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Appeal Judgement - 09.05.2007 BLAGOJEVIĆ & JOKIĆ
(IT-02-60-A)

287. The Appeals Chamber agrees that a superior need not necessarily know the exact identity of his or her subordinates who perpetrate crimes in order to incur liability under Article 7(3) of the Statute. […]

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ICTR Statute Article 6(3) ICTY Statute Article 7(3)
Notion(s) Filing Case
Appeal Judgement - 09.05.2007 BLAGOJEVIĆ & JOKIĆ
(IT-02-60-A)

82. Accomplice testimony is not per se unreliable, and its use by a Trial Chamber, in and of itself, does not constitute error. Such evidence, however, must be carefully considered in light of the circumstances under which it was given. […] In the view of the Appeals Chamber, the Trial Chamber treated this evidence with appropriate caution. […]

[1] Niyitegeka Appeal Judgement, para. 98. See also Ntagerura et al. Appeal Judgement, paras. 203, 204.

[2] Niyitegeka Appeal Judgement, para. 98. See also Ntagerura et al. Appeal Judgement, para. 204.

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Appeal Judgement - 09.05.2007 BLAGOJEVIĆ & JOKIĆ
(IT-02-60-A)

82. […] the Appeals Chamber observes that it is not unreasonable for a Trial Chamber to accept certain parts of a witness’s testimony and reject others.[1]

[1] Kupreškić et al. Appeal Judgement, para. 333. See also Ntagerura et al. Appeal Judgement, para. 214; Kamuhanda Appeal Judgement, para. 248.

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Notion(s) Filing Case
Appeal Judgement - 09.05.2007 BLAGOJEVIĆ & JOKIĆ
(IT-02-60-A)

14. The Appeals Chamber ultimately confirmed that as a participant in the International Tribunal’s legal aid program, Blagojević did not have the absolute right to choose his counsel;[1] that the Registrar had properly assigned competent counsel committed to representing Blagojević’s interests;[2] that good cause did not exist for removing his duly assigned defence team;[3] and that he was not justified in unilaterally refusing to cooperate with his lawyers.[4] […]

17. Blagojević submits that the Trial Chamber violated his right to counsel of his choice when it refused to replace his entire defence team after the breakdown in trust and communication between him and his assigned counsel. This submission consists of two principal arguments. First, Blagojević maintains that, even as a participant in the International Tribunal’s legal aid system, he has a right to counsel of his choice. This argument has no merit. An accused who lacks the means to remunerate counsel shall have the right to have counsel assigned to him by the Registrar from the list drawn up in accordance with Rule 45(B), provided that there is no impediment to the assignment of that counsel.[5] While there is the additional limitation placed on the right of an indigent accused to choose counsel in so far as the choice is limited to the list of counsel maintained in accordance with Rule 45, as previously explained in this case, the Registrar normally takes account of an accused’s preferences in assigning counsel, as was done in the present case, but it is also within the Registrar’s discretion to override that preference in the interests of justice.[6] Once counsel has been properly assigned, as was the case here, counsel has a professional obligation to continue representing the accused and may only be withdrawn or replaced, if sufficient cause exists.[7]

[1] Blagojević, Ex Parte and Confidential Reasons for Decision on Appeal by Vidoje Blagojević to Replace His Defence Team [Prosecutor v. Vidoje Blagojević, Case No. IT-02-60-AR73.4, Ex Parte and Confidential Reasons for Decisions on Appeal by Vidoje Blagojević to Replace his Defence Team, 7 November 2003], paras. 22, 33, 54.

[2] Blagojević, Ex Parte and Confidential Reasons for Decision on Appeal by Vidoje Blagojević to Replace His Defence Team, para. 54.

[3] Blagojević, Ex Parte and Confidential Reasons for Decision on Appeal by Vidoje Blagojević to Replace His Defence Team, paras. 16-22, 24-33, 42-54.

[4] Blagojević, Ex Parte and Confidential Reasons for Decision on Appeal by Vidoje Blagojević to Replace His Defence Team, paras. 31, 51, 54.

