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Notion(s) Filing Case
Review Judgement - 08.12.2010 ŠLJIVANČANIN Veselin
(IT-95-13/1-R.1)

32. The Appeals Chamber recalls its prior conclusion that “the impact of the Panić New Fact, if proved, is such that to ignore it would lead to a miscarriage of justice”.[1] In this respect, the Appeals Chamber notes that the Additional Conviction was premised on both a delineation of Šljivančanin’s duty to protect the Prisoners,[2] and the Appeals Chamber’s finding that Šljivančanin possessed the mens rea to aid and abet murder as a violation of the laws or customs of war.[3] The Appeals Chamber further observes that its finding concerning Šljivančanin’s mens rea rested on the conclusion that the only reasonable interpretation from the available circumstantial evidence was that Mrkšić informed Šljivančanin of the Withdrawal Order during the Conversation. The Panić New Fact renders this latter inference untenable, and thus undermines the Mrkšić and Šljivančanin Appeal Judgement’s finding that Šljivančanin was guilty of aiding and abetting murder as a violation of the laws or customs of war.[4] Accordingly, the Appeals Chamber vacates the Additional Conviction.[5]

See also para. 31.

[1] [Decision with Respect to Veselin Šljivančanin’s Application for Review, 14 July 2010], p. 4.

[2] See [Prosecutor v. Mile Mrkšić and Veselin [ljivančanin, Case No. IT-95-13/1-A, Judgement, 5 May 2009 (“Mrkšić and [ljivančanin Appeal Judgement”)], para. 74. The Appeals Chamber observes that this conclusion of the Mrkšić and [ljivančanin Appeal Judgement is not at issue in these review proceedings.

[3] Id., para. 63. See also id., para. 75.

[4] Id., para. 103, p. 169.

[5] In light of this determination, the Appeals Chamber will not entertain Šljivančanin’s request to call his own military expert. See [Reply on Behalf of Veselin [ljivančanin to Prosecution Response, 3 November 2010], para. 32.

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ICTR Statute Article 25 ICTY Statute Article 26 ICTR Rule Rule 120;
Rule 121
ICTY Rule Rule 119;
Rule 120
Notion(s) Filing Case
Review Judgement - 08.12.2010 ŠLJIVANČANIN Veselin
(IT-95-13/1-R.1)

33. In the Mrkšić and Šljivančanin Appeal Judgement, the Appeals Chamber considered that the sentence of five years’ imprisonment imposed by the Trial Chamber on Šljivančanin for aiding and abetting torture did not “adequately reflect the level of gravity of the crimes committed by Šljivančanin”.[1] In particular, the Appeals Chamber noted that the torture was “characterized by extreme cruelty and brutality towards the [Prisoners], some of whom may have been previously injured as they had been taken from the Vukovar hospital”,[2] and referred to “the consequences of the torture upon the victims and their families, the particular vulnerability of the [P]risoners, and the very large number of victims”.[3] Based on the circumstances of the case, “including the seriousness of the crimes for which Šljivančanin was convicted” by the Trial Chamber as well as the entry of the Additional Conviction,[4] the Appeals Chamber proceeded to quash Šljivančanin’s original sentence of five years’ imprisonment and imposed, Judges Pocar and Vaz dissenting, a new sentence of 17 years’ imprisonment.[5] Because the Appeals Chamber has now vacated the Additional Conviction, which constituted a partial basis for the increase in Šljivančanin’s sentence, the Appeals Chamber must consider whether the sentence of 17 years’ imprisonment should be revised.

36. The Appeals Chamber considers that the reversal of the Additional Conviction represents a significant reduction in Šljivančanin’s culpability and calls for a revision in sentence. The Appeals Chamber observes, however, that Šljivančanin’s aiding and abetting the torture of the Prisoners was an extremely serious crime. In the circumstances of this case, the Appeals Chamber, Judge Pocar dissenting, reduces Šljivančanin’s sentence of 17 years’ imprisonment to ten years’ imprisonment.

