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Appeal Judgement - 20.10.2010 RUKUNDO Emmanuel
(ICTR-2001-70-A)

260. The Appeals Chamber is not persuaded by the Prosecution’s assertion that the Gacumbitsi Appeal Judgement stands for the proposition that where an accused is convicted for genocide and his participation is that of a primary perpetrator or a leader, the sentence ought to be imprisonment for life, except where there are significant mitigating circumstances. The Gacumbitsi Appeal Judgement merely noted that in most of the other cases in which those convicted for genocide have received less than a life sentence, there were significant mitigating circumstances.[1] It made no statement that this was a generalized rule to be followed. Rather, it recalled that the sentence should first and foremost be commensurate with the gravity of the offences and the degree of liability of the convicted person.[2] Just as there is no category of cases within the jurisdiction of the Tribunal where the imposition of life imprisonment is per se barred, there is also no category of cases where it is per se mandated. Each case remains to be examined on its own individual facts.

261. Furthermore, with respect to the Prosecution’s submission that the Trial Chamber erred in limiting life sentences to certain senior authorities and lower level authorities who committed crimes with particular zeal, the Appeals Chamber considers that the Prosecution misconstrues the Trial Judgement. The Trial Chamber did not limit the imposition of life sentences to these two groups of perpetrators. It merely noted that these were instances in which life sentences had been imposed.[3]

[1] Gacumbitsi Appeal Judgement, para. 204.

[2] Gacumbitsi Appeal Judgement, para. 204.

[3] Trial Judgement, para. 605.

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Appeal Judgement - 20.10.2010 RUKUNDO Emmanuel
(ICTR-2001-70-A)

81. The Appeals Chamber further recalls that minor inconsistencies commonly occur in witness testimony without rendering the testimony unreliable and that it is within the discretion of the Trial Chamber to evaluate such inconsistencies and to consider whether the evidence as a whole is credible, without explaining its decision in every detail.[1]

[1] Karera Appeal Judgement, para. 174; Kvočka et al. Appeal Judgement, para. 23.

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Appeal Judgement - 20.10.2010 RUKUNDO Emmanuel
(ICTR-2001-70-A)

133. The Appeals Chamber recalls that the Trial Chamber “shall exercise control over the mode and order of interrogating witnesses”[1] and that it therefore enjoys considerable discretion in setting the parameters of cross-examination.[2] Nonetheless, Article 20(4) of the Statute does provide the right to cross-examine a witness.

134. While Rukundo had the opportunity to cross-examine Witness BLP when he first gave testimony at trial, he was given no such opportunity to examine him upon the issue of his alleged recantation. The Appeals Chamber considers that, in light of the serious implications of recantation of testimony, the parties should have been given the opportunity to cross-examine Witness BLP on the issue of his alleged recantation. In this regard, the Appeals Chamber has previously noted the particular usefulness of cross-examination as a tool for discerning whether a witness’s testimony has been improperly influenced.[3] Furthermore, the Appeals Chamber recalls that the Trial Chamber indicated on a number of occasions that the parties would be given the opportunity to cross-examine Witness BLP, but ultimately no opportunity was afforded to them. Accordingly, the Appeals Chamber finds that the Trial Chamber erred in law in failing to allow Rukundo the opportunity to cross-examine Witness BLP upon the issue of his recantation.

147. The Appeals Chamber recalls that decisions relating to the general conduct of trial proceedings are matters within the discretion of Trial Chambers[4] and that they exercise control over the mode and order of interrogating witnesses.[5]

[1] Rule 90(F) of the Rules.

[2] See Nahimana et al. Appeal Judgement, para. 182; Prosecutor v. Jadranko Prlić et al., Case No. IT-04-74-AR73.2, Decision on Joint Defence Interlocutory Appeal Against the Trial Chamber’s Oral Decision of 8 May 2006 Relating to Cross-Examination by Defence and on Association of Defence Counsel’s Request for Leave to File an Amicus Curiae Brief, 4 July 2006 (“Prlić et al. Appeal Decision of 4 July 2006”), p. 3.

[3] The Prosecutor v. Édouard Karemera et al., Case No. ICTR-98-44-AR73.8, Decision on Interlocutory Appeal Regarding Witness Proofing, 11 May 2007, para. 13.

[4] Prlić et al. Appeal Decision of 4 July 2006, p. 3.

[5] Rule 90(F) of the Rules.

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Appeal Judgement - 20.10.2010 RUKUNDO Emmanuel
(ICTR-2001-70-A)

221. In its Decision of 11 September 2007, the Trial Chamber recalled:

the general principle articulated in Rule 90(A) [is] that “witnesses shall [...] be heard directly by the Chamber.” Nonetheless, the Chamber has the discretion to hear testimony by video-link in lieu of physical appearance for purposes of witness protection under Rule 75, or where it is in the interests of justice to do so. In determining the interests of justice, the Chamber has to assess the importance of the testimony, the inability or unwillingness of the witness to travel to Arusha, and whether a good reason has been adduced for that inability and unwillingness. The burden of proof lies with the party making the request.[1]

[…] This standard is consistent with the approach taken by the Appeals Chamber.[2]

[1] Decision of 11 September 2007 [The Prosecutor v. Emmanuel Rukundo, Case No. ICTR-2001-70-T, Decision on the Defence Motions for Additional Time to Disclose Witnesses’ Identifying Information, to Vary its Witness List and for Video-Link Testimony, and on the Prosecution’s Motion for Sanctions, 11 September 2007 ], para. 23 (internal citations omitted).