[5] Rules, Rule 45; Directive on Assignment of Defence Counsel, Articles 6 and 11(D)(i).

[6] Blagojević, Ex Parte and Confidential Reasons for Decision on Appeal by Vidoje Blagojević to Replace His Defence Team, para. 22 fn. 54. See also Mejakić et al., Decision on Appeal by the Prosecution to Resolve Conflict of Interest Regarding Attorney Jovan Simić [Prosecutor v. Zeljko Mejakić et al., Case No. IT-02-65-AR73.1, Decision on Appeal by the Prosecution to Resolve Conflict of Interest Regarding Attorney Jovan Simić, 6 October 2004], para. 8; Nahimana et al., Decision on Appellant Jean-Bosco Barayagwiza’s Motion Contesting the Decision of the President Refusing to Review and Reverse the Decision of the Registrar relating to the Withdrawal of Co-Counsel [Ferdinand Nahimana et al. v. The Prosecutor, Case No. ICTR-99-52-A, Decision on Appellant Jean-Bosco Barayagwiza’s Motion Contesting the Decision of the President Refusing to Review and Reverse the Decision of the Registrar Relating to the Withdrawal of Co-Counsel, 23 November 2006], para. 10; Akayesu Appeal Judgement, para. 61; Kambanda Appeal Judgement, para. 33.

[7] Blagojević, Ex Parte and Confidential Reasons for Decision on Appeal by Vidoje Blagojević to Replace His Defence Team, paras. 52, 54.

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Appeal Judgement - 09.05.2007 BLAGOJEVIĆ & JOKIĆ
(IT-02-60-A)

9. […] Where the convicted person is appealing, the Appeals Chamber will reverse only if it finds that no reasonable trier of fact could have made the particular finding of fact beyond reasonable doubt and the conviction relied on this finding. […]

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Notion(s) Filing Case
Appeal Judgement - 09.05.2007 BLAGOJEVIĆ & JOKIĆ
(IT-02-60-A)

145. The Appeals Chamber has previously noted that, although a Trial Chamber’s factual findings are governed by the legal rule that facts essential to establishing the guilt of an accused have to be proven beyond reasonable doubt, this does not affect their nature as factual conclusions.[1] A party arguing that a Trial Chamber based its factual conclusions on insufficient evidence therefore submits that the Trial Chamber committed an error in fact, not an error in law.

[1] Blagojević and Jokić, Decision on Motion to Strike [Prosecutor v. Vidoje Blagojević and Dragan Jokić, Case No. IT-02-60-A, Decision on Motion to Strike Ground One of Jokić Appeal Brief, 31 August 2006], para. 8.

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Decision on Conflict of Interest (Markač) - 04.05.2007 GOTOVINA et al.
(IT-06-90-AR73.1)

14. In addition, the Appellant requests an oral hearing for the purpose of advancing arguments relating to this ground of appeal. In view of the extensive submissions made and filed by the parties before both the Trial Chamber and the Appeals Chamber and the substantial discussion in the First and Second Impugned Decisions of the issues now under appeal, the Appeals Chamber does not consider it necessary to hold an oral hearing on the Appeal.

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Decision on Conflict of Interest (Markač) - 04.05.2007 GOTOVINA et al.
(IT-06-90-AR73.1)

17. […] After the question of whether the Appellant would in fact be a “necessary witness” was remitted to the Trial Chamber, pursuant to the Clarification Decision, the Trial Chamber found that it “reasonably foresees the likelihood that the Appellant will be called as a witness in this case because of his position as former Minister of Justice at the time of alleged crimes”.[1]

18. The Appeals Chamber finds no error in this conclusion. Article 26 of the Code of Professional Conduct only envisages that “Counsel shall not act as an advocate in a proceeding in which counsel is likely to be a necessary witness”.[2] The Appeals Chamber notes that because their trials have been joined, Gotovina, Cermak and Markač are in the same proceeding. Although the Prosecution did not envisage calling the Appellant as a witness, and Markač and Čermak appear to hold the view that their respective defence strategies will not involve calling the Appellant as a witness, Gotovina has not ruled out the possibility of calling him as a witness. Further, the Trial Chamber has not ruled out at this stage that it might choose to call him as a witness.[3]