Judge Meron and Judge Güney appended separate opinions. Judge Pocar appended a partially dissenting opinion.

[1] Mrkšić and [ljivančanin Appeal Judgement, paras 413, 417.

[2] Id., para. 412.

[3] Id., para. 413.

[4] Id., para. 419.

[5] Id., p. 170.

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Notion(s) Filing Case
Decision on Judicial Notice - 29.10.2010 BAGOSORA et al. (Military I)
(ICTR-98-41-A)

7. Rule 94(B) of the Rules provides that, at a request of a party or proprio motu, a Trial Chamber may decide to take judicial notice of adjudicated facts from other proceedings of the Tribunal relating to the matter at issue in the current proceedings.[1] The Appeals Chamber previously held that adjudicated facts are “facts that have been established in a proceeding between other parties on the basis of the evidence the parties to that proceeding chose to introduce, in the particular context of that proceeding.”[2] Only facts which are not under challenge before the Appeals Chamber or, if challenged, have been upheld by the Appeals Chamber can be deemed “adjudicated” within the meaning of Rule 94(B) of the Rules.[3] By taking judicial notice of an adjudicated fact, a Chamber establishes a well-founded presumption for the accuracy of this fact, which therefore does not have to be proven again at trial.[4]

[1] See Momir Nikolić v. Prosecutor, Case No. IT-02-60/l-A, Decision on Appellant's Motion for Judicial Notice, 1 April 2005 (“Momir Nikolić Appeal Decision”), para. 11.

[2] Prosecutor v. Édouard Karemera et al., Case No. ICTR-98-44-AR73(C), Decision on Prosecutor’s Interlocutory Appeal of Decision on Judicial Notice, 16 June 2006 (“Karemera et al. Appeal Decision”), para. 40.

[3] Prosecutor v. Zoran Kupreškić et al., Case No. IT-95-16-A, Decision on the Motions of Drago Josipović, Zoran Kupreškić and Vlatko Kupreškić to Admit Additional Evidence Pursuant to Rule 115 and for Judicial Notice to be Taken Pursuant to Rule 94(B), 8 May 2001, para. 6. See also The Prosecutor v. Casimir Bizimungu et al., Case No. ICTR-99-50-I, Decision on Prosecution’s Motion for Judicial Notice Pursuant to Rules 73, 89 and 94, 2 December 2003, para. 34, cited in Momir Nikolić Appeal Decision, para. 45; Prosecutor v. Slobodan Milošević, Case No. IT-02-54-AR73.5, Decision on the Prosecution’s Interlocutory Appeal Against the Trial Chamber’s 10 April 2003 Decision on Prosecution Motion for Judicial Notice of Adjudicated Facts, 28 October 2003 (“Slobodan Milošević Appeal Decision”), p. 4, fn. 10.

[4] Momir Nikolić Appeal Decision, para. 11; Slobodan Milošević Appeal Decision, p. 4. See also Karemera et al. Appeal Decision, para. 42;

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ICTR Rule Rule 94 ICTY Rule Rule 94
Notion(s) Filing Case
Decision on Judicial Notice - 29.10.2010 BAGOSORA et al. (Military I)
(ICTR-98-41-A)

12. In addition, the Appeals Chamber notes that paragraphs 26 and 27 of the Bagaragaza Sentencing Judgement which Nsengiyumva also seeks to have judicially noticed contain legal conclusions on Michel Bagaragaza’s criminal responsibility and not facts. The Appeals Chamber recalls that “[j]udicial notice pursuant to Rule 94(B) is not designed for the importing of legal conclusions from past proceedings.”[1] Therefore, the Appeals Chamber finds that paragraphs 26 and 27 of the Bagaragaza Sentencing Judgement cannot be subject to judicial notice under Rule 94(B) of the Rules.

[1] Prosecutor v. Dragomir Milošević, Case No. IT-98-29/1-AR73.1, Decision on Interlocutory Appeals against Trial Chamber’s Decision on Prosecution’s Motion for Judicial Notice of Adjudicated Facts and Prosecution’s Catalogue of Agreed Facts, 26 June 2007, para. 22.

