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Notion(s) Filing Case
Judgement on Sentencing Appeal - 02.04.2007 BRALO Miroslav
(IT-95-17-A)

At para. 53, the Appeals Chamber recalled the applicable law when additional evidence is admitted on appeal, and specified that findings pertaining to mitigating circumstances are reached “on a balance of probabilities”:

53. In light of the above, the Appeals Chamber will now determine whether the Trial Chamber correctly assessed the evidence before it when evaluating the Appellant’s cooperation. The Appeals Chamber will then assess the value, if any, of the additional evidence admitted on appeal, and itself determine whether this material, when considered together with the materials before the Trial Chamber, warrants, on a balance of probabilities,[1] a finding of substantial cooperation and a reduction of sentence.

See also para. 8 and footnote 23.

[1] See supra para. 8 and fn. 23.

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ICTR Rule Rule
101(B)(ii)
ICTY Rule Rule
101(B)(ii)
Notion(s) Filing Case
Judgement on Sentencing Appeal - 02.04.2007 BRALO Miroslav
(IT-95-17-A)

At para. 45, the Appeals Chamber found that the contribution to historical record “intrinsically falls within the value given to a guilty plea”:

45. With regard to the Appellant’s claim that the Trial Chamber failed to consider that he contributed to a “historical record”,[1] the Appeals Chamber notes that this factor, although not expressly mentioned by the Trial Chamber, intrinsically falls within the value given to a guilty plea. Indeed, such a contribution to help establish the truth is one of several reasons which have been given in the jurisprudence of the International Tribunal and the ICTR for the mitigating effect of a guilty plea.[2] As such, this factor is part of the substantial weight the Trial Chamber has attached to the Appellant’s guilty plea.[3]

[1] Appellant’s Brief, para. 120.

[2] Dragan Nikolić Judgement on Sentencing Appeal, para. 49. See also Serugendo Trial Judgement and Sentence, para. 55.

[3] Sentencing Judgement, paras 72 and 83.

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ICTR Rule Rule
101(B)(ii)
ICTY Rule Rule
101(B)(ii)
Notion(s) Filing Case
Judgement on Sentencing Appeal - 02.04.2007 BRALO Miroslav
(IT-95-17-A)

The Appeals Chamber noted that, although cooperation with the Prosecution is the only mitigating factor referred to expressly in the Rules, “substantial cooperation” is not defined, and it is for the Trial Chamber to assess the extent and the nature of the accused’s cooperation. The Appeals Chamber considered that the assessment of whether or not the cooperation is “substantial” “primarily depends on the specific circumstances of each case and that substantial cooperation does not solely rest on one specific act of an accused but must be assessed as a whole”. The qualification of an accused’s cooperation as “substantial” will depend on the quantity and the quality of the information provided. See paragraph 51.

52. The Appeals Chamber stresses that the assessment of the quality of the provided information primarily depends on its “actual content”. In this regard, the provision of new information, “heard for the first time before this Tribunal”, has to be seen as particularly valuable. Special weight has previously also been given to the provision of unique and corroborative information to the Prosecution, as well as the identification of new crimes and perpetrators and of previously unknown mass graves. However, the content of the information is not the only criteria to be taken into account in the assessment of the quality of the information. Such quality […] will also depend on the earnestness of the accused in providing it.[2] […] Further, while the actual use by the Prosecution in other proceedings before the International Tribunal of information provided by an accused is not […] in itself proof of the quality of the submitted information, such use has to be seen […] as a significant indication of the value of this information.

On the earnestness of an accused’s cooperation, see also para. 63.

At para. 63, the Appeals Chamber also considered the determination within a plea agreement of any cooperation to be provided by an accused as significant indication of an accused’s willingness to cooperate with the Prosecution:

63. […] Although such specification is not mandatory, its inclusion is a significant indication of an accused’s willingness to cooperate with the Prosecution. It establishes clear obligations on the part of the accused, which can then be considered by a Trial Chamber when assessing the accused’s cooperation.

[1] Jelisić Appeal Judgement, para. 124.

[2] See Blaškić, Trial Judgement, para. 774: “The earnestness and the degree of co-operation with the Prosecutor decides whether there is a reason to reduce the sentence on this ground.”

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ICTR Rule Rule
101(B)(ii)
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101(B)(ii)
Notion(s) Filing Case
Judgement on Sentencing Appeal - 02.04.2007 BRALO Miroslav
(IT-95-17-A)

In light of the confidential nature of the use made of the information provided by the Appellant, the Appeals Chamber considered that, “where the Trial Chamber must evaluate an accused’s cooperation based on information solely in the possession of the Prosecution”, it must be established “whether the Trial Chamber has sufficiently assessed the evidence provided on an ex parte basis in order to protect the rights of the accused, where the accused himself does not have the opportunity to do so”. See para. 56.