19. In addition, should the Appellant be called to testify, the Trial Chamber is not precluded from using his evidence in support of or against Čermak or Markač.[4] The Appeals Chamber recalls that the Trial Chamber found that the cases of the three accused are inherently connected because they took place in the same geographic area, in the same time period and in the course of the same military operation, and that they were allegedly committed pursuant to the same joint criminal enterprise of which all three accused are alleged to be members.[5] On the basis of this factual nexus some of the evidence, including that of the Appellant, may be the same.

[1] [Second] Impugned Decision [Prosecutor v. Ante Gotovina et al., Case No. IT-06-90-PT, Decision on Finding of Misconduct of Attorney Miroslav [eparović, 6 March 2007], p. 8 (emphasis added).

[2] Emphasis in original.

[3] First Impugned Decision [Prosecutor v. Ante Gotovina et al., Case No. IT-06-90-PT, Decision on Conflict of Interest of Attorney Miroslav Šeparović, 27 February 2007], p. 7.

[4] See Prosecutor v. Zdravko Tolimir et al., Case No. IT-04-80-AR73.1, Decision on Radivoje Miletić’s Interlocutory Appeal Against the Trial Chamber’s Decision on Joinder of the Accused, 27 January 2006, paras 14 and 15.

[5] Appeals Chamber Decision on Joinder [Prosecutor v. Ante Gotovina, Case No. IT-01-45-AR73.1, Prosecutor v. Ivan Čermak and Mladen Markač, Case Nos. IT-03-73-AR73.1 and IT-03-73-AR73.2, Decision on Interlocutory Appeal Against the Trial Chamber’s Decision to Amend the Indictment and for Joinder, 25 October 2006], para. 20.

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Other instruments Code of Professional Conduct for Counsel Appearing Before the International Tribunal.
Notion(s) Filing Case
Decision on Conflict of Interest (Markač) - 04.05.2007 GOTOVINA et al.
(IT-06-90-AR73.1)

32. The Appeals Chamber agrees with the Trial Chamber that the giving of consent by Markač could not cure the conflict of interest between Markač and the Appellant in relation to his position as Minister of Justice tempore criminis.[1] Consent given by a potentially affected client to remove a conflict of interest with counsel is not conclusive of there being no conflict of interest.[2] Although the Trial Chamber resolved the conflict of interest in the Simić case by consent, the Trial Chamber in the present case was not bound to follow the Simić case.[3] In any event, the present case is distinguishable from that of Simić. First, the Appeals Chamber notes that the applicable provisions are different. At the time the decision in the Simić case was rendered, the Trial Chamber applied Article 9(5) of the Code of Professional Conduct which read: […]

Article 9(5) of the Code of Professional Conduct has since been amended and currently provides, as Article 14 (E) of the Code of Professional Conduct: […]

33. The Appeals Chamber has already found that the Appellant’s further representation of Markač is likely to irreversibly prejudice the administration of justice.[4] In addition, whereas in the Simić case, all the co-accused stated that there was no conflict of interest between them and counsel, Gotovina, in the present case, has not waived his right to call the Appellant as a witness and has clearly indicated that there is, in his view, a conflict of interest.

[1] Impugned Decision [Prosecutor v. Ante Gotovina et al., Case No. IT-06-90-PT, Decision on Conflict of Interest of Attorney Miroslav Šeparović, 27 February 2007], p. 8.

[2] Stojić Decision, para. 27.

[3] Prosecutor v. Zlatko Aleksovski, Case No. IT-95-14/1-A, Judgement, 24 March 2004, para. 114 (“The Appeals Chamber considers that decisions of Trial Chambers, which are bodies with coordinate jurisdiction, have no binding force on each other, although a Trial Chamber is free to follow the decision of another Trial Chamber if it finds that decision persuasive.”)

[4] See supra, para. 28.