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ICTR Rule Rule 94 ICTY Rule Rule 94
Notion(s) Filing Case
Decision on Judicial Notice - 29.10.2010 BAGOSORA et al. (Military I)
(ICTR-98-41-A)

10. Nsengiyumva requests that judicial notice be taken of portions of a sentencing judgement based on a guilty plea. In this respect, the Appeals Chamber notes that Trial Chambers of this Tribunal and of the International Criminal Tribunal for the former Yugoslavia have held that in order to be judicially noticed, facts must not be based on an agreement between the parties to the original proceedings,[1] and that, as such, facts shall not be deemed “adjudicated” if they are based on guilty pleas or admissions voluntarily made by an accused during the proceedings.[2] This position is based on the consideration that such facts are not proper sources of judicial notice because they have not been subjected to the same level of scrutiny as in other trial situations where one of the parties has the burden of proof,[3] and that the accused’s admissions “speak neither to the general currency of the fact nor to its indisputable character.”[4]

11. The Appeals Chamber agrees that facts based on an agreement between parties in previous proceedings cannot be deemed “adjudicated facts” within the meaning of Rule 94 of the Rules because they have not been established by the Trial Chamber on the basis of evidence. Rather, such facts are merely accepted by the Trial Chamber upon a less burdensome level of scrutiny than the one applied to instances where the Prosecution must prove the facts upon which convictions are based beyond reasonable doubt. In light of this reasoning, the Appeals Chamber finds that the facts admitted by Michel Bagaragaza as set out in paragraphs 24 and 25 of the Bagaragaza Sentencing Judgement are not subject to judicial notice under Rule 94(B) of the Rules.

[1] See, e.g., The Prosecutor v. Vojislav Šešelj, Case No. IT-03-67-T, Decision on Prosecution Motion for Judicial Notice of Facts Adjudicated by Krajišnik Case, signed on 23 July 2010, filed on 4 August 2010, para. 7(5); Prosecutor v. Radovan Karad‘ić, Case No. IT-95-5/18-T, Decision on Fifth Prosecution Motion for Judicial Notice of Adjudicated Facts, 14 June 2010, para. 14(g); Prosecutor v. Jovica Stanišić and Franko Simatović, Case No. IT-03-69-T, Decision on Prosecution’s Motion for Judicial Notice of Adjudicated Facts, 25 November 2009 (“Stanišić and Simatović Decision”), para. 56; Prosecutor v. Milan Lukić and Sredoje Lukić, Case No. IT-98-32/1-T, Decision on Prosecution’s Motion for Judicial Notice of Adjudicated Facts, 22 August 2008, para. 20(g); Prosecutor v. Momčilo Perišić, Case No. IT-04-81-PT, Decision on Prosecution’s Motion for Judicial Notice of Adjudicated Facts Concerning Sarajevo, 26 June 2008 (“Perišić Decision”), para. 27; Prosecutor v. Vujadin Popović et al., Case No. IT-05-88-T, Decision on Prosecution Motion for Judicial Notice of Adjudicated Facts, 26 September 2006 (“Popović et al. Decision”), para. 11; Prosecutor v. Željko Mejakić et al,, Case No. IT-02-65-PT, Decision on Prosecution Motion for Judicial Notice Pursuant to Rule 94(B), 1 April 2004, p. 4; Prosecutor v. Momčilo Krajišnik, Case No. IT-00-39-PT, Decision on Prosecution Motions for Judicial Notice of Adjudicated Facts and for Admission of Written Statements of Witnesses Pursuant to Rule 92bis, 28 February 2003 (“Krajišnik Decision”), para. 14; Prosecutor v. Slobodan Milošević, Case No. IT-02-54-T, Decision on Prosecution’s Motion for Judicial Notice of Adjudicated Facts Relevant to the Municipality of Brcko, 5 June 2002 (“Slobodan Milošević Decision”), p. 3.