The Appeals Chamber then detailed the practice to be followed by the Prosecution and the Trial Chambers in such cases:

57. […] the better practice is to first check whether the documents in question could be disclosed inter partes in order to allow the accused to himself comment on the Prosecution’s submissions.[1] This may in certain instances necessitate an application to another Chamber for a variation in protective measures. Where it is not possible for such documents to be submitted inter partes, it is within a Trial Chamber’s discretion to rely on the Prosecution’s ex parte assessment of the accused’s cooperation, as the Trial Chamber did in the instant case. In this event, the Appeals Chamber emphasises that the Prosecution must provide sufficient explanations in its assessment as to why it considers the information given by an accused valuable or not. The Trial Chamber should then evaluate the nature and extent of the accused’s cooperation and set out a reasoned opinion in writing.[2] Under the circumstances, such reasoned opinion is the Appellant’s only guide as to whether his right to a fair trial has been preserved.

61. […] The Appeals Chamber refers in this context to the approach taken in the Dragan Nikolić case, where the Trial Chamber requested the Prosecution at the Sentencing Hearing to provide documents that “would enable [it] to review them in camera in order to assess if the Accused’s co-operation with the Prosecution could be regarded as being substantial”. The Trial Chamber then gave a substantive account of its analysis of the provided documents, before concluding that it could not itself assess them and therefore accepting the Prosecution’s assessment that the Accused’s co-operation was substantial.

62. The Appeals Chamber is convinced that, in order to provide a transparent assessment of the Appellant’s cooperation, a similar approach would have been appropriate in the present case, in particular in light of the reassurances given to the Appellant at the Sentencing Hearing.

[1] Dragan Nikolić Judgement on Sentencing Appeal, paras 61-63.

[2] Momir Nikolić Judgement on Sentencing Appeal, para. 96: “Only a reasoned opinion, one of the elements of the fair trial requirement embodied in Articles 20 and 21 of the Statute, allows the Appeals Chamber to carry out its function pursuant to Article 25 of the Statute by understanding and reviewing findings of a Trial Chamber.” (footnote omitted). See also Kordić and Čerkez Appeal Judgement, para. 385; Kunarac et al. Appeal Judgement, para. 41.

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ICTR Rule Rule
101(B)(ii)
ICTY Rule Rule
101(B)(ii)
Notion(s) Filing Case
Judgement on Sentencing Appeal - 02.04.2007 BRALO Miroslav
(IT-95-17-A)

Bralo claimed that his cooperation went beyond mere cooperation with the Prosecution and argued that he actually cooperated “with the wider aims of the International Tribunal itself”. At para. 37, the Appeals Chamber found:

37. […] While the jurisprudence of the International Tribunal has consistently identified cooperation under Rule 101(B)(ii) of the Rules primarily as cooperation with the Prosecution,[1] cooperation is not to be “construed narrowly and singularly”,[2] and Trial Chambers accordingly have the discretion to take other forms of cooperation into account by examining them under different headings: what matters is that Trial Chambers fulfil their obligation under Rule 101(B)(ii) to consider all mitigating circumstances before them.[3]

[1] See Momir Nikolić Judgement on Sentencing Appeal, paras 86 ff; Jokić Judgement on Sentencing Appeal, para. 88; Dragan Nikolić Judgement on Sentencing Appeal, paras 61 ff.

[2] Simić Sentencing Judgement, para. 111: “[C]o-operation should not be construed narrowly and singularly. Rather, co-operation with the Prosecution can be found to exist where a defendant, through his or her actions, facilitated the timely presentation of the Prosecution’s case, as was the case when Milan Simić agreed to the use of video-link, thereby waiving his right to be present for his trial, as enshrined in Article 21(4)(d) of the Statute.”

[3] Deronjić Judgement on Sentencing Appeal, para. 149.