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Other instruments Code of Professional Conduct for Counsel Appearing Before the International Tribunal.
Notion(s) Filing Case
Decision on Conflict of Interest (Markač) - 04.05.2007 GOTOVINA et al.
(IT-06-90-AR73.1)

23. […] The Appeals Chamber also recalls that a conflict of interest between an attorney and a client arises in any situation where, by reason of certain circumstances, representation by such an attorney prejudices, or could prejudice, the interests of the client and the wider interests of justice.[1]

[1] Prosecutor v. Jadranko Prlić et al., Case No. IT-04-74-AR73.1, Decision on Appeal by Bruno Stojić Against Trial Chamber’s Decision on Request for Appointment of Counsel, 24 November 2004 (“Stojić Decision”), para. 22; Simić Decision [Prosecutor v. Blagoje Simić et al., Case No. IT-95-9-PT, Decision on Prosecution Motion to Resolve Conflict of Interest Regarding Attorney Borislav Pisarević, 25 March 1999], p. 6.

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Decision on Conflict of Interest (Markač) - 04.05.2007 GOTOVINA et al.
(IT-06-90-AR73.1)

24. As noted above, the Appellant has not denied personal knowledge of the relevant information which he has presented in his submissions that the Ministry of Justice was not responsible for the military courts. In these circumstances, the Appeals Chamber agrees with the Trial Chamber that his denial at this early stage of proceedings that it was the Ministry of Justice that was responsible for the military courts, thereby eliminating a defence strategy that was otherwise open to Markač, may be considered a significant indication of a conflict of interest. […]

38. In the present case, the Appellant, as counsel, has been found to have a personal interest on account of his previous position as Minister of Justice.[1] Further, because he has personal knowledge directly relevant to the crimes allegedly committed by the three accused in the Indictment, he is likely to be called as a necessary witness for one of the accused. Such a conflict affects the essential fairness of the trial to all accused persons in this case. Cumulatively, these factors make his continued representation of Markač incompatible with the best interests of justice. […]

[1] See para. 24 supra.

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Other instruments Code of Professional Conduct for Counsel Appearing Before the International Tribunal.
Notion(s) Filing Case
Decision on Conflict of Interest (Markač) - 04.05.2007 GOTOVINA et al.
(IT-06-90-AR73.1)

28. As noted by the Trial Chamber, due to the compelling circumstances of the Appellant’s own personal interest in this case, the harm caused to Markač and the integrity of the proceedings if the Appellant were to continue as his counsel in the proceedings would clearly and demonstrably outweigh any hardship suffered by Markač as a result of the Appellant’s withdrawal as his counsel.[1] Furthermore, the Appeals Chamber notes that the Markač is also represented by co-counsel who will likely continue to represent him in the absence of one of the exceptions under Article 9(B) of the Code of Professional Conduct.

29. The Appeals Chamber further finds that, even though the Appellant’s withdrawal will inevitably cause a delay in the proceedings, there could be greater hardship to Markač at a later stage of the proceedings, should the conflict of interest regarding the Appellant’s representation of Markač not be resolved at the present stage. The Appeals Chamber notes in this respect that, for example, Gotovina’s Defence has not waived his right to call the Appellant as a witness and that therefore the Appellant could still face withdrawal pursuant to Article 26 of the Code of Professional Conduct. The Appeals Chamber is of the view that such situation is likely to irreversibly prejudice the administration of justice.

[1] First Impugned Decision, pp. 7 and 8.

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Other instruments Code of Professional Conduct for Counsel Appearing Before the International Tribunal.
Notion(s) Filing Case
Decision on Conflict of Interest (Markač) - 04.05.2007 GOTOVINA et al.
(IT-06-90-AR73.1)

12. […] The Appeals Chamber notes that most of the Annexes, that is, except Annexes 2 and 3 in the addendum, are being introduced for the first time on appeal. In order for the said information to become part of the record, they have to be admitted as additional evidence pursuant to Rule 115 of the Rules.[1] Because the Appellant has failed to move for their admission pursuant to Rule 115, they will not be considered by the Appeals Chamber.

[1] Prosecutor v. Radovan Stanković, Case No. IT-96-23/2-AR11bis.1, Decision on Rule 11bis Referral, 1 September 2005, para. 37.