[2] See, e.g., Stanišić and Simatović Decision, para. 27(iv); Perišić Decision, paras. 16(iv), 27; Popović et al. Decision, para. 11; Prosecutor v. Jadranko Prlić et al., Case No. IT-04-74-T, Decision on Prosecution Motions for Judicial Notice of Adjudicated Facts of 14 and 23 June 2006, signed on 7 September 2006, filed in French on 8 September 2006, in English on 29 November 2006, para. 18(6); Krajišnik Decision, para. 15(vii); Slobodan Milošević Decision, p. 3; The Prosecutor v. Elizaphan Ntakirutimana and Gérard Ntakirutimana, Case Nos. ICTR-96-10-T and ICTR-96-17-T, Decision on the Prosecutor’s Motion for Judicial Notice of Adjudicated Facts, signed on 22 November 2001, filed on 23 November 2001 (“Ntakirutimana Decision”), para. 26; The Prosecutor v. Laurent Semanza, Case No. ICTR-97-20-T, Decision on the Prosecutor's Motion for Judicial Notice and Presumptions of Facts Pursuant to Rules 94 and 54, signed on 3 November 2000, filed on 6 November 2000 (“Semanza Decision”), para. 34.

[3] Ntakirutimana Decision, para. 26.

[4] Slobodan Milošević Decision, p. 3, fn. 2; Semanza Decision, para. 34.

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ICTR Rule Rule 94 ICTY Rule Rule 94
Notion(s) Filing Case
Decision on Judicial Notice - 29.10.2010 BAGOSORA et al. (Military I)
(ICTR-98-41-A)

8. The Appeal Chamber further recalls that on appeal, a fact qualifying for judicial notice under Rule 94 of the Rules is not automatically admitted and must meet the requirements provided for by Rule 115 of the Rules.[1] The Appeals Chamber emphasizes in this regard that Rule 94 of the Rules is not a mechanism that may be employed to circumvent the general rules governing the admissibility of evidence.[2]

[1] Momir Nikolić Appeal Decision, para. 17.

[2] Laurent Semanza v. The Prosecutor, Case No. ICTR-97-20-A, Judgement, 20 May 2005, para. 189; Momir Nikolić Appeal Decision, para. 17.

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ICTR Rule Rule 94 ICTY Rule Rule 94
Notion(s) Filing Case
Appeal Judgement - 20.10.2010 RUKUNDO Emmanuel
(ICTR-2001-70-A)

250. The Appeals Chamber recalls that it is settled jurisprudence of the Tribunal that the abuse of a position of influence and authority in society can be taken into account as an aggravating factor in sentencing.[1] The Appeals Chamber considers that Rukundo has not demonstrated that it was unreasonable for the Trial Chamber to conclude that, as a military chaplain and priest, he would be viewed as a person of influence. Furthermore, a review of the Trial Chamber’s findings on this point reveals that it not only took into account Rukundo’s influence but also the use to which he put that influence.

[1] Seromba Appeal Judgement, para. 230; Simba Appeal Judgement, para. 284; Ndindabahizi Appeal Judgement, para. 136. See also Dragomir Milošević Appeal Judgement, para. 302.

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Appeal Judgement - 20.10.2010 RUKUNDO Emmanuel
(ICTR-2001-70-A)

52. The Appeals Chamber has explained that an “aider and abettor commit[s]] acts specifically aimed at assisting, encouraging, or lending moral support for the perpetration of a specific crime, and that this support had a substantial effect on the perpetration of the crime.”[1] It recalls that there is no requirement of a cause-effect relationship between the conduct of the aider and abettor and the commission of the crime nor that such conduct served as a condition precedent to the commission of the crime.[2] It is sufficient for the aider and abettor’s assistance or encouragement to have had a substantial effect on the realisation of that crime,[3] the establishment of which is a “fact-based inquiry”.[4] […]

[1] Seromba Appeal Judgement, para. 44. See also Karera Appeal Judgement, para. 321; Mrkšić and [ljivančanin Appeal Judgement, para. 81; Blagojević and Jokić Appeal Judgement, para. 127.