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ICTR Rule Rule
101(B)(ii)
ICTY Rule Rule
101(B)(ii)
Notion(s) Filing Case
Judgement on Sentencing Appeal - 02.04.2007 BRALO Miroslav
(IT-95-17-A)

At para. 85, the Appeals Chamber considered the potential impact of mitigating circumstances on the sentence:

85. With regard to the proper method for calculating the impact on a sentence of mitigating circumstances, the Appeals Chamber considers that any modification of sentence needs to be assessed in light of all the circumstances of the case and cannot be limited to a simple mathematical diminution of the sentence otherwise to be imposed. As noted above, the Trial Chamber correctly weighed all circumstances of the case before imposing its final sentence. The Appeals Chamber will only amend a sentence when the sentence was “so unreasonable or plainly unjust that the Appeals Chamber is able to infer that the Trial Chamber must have failed to exercise its discretion properly”.[1] As the ICTR Appeals Chamber has held, it can only use its prerogative to substitute a new sentence “when the one given by the Trial Chamber simply cannot be reconciled with the principles governing sentencing at the Tribunal”.[2]

[1] Babić Judgement on Sentencing Appeal, para. 44, Momir Nikolić Judgement on Sentencing Appeal, para. 95; Galić Appeal Judgement, paras 394 and 444.

[2] Gacumbitsi Appeal Judgement, para. 205. See also Galić Appeal Judgement, paras 442 and 455.

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ICTR Rule Rule 101(B)(ii) ICTY Rule Rule 101(B)(ii)
Notion(s) Filing Case
Contempt Appeal Judgement - 15.03.2007 JOVIĆ Josip
(IT-95-14 & 14/2-R77-A)

27. […] The mens rea that attaches to contempt under Rule 77(ii) requires only knowledge of the facts that make the conduct of the accused illegal; that is, knowledge that the disclosure was in violation of an order of the Chamber. It is not a valid defence that one did not know that disclosure of the protected information in violation of an order of a Chamber was unlawful. As the Appeals Chamber has previously stated, where a person is subject to the International Tribunal’s authority, that person must abide by its orders “regardless of his personal view of the legality of those orders”.[1] Likewise, an accused may not raise a mistake of law as a defence to his knowing breach of an order of the International Tribunal on the ground that the mistake was founded on legal advice.

 

[1] The Prosecutor v. Slobodan Milošević, Case No. IT-02-54-A-R77.4, Decision on Interlocutory Appeal on Kosta Bulatović Contempt Proceedings, 29 August 2005, para. 11 (“Bulatović Interlocutory Appeal Decision”).

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ICTR Rule Rule 77 ICTY Rule Rule 77
Notion(s) Filing Case
Contempt Appeal Judgement - 15.03.2007 JOVIĆ Josip
(IT-95-14 & 14/2-R77-A)

30. As the Trial Chamber correctly recognized, the actus reus of contempt under Rule 77(A)(ii) is the disclosure of information relating to proceedings before the International Tribunal where such disclosure would be in violation of an order of a Chamber.[1] […] Moreover, an order remains in force until a Chamber decides otherwise.[2] The fact that some portions of the Witness’s written statement or closed session testimony may have been disclosed by another third party does not mean that this information was no longer protected, that the court order had been de facto lifted or that its violation would not interfere with the Tribunal’s administration of justice. […]

[1] See Trial Judgement [ Judgement rendered by Trial Chamber III on 30 August 2006 convicting him for contempt in the case of Prosecutor v. Josip Jović, Case Nos. IT-95-14 & IT-95-14/2-R77], para. 19; see also Marijačić & Rebić Appeal Judgement, para. 24.

[2] Marijačić & Rebić Appeal Judgement, para. 45.

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ICTR Rule Rule 77 ICTY Rule Rule 77
Notion(s) Filing Case
Contempt Appeal Judgement - 15.03.2007 JOVIĆ Josip
(IT-95-14 & 14/2-R77-A)

36. […] Rule 77(D)(i) provides in relevant part that that where a Chamber has directed the Prosecutor to investigate a potential matter of contempt with a view to preparing and submitting an indictment for contempt and “the Chamber considers that there are sufficient grounds to proceed against a person for contempt, the Chamber may […] direct the Prosecutor to prosecute the matter”. […] While Rule 77(D)(i) provides that a “Chamber” may direct the Prosecutor to prosecute a person for contempt, it does not preclude a Confirming Judge from authorizing the Prosecution to prosecute on behalf of the Trial Chamber that is seized with the matter.[1]

[1] Cf. Rule 47(F) of the Rules [Rules of Procedure and Evidence].