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Decision on Conflict of Interest (Markač) - 04.05.2007 GOTOVINA et al.
(IT-06-90-AR73.1)

The Appeals Chamber has reiterated the standard of review applicable to interlocutory appeals against discretionary decisions of a Trial Chamber:

11. The Appeals Chamber recalls that an interlocutory appeal is not a de novo review of the Trial Chamber’s decision.[1] Since decisions on matters relating to the calling of witnesses and assignment of counsel at trial fall squarely within the discretion of the Trial Chamber,[2] the question before the Appeals Chamber is not whether it “agrees with that decision” but “whether the Trial Chamber has correctly exercised its discretion in reaching that decision.”[3] The party challenging a discretionary decision by the Trial Chamber must demonstrate that the Trial Chamber has committed a “discernible error”.[4] The Appeals Chamber will overturn a Trial Chamber’s exercise of its discretion where it is found to be “(1) based on an incorrect interpretation of governing law; (2) based on a patently incorrect conclusion of fact; or (3) so unfair or unreasonable as to constitute an abuse of the Trial Chamber’s discretion”.[5]

[1] Prosecutor v. Milan Lukić and Sredoje Lukić, Case No. IT-98-32/1-AR65.1, Decision on Defence Appeal Against Trial Chamber’s Decision on Sredoje Lukić’s Motion for Provisional Release, 16 April 2007 (“Lukić Provisional Release Decision”), para. 4; Prosecutor v. Mico Stanišić, Case No. IT-04-79-AR65.1, Decision on Prosecution’s Interlocutory Appeal of Mićo Stanišić’s Provisional Release, 17 October 2005 (“Stanišić Provisional Release Decision”), para. 6.

[2] Clarification Decision [Prosecutor v. Ante Gotovina, Ivan Čermak and Mladen  Markač, Case Nos. IT-01-45-AR73.1, IT-03-73-AR73.1 and IT-03-73-AR73.2, Decision on Appellant Mladen Markač’s Motion for Clarification, 12 January 2007], p. 4. See also, Slobodan Milošević v. Prosecutor, Case No. IT-02-54-AR73.7, Decision on Interlocutory Appeal of the Trial Chamber’s Decision on the Assignment of Defense Counsel, 1 November 2004 (“Milošević Decision on Defence Counsel”), para. 9.

[3] Lukić Provisional Release Decision, para. 4; Stanišić Provisional Release Decision, para. 6.

[4] Lukić Provisional Release Decision, para. 5; Stanišić Provisional Release Decision, para. 6.

[5] Milošević Decision on Defence Counsel, para. 10, Prosecutor v. Vojislav Šešelj, Case No. IT-03-67-AR73.4, Decision on Appeal Against the Trial Chamber’s Decision (No.2) on Assignment of Counsel, 8 December 2006, para. 16. 

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Decision on Conflict of Interest (Markač) - 04.05.2007 GOTOVINA et al.
(IT-06-90-AR73.1)

37. As previously stated by the Appeals Chamber, in principle, the choice of any accused regarding his defence counsel in proceedings before the International Tribunals should be respected unless there are sufficient grounds to override the accused’s preference in the interests of justice.[1] When the fairness of the trial which is one of the fundamental rights of the accused also provided for in Article 21 of the Statute is at stake, as is suggested in the present case, the accused’s choice might be overridden.[2]  It is established jurisprudence that one of the limits to the accused’s choice is the existence of a conflict of interest affecting his counsel.[3]

[1] Stojić Decision [FULL NAME], para. 19; Appeals Chamber Decision on Joinder [Prosecutor v. Ante Gotovina, Case No. IT-01-45-AR73.1, Prosecutor v. Ivan Čermak and Mladen Markač, Case Nos. IT-03-73-AR73.1 and IT-03-73-AR73.2, Decision on Interlocutory Appeal Against the Trial Chamber’s Decision to Amend the Indictment and for Joinder, 25 October 2006], para. 30.

[2] Stojić Decision, para. 19.