[2] Mrkšić and [lijivančanin Appeal Judgement, para. 81; Blagojević and Jokić Appeal Judgement, para. 134; Blaškić Appeal Judgment, para. 48.

[3] Mrkšić and [ljivančanin Appeal Judgement, para. 81; Orić Appeal Judgement, para. 43; Nahimana et al. Appeal Judgement, para. 482; Blagojević and Jokić Appeal Judgement, para. 134.

[4] Blagojević and Jokić Appeal Judgement, para. 134.

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ICTR Statute Article 6(1) ICTY Statute Article 7(1)
Notion(s) Filing Case
Appeal Judgement - 20.10.2010 RUKUNDO Emmanuel
(ICTR-2001-70-A)

53. With regard to the mens rea required for aiding and abetting, the Appeals Chamber has held that “[t]]he requisite mental element [...]] is knowledge that the acts performed assist the commission of the specific crime of the principal perpetrator.”[1] Specific intent crimes such as genocide also require that “the aider and abettor must know of the principal perpetrator’s specific intent.”[2]

92. […] It further recalls that aiding and abetting as a form of responsibility pursuant to Article 6(1) of the Statute does not require that the accused be in a position of authority.[3] […]

[1] Muvunyi Appeal Judgement, para. 79. See also Karera Appeal Judgement, para. 321; Mrkšić and [ljivančanin Appeal Judgement, para. 49.

[2] Blagojević and Jokić Appeal Judgement, para. 127; Blagoje Simić Appeal Judgement, para. 86.

[3] Muhimana Appeal Judgement, para. 189. 

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ICTR Statute Article 6(1) ICTY Statute Article 7(1)
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Appeal Judgement - 20.10.2010 RUKUNDO Emmanuel
(ICTR-2001-70-A)

185. The Appeals Chamber recalls that the crime of extermination is the act of killing on a large scale.[1] The expression “on a large scale” does not, however, suggest a numerical minimum.[2] As a crime against humanity, the act of killing must occur within the context of a widespread or systematic attack against the civilian population on national, political, ethnic, racial, or religious grounds.[3]

[1] Ntakirutimana Appeal Judgement, para. 516.

[2] Ntakirutimana Appeal Judgement, para. 516.

[3] Ntakirutimana Appeal Judgement, para. 516.

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ICTR Statute Article 3(b) ICTY Statute Article 5(b)
Notion(s) Filing Case
Appeal Judgement - 20.10.2010 RUKUNDO Emmanuel
(ICTR-2001-70-A)

76. The Appeals Chamber recalls its holding in the Nahimana et al. Appeal Judgement that:

two testimonies corroborate one another when one prima facie credible testimony is compatible with the other prima facie credible testimony regarding the same fact or a sequence of linked facts. It is not necessary that both testimonies be identical in all aspects or describe the same fact in the same way. Every witness presents what he has seen from his own point of view at the time of the events, or according to how he understood the events recounted by others. It follows that corroboration may exist even when some details differ between testimonies, provided that no credible testimony describes the facts in question in a way which is not compatible with the description given in another credible testimony.[1] See also para. 201.

[1] Nahimana et al. Appeal Judgement, para. 428. See also Karera Appeal Judgement, para. 173.

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Appeal Judgement - 20.10.2010 RUKUNDO Emmanuel
(ICTR-2001-70-A)

67. The Appeals Chamber recalls that a reasonable Trial Chamber must take into account the difficulties associated with identification evidence in a given case and must carefully evaluate any such evidence before accepting it as the basis for sustaining a conviction.[1] […] See also para195.

[1] Limaj et al. Appeal Judgement, para. 30; Kamuhanda Appeal Judgement, para. 234; Kupreškić et al. Appeal Judgement, para. 34.