[2] See Prosecutor v. Miroslav Kvočka et al., Case No. IT-98-30/1-A, Decision on Prosecution’s Request for Testimony by Video-Conference Link and Protective Measures, filed confidentially on 2 July 2004, p. 3 (“the Appeals Chamber will ‘only allow video-link testimony if certain criteria are met, namely that testimony of a witness is shown to be sufficiently important to make it unfair to proceed without it and that the witness is unable or unwilling to come to the International Tribunal’”).

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Appeal Judgement - 20.10.2010 KALIMANZIRA Callixte
(ICTR-05-88-A)

18. Rule 68 of the Rules provides, inter alia, that the Prosecution “shall, as soon as practicable, disclose to the Defence any material, which in the actual knowledge of the Prosecutor may suggest the innocence or mitigate the guilt of the accused or affect the credibility of Prosecution evidence.”[1] The Appeals Chamber recalls that the Prosecution’s obligation to disclose exculpatory material is essential to a fair trial.[2] The Appeals Chamber has always interpreted this obligation broadly.[3] To establish a violation of the Rule 68 disclosure obligation, the defence must establish that additional material is in the possession of the Prosecution and present a prima facie case that the material is exculpatory.[4] If the defence satisfies the trial chamber that the Prosecution has failed to comply with its Rule 68 obligations, then the trial chamber must examine whether the defence has been prejudiced by that failure before considering whether a remedy is appropriate.[5]

19. The Trial Chamber determined that the material at issue was in the possession of the Prosecution, but that Kalimanzira did not demonstrate that it was exculpatory.[6] Although the Trial Chamber correctly articulated the test for assessing disclosure violations,[7] the Appeals Chamber finds that it inappropriately applied an elevated standard in assessing whether the material was exculpatory within the meaning of Rule 68 of the Rules. Specifically, the Trial Chamber noted that the witnesses in the Nyiramasuhuko et al. case did not mention seeing Kalimanzira at Kabuye hill.[8] It observed that no questions were asked about him, and the transcripts, thus, “[did] not contradict the evidence adduced in the Kalimanzira trial,”[9] asserting that the failure “to make mention of Kalimanzira’s presence at Kabuye hill during the period at issue does not mean that Kalimanzira could not have been there.”[10]

20. The Trial Chamber’s analysis appears to focus on the potentially low probative value of the Nyiramasuhuko et al. evidence. While that is certainly a relevant consideration in assessing whether an accused was prejudiced by late or non-disclosure of Rule 68 material, the Appeals Chamber recalls that the defence does not bear the burden of “contradict[ing]]” the Prosecution’s evidence.[11] It need only raise a reasonable doubt as to the accused’s participation in a crime.[12] In addition, in order to establish a violation of disclosure obligations under Rule 68 of the Rules, the defence need only show that the material is prima facie or “potentially” exculpatory.[13] The Appeals Chamber considers that Kalimanzira did demonstrate that the absence of any reference to him in the relevant Nyiramasuhuko et al. testimony is potentially exculpatory. Accordingly, the Appeals Chamber finds that the Trial Chamber erred in law in assessing whether the transcripts were in fact exculpatory in order to determine if a breach of the disclosure obligations under Rule 68 of the Rules occurred.

[1] Rule 68(A) of the Rules (emphasis added).

[2] The Prosecutor v. Édouard Karemera et al., Case No. 98-44-AR73.7, Decision on Interlocutory Appeal Regarding the Role of the Prosecutor’s Electronic Disclosure Suite in Discharging Disclosure Obligations, 30 June 2006, para. 9 (“Karemera et al. Appeal Decision of 30 June 2006”); The Prosecutor v. Édouard Karemera et al., Case No. 98-44-AR73.6, Decision on Joseph Nzirorera’s Interlocutory Appeal, 28 April 2006, para. 7 (“Karemera et al. Appeal Decision of 28 April 2006”); The Prosecutor v. Théoneste Bagosora et al., Case Nos. ICTR-98-41-AR73, ICTR-98-41-AR73(B), Decision on Interlocutory Appeals of Decision on Witness Protection Orders, 6 October 2005, para. 44; Kordić and Čerkez Appeal Judgement, paras. 183, 242; Blaškić Appeal Judgement, para. 264; Krstić Appeal Judgement, para. 180; Prosecutor v. Radoslav Brđanin, Case No. IT-99-36-A, Decision on Appellant’s Motion for Disclosure Pursuant to Rule 68 and Motion for an Order to the Registrar to Disclose Certain Materials, 7 December 2004, p. 3 (“Brđanin Appeal Decision of 7 December 2004”).

[3] Karemera et al. Appeal Decision of 30 June 2006, para. 9. See also Blaškić Appeal Judgement, paras. 265, 266; Krstić Appeal Judgement, para. 180.

[4] Kajelijeli Appeal Judgement, para. 262. See also Georges Anderson Nderubumwe Rutaganda v. The Prosecutor, Case No. ICTR-96-03-R, Decision on Requests for Reconsideration, Review, Assignment of Counsel, Disclosure, and Clarification, 8 December 2006, para. 36 (“Rutaganda Review Decision”); Karemera et al. Appeal Decision of 28 April 2006, para. 13.