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ICTR Rule Rule 77 ICTY Rule Rule 77
Notion(s) Filing Case
Decision on Arguments Made at the Appeals Hearing - 05.03.2007 NAHIMANA et al. (Media case)
(ICTR-99-52-A)

13. […] The Appeals Chamber recalls that pursuant to Rule 108 of the Rules, the Appeals Chamber “may, on good cause being shown by motion, authorise a variation of the grounds of appeal” contained in the notice of appeal. Such motions should be submitted “as soon as possible after identifying the new alleged error”[1] of the Trial Chamber or after discovering any other basis for seeking a variation to the notice of appeal. Generally, “a request to amend a notice of appeal must, at least, explain precisely what amendments are sought and why, with respect to each such amendment, the ‘good cause’ requirement of Rule 108 is satisfied.”[2]

[1] Decision on Appellant Jean-Bosco Barayagwiza’s Motions for Leave to Submit Additional Grounds of Appeal, to Amend the Notice of Appeal and to Correct his Appellant’s Brief, 17 August 2006 (“Decision of 17 August 2006”), para. 9; Prosecutor v. Mladen Naletilić and Vinko Martinović, Case No. IT-98-34-A, Decision on Mladen Naletilić’s Motion for Leave to File Pre-Submission Brief, 13 October 2005, pp. 2-3.

[2] Decision of 17 August 2006, para. 9; Prosecutor v. Vidoje Blagojević and Dragan Jokić, Case No. IT-02-60-A, Decision on Dragan Jokić’s Motion to Amend Notice of Appeal, 14 October 2005, para. 7. See also Practice Direction on Formal Requirements for Appeals from Judgement, 4 July 2005 (“Practice Direction on Formal Requirements”), paras 2-3. 

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ICTR Rule Rule 108 ICTY Rule Rule 108
Notion(s) Filing Case
Decision on Arguments Made at the Appeals Hearing - 05.03.2007 NAHIMANA et al. (Media case)
(ICTR-99-52-A)

15. Although the Appeals Chamber has concluded that the Appellant has not shown “good cause” justifying the amendments to his grounds of appeal at this stage in the appeals proceedings, the Appeals Chamber recalls having under limited circumstances permitted amendments even where there was no good cause shown for failure to include the new or amended grounds in the original notice – that is where the failure resulted from counsel’s negligence or inadvertence. In such instances, the Appeals Chamber has permitted amendments which could be of substantial importance to the success of an appeal such as to lead to a miscarriage of justice if they were excluded.In these exceptional cases, the Appeals Chamber has reasoned, the interests of justice require that an appellant not be held responsible for the failures of his or her counsel. In the instant case, the Appeals Chamber concludes that the failure on the part of the Appellant’s Counsel to articulate these grounds at an earlier stage should not bar the Appellant from raising those grounds of appeal here. […]

15. […] The Appeals Chamber notes that each of these grounds goes to the issue of the sufficiency of the Indictment brought against the Appellant, which directly impacts upon his due process right under Article 21(4)(a) of the Statute “to be informed promptly and in detail […] of the nature and cause of the charge against him.” Protection of this right is considered to be of such importance that the issue of alleged defects in the indictment falls into the limited category of issues considered to be excepted from the waiver doctrine. In this case, therefore, the Appeals Chamber finds that the proposed new amendments, whether or not they are likely to succeed, could be of substantial importance to the Appellant’s appeal such that their exclusion would lead to a miscarriage of justice.[4]

[1] Prosecutor v. Vidoje Blagojević and Dragan Jokić, Case No. IT-02-60-A, Decision on Motion of Dragan Jokić for Leave to File Third Amended Notice of Appeal and Amended Appellate Brief, 26 June 2006, para. 9 referring to Prosecutor v. Dario Kordić and Mario Čerkez, Case IT-95-14/2-A, Decision Granting Leave to Dario Kordić to Amend his Grounds of Appeal, 9 May 2002 (“Kordić and Čerkez Decision”), para. 5. See also Decision of 17 August 2006, para. 20.

[2] Id.

[3] Eliézer Niyitegeka v. The Prosecutor, Case No. ICTR-96-14-A, Judgement, 9 July 2004, para. 200.

[4] See Kordić and Čerkez Decision, para. 7.

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ICTR Rule Rule 108 ICTY Rule Rule 108
Notion(s) Filing Case
Decision on Leave to Respond to Oral Arguments - 05.03.2007 BRALO Miroslav
(IT-95-17-A)

18. In fairness to the Appellant, the Appeals Chamber has reviewed the Prosecution arguments submitted at the Appeal Hearing that the Appellant claims to be new and “quite important”,[1] and notes that it is true that some of these arguments have not been raised by the Prosecution in its Respondent’s Brief or other previous filings. However, the Appeals Chamber finds that, even if theses new arguments were to be taken into account by the Appeals Chamber (a question that the Appeals Chamber need not address here), the Appellant would not suffer any prejudice by not having been authorized to reply to them in writing. The Appeals Chamber emphasizes that the present decision should not be interpreted as prejudging in any way the admissibility or success of the arguments contained in other briefs and submissions made by the parties in the present case.