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Appeal Judgement - 20.10.2010 RUKUNDO Emmanuel
(ICTR-2001-70-A)

86. The Appeals Chamber recalls that a Trial Chamber has the discretion to accept a witness’s evidence, notwithstanding inconsistencies between the said evidence and his or her previous statements, as it is up to the Trial Chamber to determine whether an alleged inconsistency is sufficient to cast doubt on the evidence of the witness concerned.[1] […]

207. The Appeals Chamber recalls that the Trial Chamber has the main responsibility to resolve any inconsistencies that may arise within or amongst witnesses’ testimonies.[2] It is within the discretion of the Trial Chamber to evaluate any such inconsistencies, to consider whether the evidence taken as a whole is reliable and credible, and to accept or reject the fundamental features of the evidence.[3]

[1] Kajelijeli Appeal Judgement, para. 96. See also Rutaganda Appeal Judgement, para. 443; Musema Appeal Judgement, para. 89.

[2] Simba Appeal Judgement, para. 103.

[3] Simba Appeal Judgement, para. 103.

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Appeal Judgement - 20.10.2010 RUKUNDO Emmanuel
(ICTR-2001-70-A)

62. The Appeals Chamber finds no error in the fact that the Trial Chamber took into consideration the judicially-noticed fact that “during 1994, there was a campaign of mass killing intended to destroy, in whole or at least in very large part, Rwanda’s Tutsi population”.[1] […]

63. As the Appeals Chamber’s jurisprudence underscores, Rukundo is correct in contending that judicial notice and evidence of the general context cannot be a substitute for specific findings on mens rea. However, the Trial Chamber’s analysis does not use the general context in Rwanda and in Gitarama Prefecture as the sole basis for finding that Rukundo possessed the mens rea for genocide. Instead, it appropriately used the judicially-noticed finding of widespread attacks against Tutsis in Rwanda, and the contextual evidence about the targeting of Tutsis in Gitarama Prefecture, as a frame or context in which to interpret numerous other indicators of Rukundo’s mens rea. […]

[1] Trial Judgement, para. 565, citing The Prosecutor v. Édouard Karemera et al., Case No. ICTR-98-44-AR73(c), Decision on Prosecutor’s Interlocutory Appeal of Decision on Judicial Notice, 16 June 2006 (“Karemera et al. Appeal of Decision on Judicial Notice”), para. 35.

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Appeal Judgement - 20.10.2010 RUKUNDO Emmanuel
(ICTR-2001-70-A)

29. The Appeals Chamber has previously emphasized that “[t]he charges against an accused and the material facts supporting those charges must be pleaded with sufficient precision in an indictment so as to provide notice to the accused”.[1] An indictment which fails to duly set forth the specific material facts underpinning the charges against the accused is defective.[2] The defect may be cured if the Prosecution provides the accused with timely, clear, and consistent information detailing the factual basis underpinning the charge. However, a clear distinction has to be drawn between vagueness in an indictment and an indictment omitting certain charges altogether.[4] While it is possible, as stated above, to remedy the vagueness of an indictment, omitted charges can be incorporated into the indictment only by a formal amendment pursuant to Rule 50 of the Rules.[5] Finally, in reaching its judgement, a Trial Chamber can only convict the accused of crimes that are charged in the indictment.[6]

[1] Muvunyi Appeal Judgement, para. 18, referring to Seromba Appeal Judgement, paras. 27, 100, Simba Appeal Judgement para. 63, Muhimana Appeal Judgement, paras. 76, 167, 195, Gacumbitsi Appeal Judgement, para. 49, Ndindabahizi Appeal Judgement, para. 16.

[2] Nahimana et al. Appeal Judgement, para. 322; Ntagerura et al. Appeal Judgement, para. 22; Niyitegeka Appeal Judgement, para. 195; Kupreškić et al. Appeal Judgement, para. 114.