[3] Stojić Decision, para. 19; see also Prosecutor v. Željko Mejakić et al, Case No. IT-02-65-AR73.1, Decision on Appeal by the Prosecution to Resolve Conflict of Interest Regarding Attorney Jovan Simić, 6 October 2004, para. 8.

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Decision on Adding Wesley Clark to Witness List - 20.04.2007 MILUTINOVIĆ et al.
(IT-05-87-AR73.1)

The Prosecution argued that the Trial Chamber erred in not applying Rules 70(G) and 89(D) after the Trial Chamber heard General Clark’s testimony.[1] The Appeals Chamber held that the Trial Chamber correctly applied the Rules.[2] It then held:

18. Furthermore, this analysis does not change simply because the Trial Chamber was considering whether to admit a Rule 70 witness subject to conditions imposed by a Rule 70 provider. While Rule 70(C) and (D) of the Rules refers to certain restrictions on a Trial Chamber in hearing a witness testify to confidential material provided by a Rule 70 provider, those restrictions apply only after the Trial Chamber has determined that the Rule 70 witness testimony “elected” to be presented by a party at trial[3] is admissible under Rule 89 of the Rules. In making that determination, a Trial Chamber is entitled under Rule 70(G) of the Rules to consider whether the Rule 70 restrictions stipulated with respect to that witness testimony would undermine the need to ensure a fair trial and substantially outweigh the testimony’s probative value such as to lead to exclusion of that testimony. A Trial Chamber is not obliged to automatically admit such Rule 70 witness testimony where it is deemed relevant and probative and, only afterwards, asses the actual unfairness caused to the trial by the Rule 70 conditions as applied. The Appeals Chamber recalls that Rule 70 protections on confidential information provided by States have been incorporated in the International Tribunal’s Rules in recognition of the need of States for safeguards with respect to certain State interests. They have also been included to allow and to encourage States to fulfil their cooperation obligations under Article 29 of the Tribunal’s Statute[4] by providing a broad range of information relevant to a particular case.[5] However, this deference to States’ interests does not go so far as to supersede a Trial Chamber’s authority to maintain control over the fair and expeditious conduct of the trial.[6] In sum, under Rules 70(G) and 89(D) of the Rules, a Trial Chamber may, as the Trial Chamber did here, assess the conditions placed upon proposed Rule 70 witness testimony and determine, without hearing that testimony, that it may not be admitted on the basis that the Rule 70 conditions would result in substantial unfairness to the trial, which outweighs that testimony’s probative value.

19. The Appeals Chamber further finds that the Prosecution’s citation to the Martić Decision in support of its interpretation of the test under Rules (70G) and 89(D) of the Rules is inapposite. While in that decision the Appeals Chamber similarly considered whether limitations on the cross-examination of witness testimony would result in substantial unfairness to the trial which outweighs its probative value and thereby requires its exclusion under Rule 89(D) of the Rules, the question arose after the testimony had already been admitted by the Trial Chamber and only because of the unexpected death of the witness prior to the close of cross-examination. The Appeals Chamber in the Martić Decision did not address whether proposed witness testimony may be excluded prior to its admission under Rule 89(D) of the Rules because of the need to ensure a fair trial. Nor did it consider possible exclusion of proffered witness testimony because it was subject to Rule 70 conditions.

[1] Decision, paras 13-15.

[2] Decision, paras 16-17.

[3] See Rule 70(C) and (F) of the Rules.

[4] Article 29(1) of the Statute reads: “States shall co-operate with the International Tribunal in the investigation and prosecution of persons accused of committing serious violations of international humanitarian law.”

[5] Prosecutor v. Milan Milutinović et al., Case No. IT-05-87-AR108bis.2, Decision on Request of the United States of America for Review, 12 May 2006 (“Decision of 12 May 2006”), para. 33.

[6] See Article 20(1) of the Statute. See also Decision of 12 May 2006, para. 28, wherein the Appeals Chamber emphasized that “Rule 70 should not be used by States as a blanket right to withhold, for security purposes, documents necessary for trial from being disclosed by a party for use as evidence at trial as this would jeopardize the very function of the International Tribunal, and defeat its essential object and purpose” (internal quotation marks omitted). 

