Judgement - 20.05.2005 |
SEMANZA Laurent (ICTR-97-20-A) |
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259. The Appeals Chamber notes that it has long been the practice of the Prosecution to merely quote the provisions of Article 6(1) of the Statute in the charges, leaving it to the Trial Chamber to determine the appropriate form of participation under Article 6(1) of the Statute. The Appeals Chamber reiterates that, to avoid any possible ambiguity, it would be advisable to indicate in relation to each individual count precisely and expressly the particular nature of the responsibility alleged.[1] Nevertheless, even if an individual count of the indictment does not indicate precisely the form of responsibility pleaded, an accused might have received clear and timely notice of the form of responsibility pleaded, for instance in other paragraphs of the indictment. […] [1] Ntakirutimana Appeal Judgement, para. 473; Aleksovski Appeal Judgement, n. 319. |
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Notion(s) | Filing | Case |
Appeal Judgement - 20.05.2005 |
SEMANZA Laurent (ICTR-97-20-A) |
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194. At the time of the Decision on Judicial Notice, Rule 94 provided that “[a] Trial Chamber shall not require proof of facts of common knowledge but shall take judicial notice thereof.”[1] The Rule was later amended[2] to provide, in addition, for the taking of judicial notice of adjudicated facts or documentary evidence.[3] The provision relating to facts of common knowledge, provided under paragraph (A) of Rule 94, remained the same.[4] As the ICTY Appeals Chamber explained in Prosecution v. Milošević, Rule 94(A) “commands the taking of judicial notice” of material that is “notorious.”[5] The term “common knowledge” encompasses facts that are not reasonably subject to dispute: in other words, commonly accepted or universally known facts, such as general facts of history or geography, or the laws of nature.[6] Such facts are not only widely known but also beyond reasonable dispute.[7] As stated above, the fact that the Appellant did dispute some of the facts judicially noticed before the Trial Chamber did not prevent the Trial Chamber from qualifying the facts as facts of common knowledge since, as explained by the Trial Chamber, “[h]aving entered a plea of not guilty to all the counts in the indictment, the Accused has placed even the most patent of facts in dispute. However, this alone cannot rob the Chamber of its discretion to take judicial notice of those facts not subject to dispute among reasonable persons.”[8] Having regard to the arguments submitted by the Appellant before the Trial Chamber to challenge the nature of the facts adduced by the Prosecution and to the facts themselves, the Appeals Chamber considers that the said facts were not the subject of a “reasonable” dispute. Therefore, the Appeals Chamber finds that the Trial Chamber did not err in considering that the facts enumerated in the Decision on Judicial Notice were “facts of common knowledge” within the meaning of Rule 94 of the Rules. [1] Rule 94(A). [2] See amendments adopted at the ninth session, 3 November 2000. [3] Rule 94(B). [4] Rule 94(A). [5] [Prosecutor v. Slobodan Milošević, Case No. IT-02-54-AR73.5], “Decision on the Prosecution’s Interlocutory Appeal Against the Trial Chamber’s 10 April 2003 Decision on Prosecution Motion for Judicial Notice of Adjudicative Facts,” 28 October 2003, p. 3. [6] Decision on Judicial Notice, para. 23. See M. Cherif Bassiouni & P. Manikas, The Law of the International Tribunal for the Former Yugoslavia (United States of America, 1996), p. 952. [7] Decision on Judicial Notice, para. 24. [8] Decision on Judicial Notice, para. 31. |
ICTR Rule Rule 94 ICTY Rule Rule 94 | |
Notion(s) | Filing | Case |
Appeal Judgement - 20.05.2005 |
SEMANZA Laurent (ICTR-97-20-A) |
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192. The Statute of the Tribunal provides that “[t]he accused shall be presumed innocent until proven guilty according to the provisions of the . . . Statute.”[1] The Trial Chamber in this case was careful to note that it could take judicial notice of facts of common knowledge under Rule 94 of the Rules, but that it could not “take judicial notice of inferences to be drawn from the judicially noticed facts.”[2] The Chamber emphasized that the “burden of proving the Accused’s guilt, therefore, continue[d] to rest squarely upon the shoulders of the Prosecutor for the duration of the trial proceeding,” and it stated that “the critical issue [was] what part, if any, . . . the Accused play[ed] in the events that took place.”