[5] See Kajelijeli Appeal Judgement, para. 262; Krstić Appeal Judgement, para. 153.

[6] Trial Judgement [The Prosecutor v. Callixte Kalimanzira, Case No. ICTR-05-88-T, Judgement, 22 June 2009], paras. 57, 58.

[7] Trial Judgement, para. 56.

[8] Trial Judgement, para. 58.

[9] Trial Judgement, para. 58.

[10] Trial Judgement, para. 58.

[11] Cf. Zigiranyirazo Appeal Judgement, para. 19 (“The Appeals Chamber has recognized that language which suggests, inter alia, that an accused must ‘negate’ the Prosecution evidence, ‘exonerate’ himself, or ‘refute the possibility’ that he participated in a crime indicates that the Trial Chamber misapplied the burden of proof.”) (internal citations omitted); Muhimana Appeal Judgement, para. 18 (“An accused does not need to prove at trial that a crime ‘could not have occurred’ or ‘preclude the possibility that it could occur’.”).

[12] Cf. Zigiranyirazo Appeal Judgement, para. 17.

[13] Karemera et al. Appeal Decision of 28 April 2006, para. 13. Rule 68(A) of the Rules states (emphasis added): “The Prosecutor shall, as soon as practicable, disclose to the Defence any material, which in the actual knowledge of the Prosecutor may suggest the innocence or mitigate the guilt of the accused or affect the credibility of Prosecution evidence.” The Appeals Chamber routinely construes the Prosecution’s disclosure obligations under the Rules broadly in accord with their plain meaning. See Bagosora et al. Appeal Decision of 25 September 2006 [The Prosecutor v. Théoneste Bagosora et al., Case No. ICTR-98-41-AR73, Decision on Interlocutory Appeal Relating to Disclosure Under Rule 66(B) of the Tribunal’s Rules of Procedure and Evidence, 25 September 2006]], para. 8, citing Karemera et al. Appeal Decision of 30 June 2006, paras. 9-13, Krstić Appeal Judgement, para. 180, Blaškić Appeal Judgement, paras. 265, 266.

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ICTR Rule Rule 68 ICTY Rule Rule 68
Notion(s) Filing Case
Appeal Judgement - 20.10.2010 KALIMANZIRA Callixte
(ICTR-05-88-A)

40. The Appeals Chamber considers that the trial chamber is best placed to determine both the modalities for disclosure of material intended for use in cross-examination and also the amount of time that is sufficient for an accused to prepare his defence based on the specifics of such disclosure.[1] In this case, the Trial Chamber stated its preference for disclosure prior to cross-examination, and, when this did not occur, it assessed any possible prejudice to Kalimanzira.[2] The Appeals Chamber can identify no error in the Trial Chamber’s approach. […]

[1] See Bagosora et al. Appeal Decision of 25 September 2006, para. 12.

[2] Trial Judgement, paras. 38, 40, 41.

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Appeal Judgement - 20.10.2010 KALIMANZIRA Callixte
(ICTR-05-88-A)

32. The Appeals Chamber can identify no error in the Trial Chamber’s decision not to postpone the commencement of trial in the absence of Kalimanzira’s lead counsel. As the Trial Chamber noted, the purpose of a co-counsel is not only to assist the lead counsel but indeed to conduct the case in order to allow the proceedings to continue in the event of an unforeseeable absence of the lead counsel. A review of the record reflects that the Trial Chamber was mindful of the additional difficulties that this situation imposed on the Defence and accommodated these by, inter alia, postponing the cross-examination of the first five witnesses.[1]

33. Significantly, Kalimanzira does not allege that Ms. Guissé’s performance was ineffective. Indeed, as noted above, the Trial Chamber acknowledged her competence both at the outset of the session and after its conclusion. Furthermore, the record indicates that Ms. Guissé was in fact in consultation with Mr. Vercken during the first trial session and sought his instruction.[2] Kalimanzira also did not seek the recall of any of the witnesses for further cross-examination on the basis of Ms. Guissé’s performance after Mr. Vercken’s return.

34. As to the disparity between the Prosecution and the Defence teams during this period, the Appeals Chamber has held that “the equality of arms principle requires a judicial body to ensure that neither party is put at a disadvantage when presenting its case.”[3] This principle does not require, however, material equality between the parties in terms of financial or human resources.[4] Therefore, there is no merit in Kalimanzira’s submission that his rights were violated simply because the Prosecution had a larger team of lawyers during this period.

[1] See supra [Callixte Kalimanzira’s Appeal Brief, 1 February 2010 (“Kalimanzira Appeal Brief”)] paras. 28, 29.

[2] See T. 20 May 2008 p. 59 (“Mr. President, at this point, I have a motion. And it's almost 5 p.m. I know under what special circumstances I find myself, and I would like to make use of the break, between today and tomorrow, to forward the transcripts of the hearings to my lead counsel so that he can send his observations to me. This is a witness who is testifying to a number of facts about Mr. Kalimanzira. And given the importance of this testimony, I pray you to grant this motion. And on the second point, maybe on a humanitarian – from a humanitarian standpoint, and to consider the work that the Defence has done over the past two days, and, Mr. President, sir, to grant me this half hour that I'm asking from the Chamber, once more, in view of the exceptional circumstances in which Mr. Kalimanzira Defence team [sic] finds itself, and to get the observations of my lead counsel, who is the one who is heading Mr. Kalimanzira's Defence, to repeat myself.”).