[3] Muvunyi Appeal Judgement, para. 20, referring to Seromba Appeal Judgement, para. 100; Simba Appeal Judgement, para. 64; Muhimana Appeal Judgement, paras. 76, 195, 217; Gacumbitsi Appeal Judgement, para. 49. See also Ntagerura et al. Appeal Judgement, paras. 28, 65.

[4] Karera Appeal Judgement, para. 293; Ntagerura et al. Appeal Judgement, para. 32. See also Muvunyi Appeal Judgement, para. 20, citing The Prosecutor v. Bagosora et al., Case No. ICTR-98-41-AR73, Decision on Aloys Ntabakuze’s Interlocutory Appeal on Questions of Law Raised by the 29 June 2006 Trial Chamber I Decision on Motion for Exclusion of Evidence, 18 September 2006 (“Bagosora et al. Decision of 18 September 2006”), para. 30.

[5] Karera Appeal Judgement, para. 293; Ntagerura et al. Appeal Judgement, para. 32. See also Muvunyi Appeal Judgement, para. 20, citing Bagosora et al. Decision of 18 September 2006, para. 30.

[6] Muvunyi Appeal Judgement, para. 18; Nahimana et al. Appeal Judgement, para. 326; Ntagerura et al. Appeal Judgement, para. 28; Kvočka et al. Appeal Judgement, para. 33.

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Appeal Judgement - 20.10.2010 RUKUNDO Emmanuel
(ICTR-2001-70-A)

163. The Appeals Chamber considers that a broad date range, in and of itself, does not invalidate a paragraph of an indictment.[1] In light of the Trial Chamber’s finding that abductions were recurring and that Rukundo was involved on “at least four occasions”,[2] and given that the evidence indicates that his involvement in the abductions did essentially span this period, the Appeals Chamber does not consider that the date range of April and May 1994 was unreasonably broad. […]

[1] See, e.g., Muvunyi Appeal Judgement, para. 58 (in which the Appeals Chamber found that a paragraph of the indictment which gave a date range of mid-April to June 1994 was not defective).

[2] Trial Judgement, paras. 364, 570.

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Appeal Judgement - 20.10.2010 RUKUNDO Emmanuel
(ICTR-2001-70-A)

119. […] When the Defence is of the view that the Prosecution introduces evidence of material facts of which it had no notice, it can make an objection to the admission of such evidence for lack of notice.[1] If the Trial Chamber agrees with the Defence that insufficient notice was given, the Trial Chamber may exclude the challenged evidence in relation to the unpleaded material facts, require the Prosecution to amend the indictment, grant an adjournment to allow the Defence adequate time to respond to the additional allegations, or take other measures to preserve the rights of the accused to a fair trial.[2] With respect to this last measure, the Appeals Chamber recalls that a Trial Chamber can also find the particular evidence inadmissible to prove a material fact of which the accused was not on notice, but admissible with respect to other allegations sufficiently pleaded.[3]

[1] The Prosecutor v. Théoneste Bagosora et al., Case No. ICTR-98-41-AR73, Decision on Aloys Ntabakuze’s Interlocutory Appeal on Questions of Law Raised by the 29 June 2006 Trial Chamber I Decision on Motion for Exclusion of Evidence, 18 September 2006 (“Bagosora et al. Appeal Decision”), para. 18. See also Furund‘ija Appeal Judgement, para. 61.

[2] Bagosora et al. Appeal Decision, para. 18.

[3] Arsène Shalom Ntahobali & Pauline Nyiramasuhuko v. The Prosecutor, Case No. ICTR-97-21-AR73, Decision of the Appeals by Pauline Nyiramasuhuko and Arsène Shalom Ntahobali on the “Decision on Defence Urgent Motion to Declare Parts of the Evidence of Witnesses RV and QBZ Inadmissible”, 2 July 2004, para. 15 (“[A]]lthough on the basis of the present indictment it is not possible to convict Nyiramasuhuko in respect of her presence at the installation of Ndayambaje, evidence of this meeting can be admitted to the extent that it may be relevant to the proof of any allegation pleaded in the Indictment.”). See also Kanyarukiga Appeal Decision, para. 11; Bagosora et al. Appeal Decision, n. 40.