[3] As these passages suggest, the Trial Chamber struck an appropriate balance between the Appellant’s rights under Article 20(3) and the doctrine of judicial notice by ensuring that the facts judicially noticed were not the basis for proving the Appellant’s criminal responsibility. Instead, the Chamber took notice only of general notorious facts not subject to reasonable dispute, including, inter alia: that Rwandan citizens were classified by ethnic group between April and July 1994; that widespread or systematic attacks against a civilian population based on Tutsi ethnic identification occurred during that time; that there was an armed conflict not of an international character in Rwanda between 1 January 1994 and 17 July 1994; that Rwanda became a state party to the Convention on the Prevention and Punishment of the Crime of Genocide (1948) on 16 April 1975; and that, at the time at issue, Rwanda was a state party to the Geneva Conventions of 12 August 1949 and their additional Additional Protocol II of 8 June 1977.[4] The Appeals Chamber finds that these judicially noted facts did not relieve the Prosecution of its burden of proof; they went only to the manner in which the Prosecution could discharge that burden in respect of the production of certain evidence which did not concern the acts done by the Appellant. When determining the Appellant’s personal responsibility, the Trial Chamber relied on the facts it found on the basis of the evidence adduced at trial. [1] Article 20(3). [2] Decision on Judicial Notice [The Prosecutor v. Laurent Semanza, Case No. ICTR-97-20-I, Decision on the Prosecutor’s Motion for Judicial Notice and Presumptions of Facts Pursuant to Rules 94 and 54, 3 November 2000],para. 42. [3] Ibid., para. 43. [4] Ibid., Annex A, paras 1-6. |
ICTR Rule Rule 94 ICTY Rule Rule 94 | |
Notion(s) | Filing | Case |
Appeal Judgement - 20.05.2005 |
SEMANZA Laurent (ICTR-97-20-A) |
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192. […] Instead, the Chamber took notice only of general notorious facts not subject to reasonable dispute, including, inter alia: […] that there was an armed conflict not of an international character in Rwanda between 1 January 1994 and 17 July 1994; […] |
ICTR Rule Rule 94 ICTY Rule Rule 94 | |
Notion(s) | Filing | Case |
Appeal Judgement - 20.05.2005 |
SEMANZA Laurent (ICTR-97-20-A) |
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192. […] Instead, the Chamber took notice only of general notorious facts not subject to reasonable dispute, including, inter alia: that Rwandan citizens were classified by ethnic group between April and July 1994; that widespread or systematic attacks against a civilian population based on Tutsi ethnic identification occurred during that time; […] |
ICTR Rule Rule 94 ICTY Rule Rule 94 | |
Notion(s) | Filing | Case |
Appeal Judgement - 20.05.2005 |
SEMANZA Laurent (ICTR-97-20-A) |
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398. The Appeals Chamber is of the view that it was within the Trial Chamber’s discretion to take into account as mitigation in sentencing the Appellant’s previous good character and accomplishments as bourgmestre. Precedent does not support the Prosecution’s position that “being a successful academic, politician or administrator is irrelevant” as a mitigating factor in crimes of genocide and crimes against humanity. Notwithstanding, the Appeals Chamber notes that in most cases the accused’s previous good character is accorded little weight in the final determination of determining the sentence.[1] […] [1] Niyitegeka Appeal Judgement, paras 264-266; Kupreškić et al. Appeal Judgement, paras 428-430. |
ICTR Rule Rule 101(B)(ii) ICTY Rule Rule 101(B)(ii) | |
Notion(s) | Filing | Case |
Appeal Judgement - 20.05.2005 |
SEMANZA Laurent (ICTR-97-20-A) |
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360. In its Judgement, the Trial Chamber considered the correct definition for ordering under Article 6(1) of the Statute to be as follows: “Ordering” refers to a situation where an individual has a position of authority and uses that authority to order – and thus compel – another individual, who is subject to that authority, to commit a crime. Criminal responsibility for ordering the commission of a crime under the Statute implies the existence of a superior-subordinate relationship between the individual who gives the order and the one who executes it. [1] 361. Thus, in its definition, the Trial Chamber did not require proof of a formal superior-subordinate relationship for the Appellant to be found responsible for ordering. All that it required was the implied existence of a superior-subordinate relationship. The Trial Chamber’s approach in this case is consistent with recent jurisprudence of the Appeals Chamber. As recently clarified by the ICTY Appeals Chamber in Kordić and Čerkez, the actus reus of “ordering” is that a person in a position of authority instruct another person to commit an offence. No formal superior-subordinate relationship between the accused and the perpetrator is required.[2] It is sufficient that there is proof of some position of authority on the part of the accused that would compel another to commit a crime in following the accused’s order.[3] The Trial Chamber thus committed no legal error in its enunciation of the elements of ordering. 363. It should be recalled that authority creating the kind of superior-subordinate relationship envisaged under Article 6(1) of the Statute for ordering may be informal or of a purely temporary nature. Whether such authority exists is a question of fact. […] [1] Trial Judgement, para. 382. [2] Kordić and Čerkez Appeal Judgement, para. 28. [3] Kordić and Čerkez Appeal Judgement, para. 28. |