[1] Appellant’s Motion, para. 7.a.

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Notion(s) Filing Case
Decision on Leave to Respond to Oral Arguments - 05.03.2007 BRALO Miroslav
(IT-95-17-A)

16. The Appellant claims that, at the Appeal Hearing, the Prosecution raised new important factual challenges. The Appeals Chamber is of the view that the Appellant had the opportunity to object to the Prosecution’s allegedly new arguments during the Appeal Hearing but did not do so. […]Even if the Appellant was not in a position to exhaustively reply to those arguments at the Appeal Hearing, it was open to him to make a reasoned objection at the Appeal Hearing and, in case any allegedly new arguments had nevertheless been allowed by the Appeals Chamber, he should have sought leave, at the Appeal Hearing, to respond to them in writing at a later stage.[1]

17. The Appeals Chamber is not satisfied that the Appellant has shown that filing a written reply to the Prosecution’s allegedly new arguments raised at the Appeal Hearing would be necessary or justified in the present case. This type of submission is not provided for by the Rules or Practice Directions of the Tribunal and could only be allowed in rather exceptional circumstances.

[1] Cf., e.g. Ferdinand Nahimana et al. v. The Prosecutor, Case No. ICTR-99-52-A, Appeal Hearing, AT. 18 January 2007, pp. 15-16, The Prosecutor’s Motion to Pursue the Oral Request for the Appeals Chamber to Disregard Certain Arguments Made by Counsel for Appellant Barayagwiza at the Appeals Hearing on 17 January 2007, 6 February 2007, and Decision on the Prosecutor’s Motion to Pursue the Oral Request for the Appeals Chamber to Disregard Certain Arguments Made by Counsel for Appellant Barayagwiza at the Appeals Hearing on 17 January 2007, 5 March 2007.

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Notion(s) Filing Case
Decision on Leave to Respond to Oral Arguments - 05.03.2007 BRALO Miroslav
(IT-95-17-A)

15. The Appeals Chamber recalls that parties at an appeal hearing are, as a general rule, invited to “confine their oral arguments to elaborating on points relevant to [their] appeal[s] that they wish to bring to the Appeals Chamber’s attention”.[1] Therefore, unless specifically authorized by the Appeals Chamber, the parties should not raise new arguments that are not contained in their written briefs. The Prosecution, a respondent in the present appeal, was, in addition, supposed to limit its oral arguments to those in response to the Appellant’s submission.

[1] Prosecutor v. Blagoje Simić, Case No. IT-95-9-A, Order Re-scheduling Appeal Hearing, 5 May 2006, p. 4 (emphasis added).

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Notion(s) Filing Case
Decision on Leave to Respond to Oral Arguments - 05.03.2007 BRALO Miroslav
(IT-95-17-A)

13. The Appeals Chamber recalls that a brief in reply must be “limited to arguments in reply to the Respondent’s Brief” and therefore that it should not contain new allegations of error[1] Consequently, the Second Supplemental Reply Brief should have been limited to the Prosecution’s arguments in response to the Appellant’s supplemental arguments, which in turn should have been limited to the potential impact of the three elements of additional evidence admitted on appeal.[2] Without having sought leave from the Appeals Chamber, the Appellant chose to include in his Second Supplemental Reply Brief a “reply to assertions raised by the [P]rosecution for the first time during oral arguments that certain of Appellant’s factual arguments under the sub-heading 1.2(1) lack evidentiary support in the certified trial record”.[3] This procedure was improper.

[1] Practice Direction on Formal Requirements for Appeals from Judgement, para. 6; see Prosecutor v. Miroslav Deronjić, Case No. IT-02-61-A, Judgement on Sentencing Appeal, 20 July 2005, paras 145-146; Prosecutor v. Stanislav Galić, Case No. IT-98-29-A, Decision on Prosecution’s Motion to Strike New Argument Alleging Errors by Trial Chamber Raised for First Time in Appellant’s Reply Brief, 28 January 2005; Prosecutor v. Momir Nikolić, Case No. IT-02-60/1-A, Decision on Prosecution’s Motion to Strike, 20 January 2005, para. 18; Prosecutor v. Blagoje Simić, Case No. IT-95-9-A, Decision on Prosecution’s Motion to Strike Parts of the Brief in Reply, 27 September 2004.