[3] Nahimana et al. Appeal Judgement, para. 173.

[4] Nahimana et al. Appeal Judgement, para. 220. See also Kayishema and Ruzindana Appeal Judgement, para. 69.

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Appeal Judgement - 20.10.2010 KALIMANZIRA Callixte
(ICTR-05-88-A)

32. The Appeals Chamber can identify no error in the Trial Chamber’s decision not to postpone the commencement of trial in the absence of Kalimanzira’s lead counsel. As the Trial Chamber noted, the purpose of a co-counsel is not only to assist the lead counsel but indeed to conduct the case in order to allow the proceedings to continue in the event of an unforeseeable absence of the lead counsel. A review of the record reflects that the Trial Chamber was mindful of the additional difficulties that this situation imposed on the Defence and accommodated these by, inter alia, postponing the cross-examination of the first five witnesses.[1]

[1] See supra [Kalimanzira Appeal Brief] paras. 28, 29.

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Appeal Judgement - 20.10.2010 KALIMANZIRA Callixte
(ICTR-05-88-A)

56. Rule 67(A)(ii)(a) of the Rules requires the defence to notify the Prosecution before the commencement of trial of its intent to enter a defence of alibi. As the Trial Chamber noted, Kalimanzira intimated at his initial appearance and in his Pre-Trial Brief that he was in GitaramaPrefecture for much of the period covered by the Indictment.[1] However, as the Trial Chamber correctly determined,[2] this information did not conform to Rule 67(A)(ii)(a) of the Rules, which requires that “the notification shall specify the place or places at which the accused claims to have been present at the time of the alleged crime and the names and addresses of witnesses and any other evidence upon which the accused intends to rely to establish the alibi.” The Appeals Chamber has held that the manner in which an alibi is presented may impact its credibility.[3] Therefore, it was within the Trial Chamber’s discretion to take this into account in assessing the alibi evidence in this case.

[1] Trial Judgement, para. 62.

[2] Trial Judgement, paras. 62, 64.

[3] Rutaganda Appeal Judgement, para. 242; Musema Appeal Judgement, para. 201.

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ICTR Rule Rule 67(A)(ii)(a) ICTY Rule Rule 67(B)(i)(a)
Notion(s) Filing Case
Appeal Judgement - 20.10.2010 KALIMANZIRA Callixte
(ICTR-05-88-A)

74. The Appeals Chamber recalls that “an aider and abettor carries out acts specifically directed to assist, encourage, or lend moral support to the perpetration of a certain specific crime, which have a substantial effect on the perpetration of the crime.”[1] The Appeals Chamber has explained that “[a]n accused can be convicted for aiding and abetting a crime when it is established that his conduct amounted to tacit approval and encouragement of the crime and that such conduct substantially contributed to the crime.”[2] Where this form of aiding and abetting has been a basis of a conviction, “it has been the authority of the accused combined with his presence on (or very near to) the crime scene, especially if considered together with his prior conduct, which all together allow the conclusion that the accused’s conduct amounts to official sanction of the crime and thus substantially contributes to it.”[3]

75. In view of Kalimanzira’s position as directeur de cabinet of the Ministry of Interior, it was reasonable for the Trial Chamber to determine that his silent presence during Ndayamabaje’s inflammatory speech would have offered tacit approval of its message. The basis of Kalimanzira’s conviction, however, rests on the Trial Chamber’s conclusion that Kalimanzira’s tacit approval not only sanctioned Ndayambaje’s message, but in fact substantially contributed to killings which occurred after the ceremony.[4]

[1] Muvunyi Appeal Judgement, para. 79. See also Seromba Appeal Judgement, para. 44; Blagojević and Jokić Appeal Judgement, para. 127.

[2] Brđanin Appeal Judgement, para. 273. See also Brđanin Appeal Judgement, para. 277.

[3] Brđanin Appeal Judgement, para. 277.

[4] Trial Judgement, para. 292.

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ICTR Statute Article 6(1) ICTY Statute Article 7(1)
Notion(s) Filing Case
Appeal Judgement - 20.10.2010 KALIMANZIRA Callixte
(ICTR-05-88-A)

86. The Appeals Chamber has explained that an “aider and abettor commit[s]] acts specifically aimed at assisting, encouraging, or lending moral support for the perpetration of a specific crime, and that this support ha[s] a substantial effect on the perpetration of the crime.”[1] Whether a particular contribution qualifies as “substantial” is a “fact-based inquiry”; such assistance need not “serve as condition precedent for the commission of the crime.”[2] With regard to the mens rea required for aiding and abetting, the Appeals Chamber has held that “[t]]he requisite mental element [...]] is knowledge that the acts performed assist the commission of the specific crime of the principal perpetrator.”[3] Specific intent crimes such as genocide require that “the aider and abettor must know of the principal perpetrator’s specific intent.”[4]