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ICTR Rule Rule 70; Rule 89(D) ICTY Rule Rule 70; Rule 89(D)
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Decision on Adding Wesley Clark to Witness List - 20.04.2007 MILUTINOVIĆ et al.
(IT-05-87-AR73.1)

The Prosecution argued that the Trial Chamber erred in concluding that forcing the Defence to seek prior approval to expand its scope of cross-examination would cause harm to the Defence that would substantially outweigh the probative value of the witnesses’ evidence.[1] The Appeals Chamber noted:

22. The Appeals Chamber notes that in the Impugned Decision, the Trial Chamber held that “[t]here is no obligation on the Defence to indicate in advance the line of cross-examination to be pursued” and that “[t]o require them to seek permission for examination on a particular subject would oblige them to make disclosure not required by the Rules.”[2] It considered that this Rule 70 condition required it to exclude the proposed testimony under Rules 70(G) and 89(D) of the Rules. The Appeals Chamber finds that the Prosecution has failed to demonstrate a discernible error in this approach. While the Trial Chamber did not specifically state to whom the Defence would unfairly be obliged to make disclosure with respect to its line of cross-examination, it is clear that it would at least have to do so to the Rule 70 provider and, consequently, General Clark as the witness. The Rule 70 provider would have to inform General Clark that he is allowed to answer questions beyond the original scope of cross-examination stipulated and, as a result, any advantage gained by pursuing a new line of cross-examination would be mitigated or even lost given that General Clark would be prepared for it.

23. Furthermore, as found above, the Trial Chamber was not required to find actual harm to the fairness of the trial that has resulted from the application of this Rule 70 condition upon admission of General Clark’s testimony into evidence in order to find that the testimony should be excluded under Rules 70(G) and 89(D).[3] Nor was it required to consider other remedies than exclusion of that testimony from the record once the harm was done. It was appropriate under Rules 70(G) and 89(D) of the Rules for the Trial Chamber to find that the application of this Rule 70 condition as it stands would result in unfairness that substantially outweighs the probative value of that testimony such that the testimony should not be admitted in the first place.[4]

[1] Decision, para. 21.

[2] Impugned Decision, para. 27.

[3] See supra para. 17.

[4] See supra paras 17-18, 20.

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ICTR Rule Rule 70 ICTY Rule Rule 70
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Decision on Continuing Proceedings with a Substitute Judge - 20.04.2007 KAREMERA et al.
(ICTR-98-44-AR15bis.3)

The Appeals Chamber considered the implications of Security Council Resolution 1503 (2003)[1] and Security Council Resolution 1534 (2004)[2] on on-going trials in light of the 31 December 2008 deadline to complete all trials. It held that when assessing these implications, the overriding consideration must be the strict adherence to the “minimum guarantees afforded to accused persons pursuant to Article 20 of the Tribunal’s Statute”:

24. The Appeals Chamber notes that the remaining Judges expressed the view that the completion of all trials by 31 December 2008 is “more of a target date”[3] and that there was “nothing to suggest that unfair decisions and actions will be taken with regard to cases that are pending on 31 December 2008.”[4] The Appeals Chamber also notes that resolution 1503 urges the Tribunal to formalise a strategy to enable the Tribunal “to achieve its objective” of completing all trials by the end of 2008[5] and calls on the Tribunal “to take all possible measures” in this regard.[6] The Appeals Chamber is of the view that when assessing the implications of resolution 1503 and resolution 1534 to on-going trials, the overriding consideration must be the strict adherence to the minimum guarantees afforded to accused persons pursuant to Article 20 of the Tribunal’s Statute. The Appeals Chamber considers that the remaining Judges properly addressed this overriding consideration and sees no error in their interpretation of their obligations in the context of resolution 1503 and resolution 1534.  The remaining Judges considered that the trial in the Applicants’ case could be completed fairly and expeditiously by 31 December 2008, by using appropriate trial management methods within their discretion and taking reasonable decisions.[7] In the event of the trial not being completed by the end of 2008, the remaining Judges stated that “reasonable decisions will be taken in the interests of justice [and] taking into account the rights of each co-Accused.”[8] The Appeals Chamber finds no error in this approach.