Decision of 12 January 2007, paras 5, 20, 21 and 27. This evidence consists of: (i) “Prosecutor’s Motion for an ex parte in camera Hearing in Respect of the Admission of Newly-Discovered Evidence”, filed ex parte and under seal on 11 December 1997 in Prosecutor v. Tihomir Blaškić, Case No. IT-95-14-T, and made public on 13 January 2006 (“Item 1”); (ii) public redacted version of “Prosecutor’s Revised Reply to Defense’s ‘Response to Prosecutor’s Request for Review or Reconsideration’”, filed on 4 September 2006 in Prosecutor v. Tihomir Blaškić, Case No. IT-95-14-R (“Item 2”); and (iii) Letter dated 6 October 2006, from Peter M. Kremer, Q.C., Senior Appeals Counsel (“Item 3”).

The Appeals Chamber found that those Items “reveal[ed] the use of documents provided by the Appellant in 1997 and 2005 in other proceedings by the Prosecution” and were therefore “relevant to […] sub-ground of appeal 1.2, relating to the assessment of his cooperation with the Prosecution”. Finally, the Appeals Chamber found that, “had Items 1 to 3 been adduced at trial, those elements could have been a decisive factor in weighing his co-operation as a mitigating factor and could have changed the sentence”.

[3] Second Supplemental Reply Brief, para. 4.

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Notion(s) Filing Case
Decision on Access to Confidential Materials - 21.02.2007 KRAJIŠNIK Momčilo
(IT-00-39-A)

Pp. 4: CONSIDERING that a party is always entitled to seek material from any source, including from another case before the International Tribunal, to assist in the preparation of its case if the material sought has been identified or described by its general nature and if a legitimate forensic purpose for such access has been shown;[1]

CONSIDERING that “the relevance of the material sought by a party may be determined by showing the existence of a nexus between the applicant’s case and the cases from which such material is sought, i.e. if the cases stem from events alleged to have occurred in the same geographic area and at the same time”;[2]

CONSIDERING that “access to confidential material from another case may be granted wherever the Chamber is satisfied that the party seeking access has established that such material may be of material assistance to his case”[3] and that “it is sufficient that access to the material sought is likely to assist the applicant’s case materially, or that there is at least a good chance that it would”;[4]

P. 5: FINDING that the Applicant has sufficiently identified and described by its general nature the inter partes confidential material in the Prosecutor v. Krajišnik trial and appeals proceedings to which he seeks access;

FINDING FURTHER that there is a substantial geographical and temporal overlap between the Prosecutor v. Stanišić and Prosecutor v. Krajišnik cases such that the inter partes confidential material filed in the trial and appeals proceedings in Prosecutor v. Krajišnik is likely to be of material assistance in the preparation of the defence in Prosecutor v. Stanišić, and that therefore, the Applicant has demonstrated a legitimate forensic purpose for access to said confidential material;

P. 7: CONSIDERING that once an Appeals Chamber determines that confidential material filed in another case is likely to materially assist an applicant, the Appeals Chamber shall determine which protective measures shall apply to said material as it is within the Appeals Chamber’s discretionary power to strike a balance between the rights of a party to have access to material to prepare its case and guaranteeing the protection and the integrity of confidential information;[5]

[1] See Prosecutor v. Tihomir Blaškić, Case No. IT-95-14-R, Decision on “Defence Motion on Behalf of Rasim Delić Seeking Access to All Confidential Material in the Blaškić Case”, 1 June 2006 (“Blaškić 2006 Decision”), p. 8 with further references in footnote 34.

[2] Prosecutor v. Tihomir Blaškić, Case No. IT-95-14-A, Decision on Appellants Dario Kordić and Mario Čerkez’s Request for Assistance of the Appeals Chamber in Gaining Access to Appellate Briefs and Non-Public Post Appeal Pleadings and Hearing Transcripts filed in the Prosecutor v. Blaškić, 16 May 2002 (“Blaškić 2002 Decision”), para. 15.

[3] Ibid., para. 14; see for further references Blaškić 2006 Decision, footnote 36.

[4] Prosecutor v. Vidoje Blagojević and Dragan Jokić, Case No. IT-02-60-A, Decision on Momčilo Perišić’s Motion Seeking Access to Confidential Material in the Blagojević and Jokić Case, 18 January 2006 (“Blagojević and Jokić Decision”), para. 4; see for further references Blaškić 2006 Decision, footnote 37.