87. Kalimanzira’s contention that the Trial Chamber erred in finding that he made a substantial contribution to the killings at Kabuye hill is not convincing. The Trial Chamber reasonably concluded that he substantially contributed to the massacre by encouraging Tutsis to seek refuge at Kabuye hill and by providing armed reinforcements to those trying to kill the Tutsis there. Kalimanzira’s assertion that he did not substantially aid the assault on Kabuye hill rests on his claim that no credible witnesses who were also principal perpetrators placed him there.[5] However, this claim does not take into account the evidence provided by Tutsi survivors of the attacks. It was on the basis of their testimonies that the Trial Chamber placed him at Kabuye hill on 23 April 1994.[6] The Appeals Chamber recalls that it is not necessary for a principal perpetrator to be aware of the aider and abettor’s contribution.[7] It further recalls the Trial Chamber’s finding that the attacks at Kabuye hill involved a large number of individuals over a broad terrain and long period of time.[8] In this context, it was reasonable for the Trial Chamber to conclude that Kalimanzira provided substantial assistance to the massacre at Kabuye hill even if this assistance was not known to principal perpetrators who testified before it.[9]

[1]Seromba Appeal Judgement, para. 44. See also Muvunyi Appeal Judgement, para. 79; Blagojević and Jokić Appeal Judgement, para. 127.

[2] Blagojević and Jokić Appeal Judgement, para. 134.

[3] Muvunyi Appeal Judgement, para. 79.

[4] Blagojević and Jokić Appeal Judgement, para. 127.

[5] See Kalimanzira Appeal Brief, paras. 196-201. See also Kalimanzira Reply Brief [Callixte Kalimanzira’s Brief in Reply, 13 April 2010] para. 24.

[6] See Trial Judgement, paras. 379-383, 393.

[7] See Tadić Appeal Judgement, para. 229.

[8] See Trial Judgement, paras. 386, 387.

[9] The Appeals Chamber further recalls that “the actus reus of aiding and abetting a crime may occur before, during, or after the principal crime has been perpetrated, and that the location at which the actus reus takes place may be removed from the location of the principal crime.” Blaškić Appeal Judgement, para. 48. See also Blagoje Simić Appeal Judgement, para. 85.

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ICTR Statute Article 6(1) ICTY Statute Article 7(1)
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Appeal Judgement - 20.10.2010 KALIMANZIRA Callixte
(ICTR-05-88-A)

96. The Appeals Chamber recalls that in assessing witness testimony, “it falls to the Trial Chamber to take the approach it considers most appropriate for the assessment of evidence.”[1] A trial chamber “is […]] not obliged in its judgement to recount and justify its findings in relation to every submission made at trial.”[2] In addition, “neither the Rules nor the jurisprudence of the Tribunal oblige[]] [a] Trial Chamber to require a particular type of identification evidence.”[3] However, identifications made in difficult circumstances, such as darkness, obstructed view, or traumatic events,[4] require careful and cautious analysis by a trial chamber.[5] In addition, in-court identification evidence should be assigned “little or no credence” given the signals that can identify an accused aside from prior acquaintance.[6]

[1] Rutaganda Appeal Judgement, para. 207.

[2] Muhimana Appeal Judgement, para. 176.

[3] Kamuhanda Appeal Judgement, para. 298.

[4] See, e.g., Kupreškić Appeal Judgement, para. 40.

[5] See, e.g., Bagilishema Appeal Judgement, para. 75. See also Kupreškić Appeal Judgement, para. 39.

[6] Kamuhanda Appeal Judgement, para. 243.

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Appeal Judgement - 20.10.2010 KALIMANZIRA Callixte
(ICTR-05-88-A)

96. […] The Appeals Chamber further recalls that “[a]] Trial Chamber has the discretion to cautiously consider hearsay evidence and has the discretion to rely on it.”[1] However, “the weight and probative value to be afforded to that evidence will usually be less than that accorded to the evidence of a witness who has given it under oath and who has been cross-examined.”[2]

[…]

199. The Appeals Chamber recalls that caution is warranted before basing convictions on hearsay evidence.[3]

[1] Karera Appeal Judgement, para. 39 (internal citations omitted).

[2] Karera Appeal Judgement, para. 39.

[3] See supra Section III.E.2 (Alleged Errors in the Trial Chamber’s Consideration of Witnesses’ Credibility and Provision of Identification Evidence).

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Appeal Judgement - 20.10.2010 KALIMANZIRA Callixte
(ICTR-05-88-A)

155. The Appeals Chamber recalls that a person may be found guilty of direct and public incitement to commit genocide, pursuant to Article 2(3)(c) of the Statute, if he or she directly and publicly incited the commission of genocide (actus reus) and had the intent to directly and publicly incite others to commit genocide (mens rea).[1] Applying these principles to Jean-Bosco Barayagwiza’s conviction in the Nahimana et al. case for direct and public incitement to commit genocide, the Appeals Chamber determined that supervising a specific group of individuals manning a roadblock does not constitute public incitement to commit genocide, explaining that:

the supervision of roadblocks cannot form the basis for the Appellant’s conviction for direct and public incitement to commit genocide; while such supervision could be regarded as instigation to commit genocide, it cannot constitute public incitement, since only the individuals manning the roadblocks would have been the recipients of the message and not the general public.[2]

156. Contrary to the Prosecution’s suggestion, the approach adopted by the Appeals Chamber in the Nahimana et al. Judgement is in accordance with relevant Tribunal jurisprudence and other sources of interpretation, including World War II judgements and the travaux préparatoires of the Genocide Convention. More specifically, the Appeals Chamber observes that, with the exception of the Kalimanzira Trial Judgement, all convictions before the Tribunal for direct and public incitement to commit genocide involve speeches made to large, fully public assemblies, messages disseminated by the media, and communications made through a public address system over a broad public area.[3] These convictions involved audiences which were by definition much broader than the groups of individuals manning the Jaguar and Kajyanama roadblocks, who formed Kalimanzira’s audience.