[1] S/RES/1503 (2003) (“Resolution 1503”).

[2] S/RES/1534 (2004) (“Resolution 1534”).

[3] Impugned Decision, para. 87.

[4] Impugned Decision, para. 87.

[5] Resolution 1503, p. 2.

[6] Resolution 1503, p. 3 at para. 7; Resolution 1534, p. 2 at para. 3.

[7] Impugned Decision, para. 87.

[8] Impugned Decision, para. 87.

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Decision on Continuing Proceedings with a Substitute Judge - 20.04.2007 KAREMERA et al.
(ICTR-98-44-AR15bis.3)

The ICTR Appeals Chamber followed the approach of the ICTY Appeals Chamber in the Orić case:

27. The Appeals Chamber notes that in the Orić case,[1] the ICTY Appeals Chamber stated that:

[t]he Appeals Chamber has long recognised that “the principle of equality of arms between the prosecutor and accused in a criminal trial goes to the heart of the fair trial guarantee.” At a minimum, “equality of arms obliges a judicial body to ensure that neither party is put at a disadvantage when presenting its case,” certainly in terms of procedural equity. This is not to say, however, that an [a]ccused is necessarily entitled to precisely the same amount of time or the same number of witnesses as the Prosecution. The Prosecution has the burden of telling an entire story, of putting together a coherent narrative and proving every necessary element of the crimes charged beyond a reasonable doubt. Defence strategy, by contrast, often focuses on poking specifically targeted holes in the Prosecution’s case, an endeavour which may require less time and fewer witnesses. This is sufficient reason to explain why a principle of basic proportionality, rather than a strict principle of mathematical equality, generally governs the relationship between the time and witnesses allocated to the two sides.[2]

28. The ICTY Appeals Chamber further held in the Orić Decision that the Trial Chamber has the authority to limit the length of time allocated to the Defence,[3] but that such limitations are always subject to the full respect for the rights of an accused as guaranteed in the Tribunal’s Statute.[4] Thus, in addition to whether the time given to an accused is relatively proportional to the time given to the Prosecution, the Trial Chamber must also consider whether the amount of time is objectively adequate to enable the accused to present his defence in a manner consistent with his rights.[5]  

[1] Prosecutor v. Naser Orić, Case No. IT-03-68-AR73.2, Interlocutory Decision on Length of Defence Case, 20 July 2005, (“Orić Decision”).

[2] Orić Decision, para. 7.

[3] Orić Decision, para. 8.

[4] Orić Decision, para. 8.

[5] Orić Decision, para. 8.

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Decision on Continuing Proceedings with a Substitute Judge - 20.04.2007 KAREMERA et al.
(ICTR-98-44-AR15bis.3)

At paras 42-43, the Appeals Chamber held:

42. The Appeals Chamber considers that the continuation of the proceedings with a substitute Judge in a case where witnesses have already been heard does not necessarily infringe on fair trial rights. As the Appeals Chamber previously stated:

[t]here is a preference for live testimony to be heard by each and every judge. But that does not represent an unbending requirement. The Rules and the cases show that exceptions can be made. The exceptions may relate even to evidence involving an assessment of demeanour, various ways being available to assist a new judge to overcome any disadvantages.[1]

43. The Appeals Chamber also considers that, pursuant to Rule 15bis (D) of the Rules, a substitute Judge may only join the bench “after he or she has certified that he or she has familiarised himself or herself with the record of the proceedings.” These safeguards ensure that fair trials rights are not compromised. In the present case, the remaining Judges took into consideration that the substitute Judge will need to review the “records of the proceedings, including the transcripts, audio and video-recordings, to observe the demeanour of the witness” in determining that it would be in the interests of justice to continue the proceedings with a substitute Judge.[2]

[1] Butare Decision, para. 25.

[2] Impugned Decision, para. 69.

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ICTR Rule Rule 15 bis ICTY Rule Rule 15 bis