[5] Simić Decision [Prosecutor v. Blagoje Simić, Case No. IT-95-9-A, Decision on Defence Motion by Franko Simatović for Access to Transcripts, Exhibits, Documentary Evidence and Motions Filed by the Parties in the Simić et al. Case, 12 April 2005], p. 7. 

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Notion(s) Filing Case
Decision on Access to Confidential Materials - 21.02.2007 KRAJIŠNIK Momčilo
(IT-00-39-A)

P. 5: CONSIDERING, however, that “ex parte material, being of a higher degree of confidentiality, by nature contains information which has not been disclosed inter partes because of security interests of a State, other public interests, or privacy interests of a person or institution”[1] and that “[c]onsequently, the party on whose behalf ex parte status has been granted enjoys a protected degree of trust that the ex parte material will not be disclosed”;[2]

FINDING that the Applicant has not demonstrated a legitimate forensic purpose in relation to such ex parte material;

[1] Prosecutor v. Miroslav Bralo, Case No. IT-95-17-A, Decision on Motions For Access to Ex Parte Portions of the Record on Appeal and for Disclosure of Mitigating Material, 30 August 2006 (“Bralo Decision”), para. 17. See already Prosecutor v. Blagoje Simić, Case No. IT-95-9-A, Decision on Defence Motion by Franko Simatović for Access to Transcripts, Exhibits, Documentary Evidence and Motions Filed by the Parties in the Simić et al. Case, 12 April 2005 (Simić Decision), p. 3.

[2] Bralo Decision, para. 17.

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Notion(s) Filing Case
Decision on Access to Confidential Materials - 21.02.2007 KRAJIŠNIK Momčilo
(IT-00-39-A)

Pp. 5-6: CONSIDERING that “material provided under Rule 70 shall not be released to the Accused in another case unless the provider consents to such disclosure”;[1]

CONSIDERING that “[t]he purpose of Rule 70(B) to (G) is to encourage States, organizations, and individuals to share sensitive information with the Tribunal […] by permitting the sharing of information on a confidential basis and by guaranteeing information providers that the confidentiality of the information they offer and of the information’s sources will be protected”[2] and that, “[w]hen a person possessing important knowledge is made available […] on a confidential basis, not only the informant’s identity and the general subject of his knowledge constitute the ‘information’ shielded by Rule 70, but also the substance of the information shared by the person”;[3]

FINDING therefore that neither the material provided under Rule 70 to either the Prosecution or the Defence in a case nor its sources may be released to the accused in another case prior to obtaining consent from the provider of that information and that this holding does not depend upon whether or not that material was used as evidence in a previous case;

[1] Blaškić 2006 Decision, p. 11; Prosecutor v. Tihomir Blaškić, Case No. IT-95-14-A, Decision on Prosecution’s Motion for Clarification of the Appeals Chamber’s Decision Dated 4 December 2002 on Paško Ljubičić’s Motion for Access to Confidential Material, Transcripts and Exhibits in the Blaškić Case, 8 March 2004, para. 35; Prosecutor v. Tihomir Blaškić, Case No. IT-95-14-A, Order on Protective Measures and Prosecution’s Submissions on Disclosure of Rule 70 Material and Ex Parte Filings from the Trial in Prosecutor v. Blaškić to Paško Ljubičić, 20 April 2004, p. 4.

[2] Blaškić 2006 Decision, p. 12; Prosecutor v. Slobodan Milošević, Case No. IT-02-54-AR108bis & AR73.3, Public Version of the Confidential Decision on the Interpretation and Application of Rule 70, 23 October 2002 (“Milošević Decision”), para. 19.

[3] Milošević Decision, para. 23.

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ICTR Rule Rule 70 ICTY Rule Rule 70
Notion(s) Filing Case
Decision on Access to Confidential Materials - 21.02.2007 KRAJIŠNIK Momčilo
(IT-00-39-A)

The Krajišnik Appeals Chamber was seized of a motion by Stanišić, asking for access to all confidential material in the Krajišnik case for the purposes of his defence. The Prosecution responded that it would not oppose access to all inter partes material subject to material relating to certain witnesses (specified in an ex parte annex) whose identities had been protected from Krajišnik pursuant to Rule 69 orders and who the Prosecution intended to call in the Stanišić trial as well. The question therefore arose whether Rule 75(F), which stipulates that once protective measures are ordered in one trial they are also in effect with regard to other proceedings before the Tribunal, also applies to measures ordered pursuant to Rule 69. The Appeals Chamber answered this question in the affirmative:

P. 7: CONSIDERING that “delayed disclosure” orders are protective measures to which Rule 75(F) of the Rules applies;[1]

CONSIDERING that even though such orders given in the first proceedings could be considered moot once disclosure is made, “the meaning of the expression ‘mutatis mutandis’ itself requires a flexible application of the principle enshrined in [Rule 75] and suggests that the same kinds of protection given to a witness in one case should be automatically extended to this witness in a later case, regardless of whether this is literally ‘continuation’”;[2]

FINDING that the sensitive witnesses in the Krajišnik case, as listed in the Prosecution Annex, were protected by delayed disclosure orders and that, if they are going to testify in another case, the information from the Krajišnik case should similarly be subject to delayed disclosure to the defendants in that other case (unless an order pursuant to Rule 75(G) is made);[3]

[1] Prosecutor v. Radoslav Brðanin, Case No. IT-99-36-A, Decision on Mićo Stanišić’s Motion for Access to All Confidential Materials in the Brðanin Case, 24 January 2007 (“Brðanin Decision”), para. 17.

[2] Ibid.

[3] Ibid.

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ICTR Rule Rule 75(F) ICTY Rule Rule 75(F)
Notion(s) Filing Case
Decision on Access to Confidential Materials - 21.02.2007 KRAJIŠNIK Momčilo
(IT-00-39-A)

Pp. 4: CONSIDERING that a party is always entitled to seek material from any source, including from another case before the International Tribunal, to assist in the preparation of its case if the material sought has been identified or described by its general nature and if a legitimate forensic purpose for such access has been shown;[1]

CONSIDERING that “the relevance of the material sought by a party may be determined by showing the existence of a nexus between the applicant’s case and the cases from which such material is sought, i.e. if the cases stem from events alleged to have occurred in the same geographic area and at the same time”;[2]

CONSIDERING that “access to confidential material from another case may be granted wherever the Chamber is satisfied that the party seeking access has established that such material may be of material assistance to his case”[3] and that “it is sufficient that access to the material sought is likely to assist the applicant’s case materially, or that there is at least a good chance that it would”;[4]

P. 5: FINDING that the Applicant has sufficiently identified and described by its general nature the inter partes confidential material in the Prosecutor v. Krajišnik trial and appeals proceedings to which he seeks access;

FINDING FURTHER that there is a substantial geographical and temporal overlap between the Prosecutor v. Stanišić and Prosecutor v. Krajišnik cases such that the inter partes confidential material filed in the trial and appeals proceedings in Prosecutor v. Krajišnik is likely to be of material assistance in the preparation of the defence in Prosecutor v. Stanišić, and that therefore, the Applicant has demonstrated a legitimate forensic purpose for access to said confidential material;

P. 7: CONSIDERING that once an Appeals Chamber determines that confidential material filed in another case is likely to materially assist an applicant, the Appeals Chamber shall determine which protective measures shall apply to said material as it is within the Appeals Chamber’s discretionary power to strike a balance between the rights of a party to have access to material to prepare its case and guaranteeing the protection and the integrity of confidential information;[5]

[1] See Prosecutor v. Tihomir Blaškić, Case No. IT-95-14-R, Decision on “Defence Motion on Behalf of Rasim Delić Seeking Access to All Confidential Material in the Blaškić Case”, 1 June 2006 (“Blaškić 2006 Decision”), p. 8 with further references in footnote 34.

[2] Prosecutor v. Tihomir Blaškić, Case No. IT-95-14-A, Decision on Appellants Dario Kordić and Mario Čerkez’s Request for Assistance of the Appeals Chamber in Gaining Access to Appellate Briefs and Non-Public Post Appeal Pleadings and Hearing Transcripts filed in the Prosecutor v. Blaškić, 16 May 2002 (“Blaškić 2002 Decision”), para. 15.

[3] Ibid., para. 14; see for further references Blaškić 2006 Decision, footnote 36.

[4] Prosecutor v. Vidoje Blagojević and Dragan Jokić, Case No. IT-02-60-A, Decision on Momčilo Perišić’s Motion Seeking Access to Confidential Material in the Blagojević and Jokić Case, 18 January 2006 (“Blagojević and Jokić Decision”), para. 4; see for further references Blaškić 2006 Decision, footnote 37.

[5] Simić Decision [Prosecutor v. Blagoje Simić, Case No. IT-95-9-A, Decision on Defence Motion by Franko Simatović for Access to Transcripts, Exhibits, Documentary Evidence and Motions Filed by the Parties in the Simić et al. Case, 12 April 2005], p. 7. 

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