157. The Tribunal’s jurisprudence is consistent with that of the International Military Tribunal at Nuremberg. The latter considered incitement to, inter alia, murder and extermination, involving widely circulated speeches and articles, rather than speeches to relatively small and closed groups.[4]

158. Moreover, the Appeals Chamber recalls that the language of Article 2 of the Tribunal’s Statute tracks the language of the Genocide Convention. A review of the travaux préparatoires of the Genocide Convention confirms that public incitement to genocide pertains to mass communications.  The travaux préparatoires indicate that the Sixth Committee chose to specifically revise the definition of genocide in order to remove private incitement, understood as more subtle forms of communication such as conversations, private meetings, or messages,[5] from its ambit.[6] Instead, the crime was limited to “direct and public incitement to commit genocide,” understood as incitement “in public speeches or in the press, through the radio, the cinema or other ways of reaching the public.”[7]    

159. Having established that the relevant holding of the Nahimana et al. Appeal Judgement is consistent with the Tribunal’s jurisprudence and other relevant precedents, the Appeals Chamber turns to consider whether the precedent set in the Nahimana et al. case is applicable to Kalimanzira’s convictions. A review of the former reveals that the underlying factual basis of Barayagwiza’s initial conviction by Trial Chamber I of the Tribunal involved speaking to militiamen at roadblocks from his vehicle and telling them to kill Tutsis and others without certain party membership cards.[8] In addition, the key witness for this event gave evidence that Barayagwiza supervised three roadblocks in the area and heard that Barayagwiza was responsible for ensuring that Tutsis were being killed at them.[9] The facts underlying Kalimanzira’s convictions are similar to those in the Nahimana et al. Appeal Judgement. As was the case for Barayagwiza, Kalimanzira’s actions did not involve any form of mass communication such as a public speech. Instead, the nature of his presence and exchanges with those at the roadblocks are more in line with a “conversation” which is consistent with the definition of private incitement found in the travaux préparatoires of the Genocide Convention. Thus it is clear that the Nahimana et al. Appeal Judgement is directly applicable to Kalimanzira’s convictions with respect to the Jaguar and Kajyanama roadblocks.

[1] See Nahimana et al. Appeal Judgement, para. 677.

[2] Nahimana et al. Appeal Judgement, para. 862 (emphasis added). The Appeals Chamber notes, for clarity, that the Nahimana et al. Appeals Judgement was originally written in French. The above-quoted excerpt, in French, reads “ En particulier, les actes de supervision des barrages ne sauraient fonder la condamnation de l’Appelant pour incitation directe et publique à commettre le génocide; si cette supervision pouvait être considerée comme une incitation à commettre le génocide, elle ne pourrait pas constituer une incitation ‘publique’ puisque seules les personnes tenant les barrages auraient été les destinataires du message et non le public au sens large”. Therefore, in order to reflect more faithfully Article 2(3)(c) of the Statute, a more accurate English translation of the excerpt should have read: “while such supervision could be regarded as incitement to commit genocide, it cannot constitute public incitement […]].”

[3] A review of the jurisprudence is illustrative of what acts have constituted public incitement at the Tribunal. In a first group of cases, inciting speeches at public meetings to “crowds” of people – ranging from “over 100” to approximately 5,000 individuals - were found to constitute public incitement. The Akayesu Trial Chamber found that a speech in a public place to “a crowd of over 100 people” urging the population to eliminate the “enemy” constituted direct and public incitement. See Akayesu Trial Judgement, paras. 672-674. The conviction was upheld on appeal. See Akayesu Appeal Judgement, para. 238, p. 143. The Niyitegeka Trial Chamber determined, inter alia, that by holding a public meeting attended by approximately 5,000 people at which he “urg[ed] attackers to work” – “working” serving as a synonym for killing Tutsis - Eliézer Niyitegeka incurred individual criminal responsibility for “inciting attackers to cause the death and serious bodily and mental harm of Tutsi refugees […] as provided in Article 2(3)(c)” of the Statute. See Niyitegeka Trial Judgement, paras. 257, 437. See also Niyitegeka Trial Judgement, paras. 432-436. Niyitegeka’s conviction was upheld on appeal. See Niyitegeka Appeal Judgement, para. 270. The Kajelijeli Trial Chamber found Juvénal Kajelijeli guilty of direct and public incitement because he had “incited the crowd” to exterminate the Tutsis. See Kajelijeli Trial Judgement, paras. 856-860. The conviction was upheld on appeal. See Kajelijeli Appeal Judgement, paras. 105, 133. A second group of cases reflects that the dissemination of inciting messages via the media also constituted public incitement. The Ruggiu Trial Chamber held that “messages […] broadcast[ed] in a media forum and to members of the general public” constituted public incitement. See Ruggiu Trial Judgement, para. 17. No appeal was filed. The Nahimana et al. Trial Chamber determined that messages disseminated via radio or the press constituted public incitement. See Nahimana et al. Trial Judgement, paras. 1031-1034, 1036-1038. The findings were upheld in relevant part on appeal. See Nahimana et al. Appeal Judgement, paras. 758, 775. Finally, the Bikindi Trial Chamber held Simon Bikindi responsible for direct and public incitement based on its determination that he had used a public address system to disseminate messages inciting the commission of genocide when travelling on a public road to address the population. Bikindi Trial Judgement, paras. 422-424. These findings were upheld on appeal. See Bikindi Appeal Judgement, paras. 50, 86.