ICTR Statute Article 6(1) ICTY Statute Article 7(1) | |
Notion(s) | Filing | Case |
Appeal Judgement - 20.05.2005 |
SEMANZA Laurent (ICTR-97-20-A) |
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394. In relation to the submission that the sentences imposed by the Trial Chamber are disproportionate to those imposed in other cases before the International Tribunals and do not reflect the gravity of the crimes, the Appeals Chamber recalls that, as a general principle, comparison to other cases in support of a move to have the sentence increased may indeed provide guidance if it relates to the same offence, in particular if the crimes were committed in substantially similar circumstances. However, such comparison may be of limited value given that each case has its own particular circumstances and that the aggravating and mitigating factors may dictate different results.[1] Ultimately, the decision as to the length of sentence is a discretionary one, turning on the circumstances of the case.[2] [1] Čelibići Appeal Judgement, para 717. [2] Krstić Appeal Judgement, para. 248. |
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Notion(s) | Filing | Case |
Appeal Judgement - 20.05.2005 |
SEMANZA Laurent (ICTR-97-20-A) |
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377. […] Following the Krstić Appeal Judgement, the Trial Chamber in this case was […] entitled to impose a greater or lesser sentence than that which would have been imposed by the Rwandan courts.[1] 380. […] Although his sentence may have been more severe in Rwandan courts, the Trial Chamber acted within its discretion when it imposed a lesser sentence. […] [1] Krstić Appeal Judgement, paras 262, 270. |
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Notion(s) | Filing | Case |
Oral Decision on Additional Evidence - 19.05.2005 |
KAMUHANDA Jean de Dieu (ICTR-99-54A-A) |
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Transcript of 19 May 2005, pp. 49-50: Over the past two days, we have heard from two Defence witnesses under Rule 115, provisions for hearing additional evidence on appeal. We have also heard from two Prosecution witnesses who were presented in the rebuttal to the Appellant's additional evidence, and we are now presented with a new motion by the Appellant to call yet two more witnesses who, the Appellant alleges, will challenge the testimony of one of the Prosecution's rebuttal witnesses. […] At today's Rule 115 hearing a Prosecution witness alleged that two Tribunal employees approached her at the United Nations safe house where she was staying while testifying before this Tribunal in another case. She further alleged that these two Tribunal employees offered to pay her money and give her substantial assistance in other ways if she would come back to this Court and recant her trial testimony in the Kamuhanda case. The Appellant would now like to call these two Tribunal employees, presumably, for the purpose of getting them to deny having offered any bribes to the Prosecution witness in question. For two reasons, the Appeals Chamber is not persuaded that this is appropriate. First, this is a Rule 115 hearing, which is intended to be a sharply delimited proceeding for entering discrete, specific evidence into the record; it is not intended to be a trial within a trial that opens the door to the exploration of every issue that might be raised during the hearing. Presenting these two witnesses would be a rejoinder to a rebuttal to the Defence's original Rule 115 evidence, and there is no guarantee that it would end there. Second, the Appeals Chamber is not convinced that the witness's testimony will make a material difference to the Defence's case. The Appeals Chamber simply does not believe that such evidence on the record would be at all helpful in assessing the credibility of the Prosecution's rebuttal witnesses. The Appeals Chamber does not foreclose the possibility that if sufficiently compelling or unexpected evidence surfaces during a Rule 115 hearing, it might be required in the interests of justice to expand the hearing beyond its original scope. But under the circumstances of this case the Appellant has failed to convince the Chamber that such truly exceptional circumstances exist. The Appellant's motion is denied. The Appeals Chamber decided to refer the allegations of contempt and false testimony, which arose during the course of the Rule 115 proceedings, to the Prosecution for general investigation. See pp. 50-51. |
ICTR Rule Rule 115 ICTY Rule Rule 115 | |
Notion(s) | Filing | Case |
Order to Vary Protective Measures - 17.05.2005 |
BRĐANIN Radoslav (IT-99-36-A) |
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CONSIDERING the Appeals Chamber’s inherent authority, as the Chamber currently seised of proceedings in this case, to modify orders entered earlier in these proceedings, including those issued pursuant to Rule 75(A) of the Rules;[1] [1] Cf. Rule 54 of the Rules. |
ICTR Rule Rule 54 ICTY Rule Rule 54 |