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Appeal Judgement - 20.10.2010 RUKUNDO Emmanuel
(ICTR-2001-70-A)

30. The Appeals Chamber recalls that the practice of both the Tribunal and the ICTY requires the Prosecution to plead the specific forms of individual criminal responsibility for which the accused is being charged.[1] The Prosecution has repeatedly been discouraged from simply restating Article 6(1) of the Statute, unless it intends to rely on all of the forms of individual criminal responsibility contained therein, because of the ambiguity that this causes.[2]

[1] Semanza Appeal Judgement, para. 357; Blagoje Simić Appeal Judgement, para. 21; Blaškić Appeal Judgement, para. 215. See also Ntakirutimana Appeal Judgement, para. 473; Aleksovski Appeal Judgement, para. 171, n. 319; Prosecutor v. Radoslav Brđanin and Momir Talić, Case No. IT-99-36-PT, Decision on Objections by Momir Talić to the form of the Amended Indictment, 20 February 2001 (“Brđanin and Talić Decision of 20 February 2001”), para. 10; Prosecutor v. Milorad Krnojelac, Case No. IT-97-25-T, Decision on Preliminary Motion on Form of Amended Indictment, 11 February 2000 (“Krnojelac Decision of 11 February 2000”), para. 60.

[2] See, e.g., Semanza Appeal Judgement, para. 357; Ntakirutimana Appeal Judgement, para. 473; Krnojelac Decision of 11 February 2000, para. 60; Aleksovski Appeal Judgement, para. 171, n. 319; Delalić et al. Appeal Judgement, para. 351; Brđanin and Talić Decision of 20 February 2001, para. 10.

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Appeal Judgement - 20.10.2010 RUKUNDO Emmanuel
(ICTR-2001-70-A)

160. As the Trial Chamber correctly observed, where the number of victims is large, each and every victim need not be identified in the indictment.[1] While the Trial Chamber noted that there was no evidence adduced regarding the specific number of deaths resulting from the abductions from the Saint Léon Minor Seminary, the repetitive nature of the abductions and the fact that at least one bus was used to remove the identified refugees suggests that there was a significant number of victims.[2] In this context, the Appeals Chamber considers that the identification of the victims as Tutsi refugees taken from the Saint Léon Minor Seminary was sufficiently precise to allow Rukundo to prepare his defence.

[1] Kupreškić et al. Appeal Judgement, para. 90.

[2] See Trial Judgement [The Prosecutor v. Emmanuel Rukundo, Case No. ICTR-2001-70-T, Judgment, 27 February 1999], para. 589.

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Appeal Judgement - 20.10.2010 RUKUNDO Emmanuel
(ICTR-2001-70-A)

255. Pursuant to Rule 101(B)(ii) of the Rules, a Trial Chamber is required to take into account any mitigating circumstances in determining a sentence.[1] However, the accused bears the burden of establishing mitigating factors by a preponderance of the evidence.[2] If an accused fails to put forward relevant information, the Appeals Chamber considers that, as a general rule, a Trial Chamber is not under an obligation to seek out information that counsel did not see fit to put before it at the appropriate time.[3] Rule 86(C) of the Rules clearly indicates that sentencing submissions shall be addressed during closing arguments, and it was therefore Rukundo’s prerogative to identify any mitigating circumstances at the time. The Appeals Chamber notes that Rukundo made no sentencing submissions at trial.[4] This in itself would suffice for the Appeals Chamber to dismiss his argument.

[1] See also Nchamihigo Appeal Judgement, para. 387; Muhimana Appeal Judgement, para. 231.

[2] Muhimana Appeal Judgement, para. 231; Kajelijeli Appeal Judgement, para. 294.

[3] Muhimana Appeal Judgement, para. 231; See also Nahimana et al. Appeal Judgement, para. 1103.

[4] Rukundo Final Trial Brief; T. 20 February 2008.

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