[4] Judgment of the International Military Tribunal for the Trial of German Major War Criminals (1946), reprinted in The Trial of German Major War Criminals by the International Military Tribunal Sitting at Nuremberg Germany, pp. 101, 102 (2001) (“Judgment of the International Military Tribunal”) (finding Julius Streicher guilty of crimes against humanity for “incitement to murder and extermination” because “[i]n his speeches and articles, week after week, month after month, he infected the German mind with the virus of anti-Semitism, and incited the German people to active persecution […]. Twenty-three different articles […] were produced in evidence, in which extermination ‘root and branch’ was preached […]. Such was the poison Streicher injected into the minds of thousands of Germans which caused them to follow the National Socialists policy of Jewish persecution and extermination.”); Judgment of the International Military Tribunal, p. 128 (describing incitement in the context of “originating or formulating propaganda campaigns” with respect to Hans Fritzsche).

[5] 1 The Genocide Convention: The Travaux Préparatoires, p. 986 (Hirad Abtahi & Philippa Webb, eds. 2008) (“Genocide Convention”).

[6] 2 Genocide Convention, pp. 1549, 1552.

[7] 1 Genocide Convention, p. 986. The Appeals Chamber notes that the definition adopted by the Sixth Committee resembled that originally proposed by the Secretariat of the United Nations (which was altered for some time to include private incitement to genocide, until this alteration was struck by the Sixth Committee). The proposal of the Secretariat differentiated acts such as instructions from officials to subordinates or heads of organizations to members from “direct public incitement.” These acts were considered as “preparatory acts” and covered by other sections of the convention. See 1 Genocide Convention, p. 238.

[8] Nahimana et al. Trial Judgement, paras. 718, 719. See also The Prosecutor v. Ferdinand Nahimana et al., Case No. ICTR-99-52-T, T. 28 August 2001 pp. 21-26; The Prosecutor v. Ferdinand Nahimana et al., Case No. ICTR-99-52-T, T. 29 August 2001 pp. 33, 43, 44.

[9] Nahimana et al. Trial Judgement, para. 718.

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173. The Appeals Chamber recalls that “accomplice witnesses may have motives or incentives to implicate the accused person before the Tribunal” and that “a Chamber, when weighing the probative value of such evidence, is bound to carefully consider the totality of the circumstances in which it was tendered.”[1] The Trial Chamber noted the requirement to approach accomplice witnesses with caution.[2] It also examined the circumstances surrounding Witness BCZ’s testimony and his possible motives to falsely incriminate Kalimanzira.[3]

[1] See Muvunyi Appeal Judgement, para. 128.

[2] Trial Judgement, para. 72.

[3] Trial Judgement, paras. 608, 612.

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180. The Appeals Chamber recalls that Rule 90(A) of the Rules provides that witnesses shall be heard by the trial chamber. Prior out-of-court witness statements are normally relevant only as necessary for the trial chamber to assess credibility.[1] Witness statements used for this purpose normally bear the witness’s signature or some other indicator that their content reflects what the witness said.[2] A will-say statement, however, differs from a typical statement given by a witness. In the practice of the Tribunal, will-say statements are primarily communications from one party to another and the trial chamber concerning aspects of a witness’s anticipated testimony that were not mentioned in previously-disclosed witness statements.[3] Will-say statements are generally communicated by counsel upon learning of new details during the preparation of a witness for examination,[4] and are not necessarily acknowledged by the witness. Therefore, will-say statements have no probative value except to the extent that the witness confirms their content. In the instant case, Witness AKK explicitly repudiated the content of the unsigned will-say statement, the contents of which were allegedly unknown to her.[5] Given the lack of any explanation for why it was nonetheless acceptable to rely on the unsigned and repudiated will-say statement, the Appeals Chamber finds that the Trial Chamber erred in law in relying on the will-say statement to discredit aspects of Witness AKK’s testimony.

[1] Simba Appeal Judgement, para. 103, quoting Akayesu Appeal Judgement, paras. 134, 135.

[2] For example, some statements are transcriptions of interviews or are signed by a domestic judicial authority.

[3] See, e.g., The Prosecutor v. Aloys Simba, Case No. ICTR-01-76-T, Decision on the Admissibility of Evidence of Witness KDD, 1 November 2004 (“Simba Admissibility of Evidence Decision”), paras. 9-11.

[4] Simba Admissibility of Evidence Decision, para. 9.

[5] See [The Prosecutor v. Callixte Kalimanzira, Case No. ICTR-05-88-T] T. 26 November 2008 pp. 55-58.

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213. The Appeals Chamber recalls that ordering requires that a person in a position of authority instruct another person to commit an offence. It is clear that the Trial Chamber found that Kalimanzira was in a position of authority.[2] The Trial Chamber, however, made no findings that he instructed anyone at Kabuye hill to commit a crime. Instead, it follows from the Trial Judgment that Kalimanzira’s role during his time at Kabuye hill involved “providing armed reinforcements.”[3] While it is possible that an order to attack could have been inferred from the surrounding circumstances, the Appeals Chamber is not satisfied that the Prosecution has demonstrated that this is the only reasonable inference from the evidence.

[1] Semanza Appeal Judgement, paras. 361, 363.

[2] Trial Judgement, paras. 97-99.

[3] Trial Judgement, para. 393.

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218. In discussing the forms of responsibility under Article 6(1) of the Statute, the Trial Chamber stated that “‘[c]ommitting’ implies, primarily, physically perpetrating a crime.”[1] The Appeals Chamber can identify no error in this definition. The formulation is similar to the one articulated in the Nahimana et al. Appeal Judgement.[2] Indeed, the Trial Chamber’s use of the term “primarily” to qualify its definition of committing as physical perpetration illustrates that it did not limit the scope of its inquiry.[3] This stands in contrast to the definition used by the trial chamber in the Seromba case, which the Appeals Chamber found too restrictive.[4] The fact that the Trial Chamber did not explicitly recall the additional clarification of this well-settled principle provided by the Gacumbitsi and Seromba Appeal Judgements does not mean that these clarifications were not considered.

219. It follows from the Gacumbitsi and Seromba Appeal Judgements that physical perpetration need not only mean physical killing and that other acts can constitute direct participation in the actus reus of the crime.[5] The question is whether an accused’s conduct “was as much an integral part of the genocide as were the killings which it enabled.”[6] Bearing this in mind, the Appeals Chamber is not convinced that the Trial Chamber’s conclusion that Kalimanzira’s conduct was best characterized as aiding and abetting was unreasonable. The Trial Chamber did not find that he supervised or directed the attack at Kabuye hill. Instead, it concluded that he lured Tutsis to Kabuye hill and brought armed reinforcements.[7]

220. In other cases, trial chambers have qualified bringing assailants to a killing site as aiding and abetting.[8] In the circumstances of this case, the Appeals Chamber is not convinced that Kalimanzira’s tacit approval of Sub-Prefect Ntawukulilyayo’s call for Tutsis to go to Kabuye hill, and his leading assailants to Kabuye hill,[9] are sufficient to require that the legal qualification of his overall conduct be elevated to “committing”. Furthermore, the fact that the Trial Chamber found that Kalimanzira possessed genocidal intent,[10] rather than simply knowledge of the principal perpetrators’ mens rea,[11] does not in itself compel the conclusion that the Trial Chamber erred in finding that aiding and abetting most accurately described Kalimanzira’s conduct. The Appeals Chamber recalls that it is not unusual for a trial chamber to find that an individual convicted only of aiding and abetting possesses genocidal intent.[12]

[1] Trial Judgement, para. 161.

[2] Nahimana et al. Appeal Judgement, para. 478 (“The Appeals Chamber recalls that commission covers, primarily, the physical perpetration of a crime (with criminal intent) or a culpable omission of an act that is mandated by a rule of criminal law, but also participation in a joint criminal enterprise.”).

[3] Trial Judgement, para. 161.

[4] See Seromba Appeal Judgement, para. 155 (“‘committing’ means [...] direct physical or personal perpetration”), quoting Seromba Trial Judgement, para. 302. See also Seromba Appeal Judgement, para. 161 (“[T]he Trial Chamber erred in law by holding that ‘committing’ requires direct and physical perpetration of the crime by the offender.”).

[5] Gacumbitsi Appeal Judgement, para. 60; Seromba Appeal Judgement, para. 161.

[6] Gacumbitsi Appeal Judgement, para. 60. See also Seromba Appeal Judgement, para. 161.

[7] Trial Judgement, para. 393.

[8] See, e.g., Semanza Trial Judgement, paras. 431-433; Ntakirutimana Trial Judgement, paras. 827-831.

[9] See Trial Judgement, paras. 392, 393.

[10] Trial Judgement, para. 393.

[11] See Blagojević and Jokić Appeal Judgement, para. 127.

[12] See Ntakirutimana Trial Judgement, paras. 827-831. Cf. Semanza Trial Judgement, paras. 431-433.

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238. Finally, the Appeals Chamber is not persuaded by the Prosecution’s reading of the Gacumbitsi Appeal Judgement and its relevance to this case. Just as there is no category of cases within the jurisdiction of the Tribunal where the imposition of a sentence of life imprisonment is per se barred, there is also no category of cases where it is per se mandated. Each case remains to be examined on its own individual facts.[1]

[1] Gacumbitsi Trial Judgement, paras. 224, 325. The Trial Chamber found that Gacumbitsi had exhibited particular sadism and that there were no significant mitigating circumstances. He was found to be a “primary player” and “a leader in the commune who used his power to commit the brutal massacre and rape of thousands.” See Gacumbitsi Appeal Judgement, para. 204. The Appeals Chamber noted that, although not every individual convicted of genocide or extermination has been sentenced to life imprisonment, Gacumbitsi’s case was not comparable to the cases where a fixed term of imprisonment has been imposed. See Gacumbitsi Appeal Judgement, paras. 204, 205, n. 446.

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229. The Appeals Chamber agrees that the crimes’ commission in Kalimanzira’s own prefecture and not at the national level is not a relevant fact for the purpose of assessing their gravity. The genocide that was committed in Rwanda between 6 April 1994 and 17 July 1994, which resulted in the killings of hundreds of thousands of Tutsis, is indivisible.[1] […]

[1] See Ndindabahizi Appeal Judgement, para. 138.

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